This is an HTML version of an attachment to the Freedom of Information request 'Atos administrative staff and claiment information'.

 
MEDICAL S ERVICES 
 
 
Medical Services 
 
Medical Examination Centre 
Administrator's Guide 
 
MED-MECAG01 
Version: 6 (Final) 
07 March 2011 
 
 

 
Medical Services 
 
 Document 
control 
Superseded documents  
MSRS MEC Administrators Guide 
Version history 
Version Date 
Comments 
6 (final) 
07 March 2011 
MSRS R 2.3 
5 (final) 
1 February 2011 
General Review and Merging of MSRS MEC Guide 
with MEC Admin Guide 
4 (final) 
11 March 2008 
General review and removal of guides as listed 
above. 
3  (final) 
28 February 2003 
General review 
2  (final) 
28 June 2001 
Second Issue 
1  (final) 
07 June 2000 
First Issue 
Changes since last version 
Outstanding issues and omissions 
Although following the issue of UTS 22/2010 WFHRA has been temporarily 
suspended for a period of 2 years references to WFHRA will remain within the 
guide.  
Updates to Standards incorporated  
08/10, 15/10, 26/10, 34/2010 
Issue control 
Author: 
Julie Ritchie 
 
Owner and approver: 
The Operations Manager 
 
Signature: Date: 
07.03.2011 
 
Distribution: LiveLink 
MEC Administrators Guide 
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Medical Services 
 
