Public exercise of inspection and objection rights under Local Audit and Accountability Act 2014

The request was successful.

Dear North Kesteven District Council,

The Local Audit and Accountability Act 2014 provides members of the public with rights to inspect, within an annual inspection window, the council’s accounts and related documents. It also provides local electors with the right to object to an item of the accounts. Prior to the 2014 Act these same rights were enshrined in the Audit Commission Act 1998.

As a regular user of these rights, in my capacity as a local journalist, local elector, member of accountability campaigns and academic researcher I am interested in understanding the frequency and the way in which these rights are being used across the country.

The MHCLG have recently launched an independent inquiry into the quality of local authority audit (the Redmond Review). One of the questions in the recent call for views asks whether the “the inspection and objection regime allow local residents to hold their council to account in an effective manner?” whilst also acknowledging that data is not currently gathered at a national level on the citizen uses of these rights. I feel there is therefore a strong public interest in the timely disclosure of the information in this request.

Please provide the following information:

A. For all the objections you received between 2009 and 2019 (i.e. relating to financial years 2008/9 to 2018/19 inclusive) please provide the following information in an excel spreadsheet. Please use the list below as column headers and compile the data for each objection in a separate row.

1. Objection reference no.
2. Financial year the objection relates to
3. Subject/summary of the objection
4. Date objection was received
5. Did objector ask the auditor make a referral to the High Court?
6. Did objector ask the auditor to issue a Public Interest Report?
7. Was the objection accepted as valid?
8. If not, why?
9. Was a public interest report issued?
10. Was a referral made to the High Court?
11. If so, what was the High Court’s decision?
12. Were any other recommendations made or actions taken by the auditor under the powers set out in Section 24 of the Local Audit and Accountability Act?
13. Date objector was sent a final decision notice
14. How much was the council charged by the auditor to carry out work in relation to the objection?

B. For all the inspection requests you received between 2009 and 2019 (i.e. relating to financial years from 2008/9 to 2018/19 inclusive), please provide the following information in an excel spreadsheet. Please use the list below as column headers and compile the data for each inspection request in a separate row.

1. Inspection reference number
2. Financial year inspection request refers to
3. Date request for information received
4. Was the request accepted as valid?
5. If not, why?
6. Was request transferred to FOI?
7. If transferred to FOI, what was the justification for doing so?
8. Subject/summary of request as recorded
9. Which department(s) dealt with the information request?
10. Date the response and documents requested were sent to requester

Yours faithfully,

Megan I Waugh

NK - FOI, North Kesteven District Council

5 Attachments

Ref No: FOI 19/325

 

26 September 2019

 

Dear Ms Waugh

 

Thank you for your Freedom of Information request regarding: Public
exercise of inspection and objection rights under Local Audit and
Accountability Act 2014.

 

We can confirm your request was received on 25 September 2019. This will
be dealt with under the terms of the Freedom of Information Act 2000 and
answered within twenty working days. 

 

In some circumstances a fee may be payable and if that is the case, we
will let you know. A fees notice will be issued to you, and you will be
required to pay before we will proceed to deal with your request.

 

If you have any queries about this request please contact the Corporate
Information Team, quoting the above reference number.

 

Yours sincerely

 

Corporate Information Team

 

 

Freedom of Information
[1]NKDC [2]Facebook [3]YouTube Tel: 01529 414155
Twitter Email: foi@n‑kesteven.gov.uk
[HNG53VF58]​ [4]www.n-kesteven.gov.uk
Kesteven Street ,  Sleaford ,  NG34 7EF
[5]Household Survey

show quoted sections

NK - FOI, North Kesteven District Council

5 Attachments

Ref No: FOI 19/325

 

23 October 2019

 

Dear Ms Waugh

 

We refer to previous correspondence regarding your request for information
relating to: Public exercise of inspection and objection rights under
Local Audit and Accountability Act 2014.

 

The information, as provided by our Strategic Finance Manager, is given
below:

 

“We received no objections or inspection requests between 2009 and 2019.”

 

If you are dissatisfied with the handling of your request, you have the
right to ask for an internal review. Internal review requests should be
submitted within two months of the date of receipt of the response,
quoting the above reference number, via email at: [1][North Kesteven District Council request email]
or by post to North Kesteven District Council, Corporate and Customer
Services, Kesteven Street, Sleaford, Lincs, NG34 7EF.

 

If you are not content with the outcome of the internal review, you have
the right to apply directly to the Information Commissioner for a
decision. The Information Commissioner can be contacted at: Information
Commissioner’s Office, Wycliffe House, Water Lane, Wilmslow, Cheshire, SK9
5AF.

 

Yours sincerely

 

Ms Helen Snowden

Corporate Information Team

 

 

Freedom of Information
[2]NKDC [3]Facebook [4]YouTube Tel: 01529 414155
Twitter Email: foi@n‑kesteven.gov.uk
[HNG53VF58]​ [5]www.n-kesteven.gov.uk
Kesteven Street ,  Sleaford ,  NG34 7EF
[6]Household Survey

References

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1. mailto:[North Kesteven District Council request email]
2. NKDC Twitter
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4. YouTube
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5. http://www.n-kesteven.gov.uk/
6. Household Survey
https://www.n-kesteven.gov.uk/residents/...