Non Compliance or non response to Data Subject Access Request

The request was successful.

Dear Prudential Regulation Authority,

We will be grateful if you would kindly confirm, what role, if any, you have should a financial orginsation registered with you:

1. Breaches the EU GDPR 2018 and the UK DPA 2018.

2. Fails to respond to a Data Subject Access Request, and the follow up complaint for the non response.

3. Fails to comply to a Data Subject Access Request, and the follow up complaint for non compliance.

Also, please confirm the following:

4. What exemptions, if any, do your registered finanacial organisations have, for non compliance to the EU GDPR 2018 and the UK DPA 2018.

5. What exemptions, if any, do your registered finanacial organisations have, for non compliance to a Data Subject Access Request.

6. Do any of your registered financial organisations act in a fiduciary capacity.

7. What should your registered financial organisations do, when one notifies them of a dispute; and are they allowed to pass on personal data to third parties without the consent and agreement of the one who has made the dispute.

Yours faithfully,

George Tsigarides

Enquiries, Prudential Regulation Authority

Dear Mr Tsigarides

We acknowledge receipt of your email dated 16 September below (our ref: CAS-12662-C7W2P1).

We will reply in due course

Yours sincerely

Information Access Team, Communications Directorate
Bank of England | Threadneedle Street | London EC2R 8AH | +44 20 3461 4878

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Enquiries, Prudential Regulation Authority

1 Attachment

Dear Mr Tsigarides

Please find attached a response to your email of 16 September below.

Yours sincerely

Information Access Team, Communications Directorate
Bank of England | Threadneedle Street | London EC2R 8AH | +44 20 3461 4878

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