Contents 
1. 
About this document 
11 
1.1. 
Purpose 11 
1.2. 
Applicability 11 
1.3. 
Owning process 
11 
1.4. 
Owner 11 
1.5. 
References 11 
2. 
Introduction 12 
2.1 
The Medical Examination Centre (MEC) and Role 
12 
2.2 
Customer Service 
12 
2.3 
General skills 
12 
2.4 
Chaperoning at a domiciliary visit 
13 
2.5 
Training 13 
2.6 
Health Care Professionals (HCP) and MEC Staff who may generate 
adverse publicity 
14 
2.7 
Dealing with external media enquiries 
14 
3 
Logging On and Using the Systems 
15 
3.1 
Logging on to SMART 
15 
3.2 
Logging on to MSRS 
16 
3.3 
How to View MEC Appointments by Day on MSRS 
16 
3.4 
How to Search for a Claimant on MSRS 
18 
3.4.1 
Search produces results 
19 
3.4.2 
Search does not produce results 
20 
3.5 
How to View a Contact History on MSRS 
20 
3.6 
How to View a Letter History 
20 
3.7 
How to View an Examination History 
21 
3.8 
How to search a Case File 
21 
4. 
File Handling, Transfer and Storage 
23 
4.1 
Receiving files 
23 
4.1.1 
Session bundles for non MSRS referrals 
23 
4.1.2 
Files for MSRS referrals 
23 
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4.2 
Passing files between MSC and MEC 
23 
4.3 
Passing FME between the MSC and MEC 
24 
4.4 
Storage at the MEC 
24 
4.5 
Building a session for MSRS referrals 
25 
4.5.1 
Cabled MECs 
25 
4.5.2 
PV Claimants 
26 
4.5.3 
Non-Cabled MECs 
26 
4.6 
Transfer of files between MECs 
27 
4.7 
Missing File Procedure 
27 
5. 
Performance Information 
29 
5.1 
Waiting times 
29 
5.1.1 
Recording waiting times 
29 
5.2 
“Mystery Shopping” visits 
30 
5.3 
Display of information at the MEC 
30 
5.3.1 
Casual Hire 
31 
6. 
Meeting the Claimant’s Special Needs 
32 
6.1 
MSC action for special needs cases 
32 
6.1.1 
MEC action for Special Needs Cases – statistical returns for 
interpreters and same gender HCPs ONLY 
32 
6.2 
Dealing with Special Needs not previously identified 
33 
6.3 
Wheelchairs and non-ground floor MECs 
33 
6.4 
Inability to cater for Claimant’s Special Needs 
33 
7. 
The Claimant’s Appointment 
34 
7.1 
The referral process 
34 
7.2 
Preparation at the beginning of the day 
34 
7.3 
Arrival 34 
7.4 
Proof of Identity Procedures 
34 
7.4.1 
Establishing the Claimant’s identity 
35 
7.4.2 
Identification presented is insufficient 
35 
7.5 
Handing over AL1 Flyer to ESA and IB- Reassessment Claimants  37 
7.6 
Recording Arrival Times 
37 
7.7 
Claimant is late for appointment 
38 
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7.8 
AC1 38 
7.9 
Walk-ins 38 
7.9.1 
Right MEC, Wrong Day 
38 
7.9.2 
Wrong MEC 
39 
7.10 
Recording a Did Not Attend (DNA) 
39 
7.10.1  Recording a DNA on MSRS 
39 
7.10.2  Recording a LCWRA DNA 
39 
7.10.3  Recording a DNA on SMART 
40 
8. 
Claimant’s Expenses 
41 
8.1 
Where there is no SMART in MEC 
41 
8.2 
SMART in MEC 
41 
8.2.1 
Completing Claimant expenses on SMART 
41 
8.3 
Exceptions 42 
8.3.1 
Payment of loss of earnings for Working Tax Credit (WTC) applicants 
- Preston 
42 
9 
Allocating an Examining HCP to a Claimant 
44 
9.1 
Neurological Assessments by Nurses 
44 
9.1.1 
The MSC Staff 
44 
9.1.2 
The MEC Staff 
45 
9.1.3 
Examination completed 
45 
9.1.4 
Audit of Neurological Assessment 
46 
9.2 
Assisting the HCP during the medical assessment 
47 
9.2.1 
Chaperoning 47 
9.2.2 
Assisting the Claimant 
48 
9.2.3 
Taking physical measurements/eyesight testing 
48 
9.2.4 
After the Claimant has been examined 
48 
9.3 
HCP Cancellations 
49 
10 
Session Management 
50 
10.1 
What is session management? 
50 
10.2 
How is it achieved? 
50 
10.3 
Monitoring waiting times 
50 
10.3.1  Session bundle, no SMART in MEC 
51 
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10.3.2  Session bundle, SMART in MEC 
52 
10.3.3  MSRS Referrals 
52 
10.4 
Client Sent Home Unseen (CSHU) 
53 
10.4.1  Unseen management options 
54 
10.4.2  Have all criteria been considered? 
54 
10.4.3  Has authorisation been given? 
55 
10.4.4  Requesting a further appointment 
55 
10.5 
Recording Client Sent Home Unseen (CSHU) and Could Not Wait 
(CNW) 56 
10.5.1  CSHU general 
56 
10.5.2  Offering a DV to an unseen Claimant 
57 
10.5.3  Completion of the Unseen Client form (UCP) 
57 
10.5.4  The categories and codes 
58 
10.5.5  When and how to apply each category 
58 
10.5.6  Action to be taken on completion of the Unseen Client form (UCP)  61 
10.6 
Claimant unfit to be seen 
61 
10.6.1  Identified Before the Assessment starts 
61 
10.6.2  Identified After the Assessment has begun 
61 
10.6.3  Claimant Unfit to be Seen due to Violence 
62 
10.7 
Claimant refuses to be examined 
63 
10.8 
Claimant refuses to leave and insists on being examined 
64 
10.9 
Audio and video taping of examinations 
64 
10.10  Taking of Notes during an Examination by Claimant or    Companion64 
11 
Rescheduling Appointments 
66 
11.1 
CSHU with the Claimant available in the MEC 
66 
11.2 
CSHU with the Claimant not available in the MEC 
66 
11.3 
Appointments No Longer Needed for WFHRA Referrals 
67 
11.4 
Claimant Provides FME at Examination 
69 
11.4.1  Creating a case file 
70 
11.5 
Incomplete Examinations 
70 
11.5.1  Checking for Incomplete Examinations 
70 
11.5.2  ESA S Referrals 
71 
11.5.3  WFHRA Referrals 
71 
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12 
MEA Completion where SMART in MECs 
72 
12.1 
Completion of the AC1/MEA completion screen 
72 
12.1.1  Special Needs 
74 
12.2 
Time capture 
75 
12.2.1  Capture of arrival and exam start times 
75 
12.2.2  Waiting time 
75 
12.2.3  Exam end time (LiMA only) 
75 
12.2.4  Exam end time (Non LiMA) 
75 
12.3 
Exam results (LiMA only) 
76 
12.3.1  Exam results (Non LiMA) 
76 
12.4 
Removal of automatically printed AC1 
76 
13 
Linking Reports and Clearing Cases 
77 
13.1 
Post-LiMA Examination Actions 
77 
13.2 
Post-Clerical Examination Actions 
78 
13.2.1  Legibility and Completeness 
78 
13.2.2  Recording the Examination Outcome 
78 
13.2.3  Recording the Examination Findings 
79 
13.3 
Audit Selection 
79 
14 
Quality Initiatives 
81 
14.1 
Post examination checks 
81 
14.2 
Rework 81 
14.2.1  Rework advice referrals 
82 
14.2.2  Rework examination referrals 
82 
14.3 
Quality monitoring 
83 
14.3.1  No SMART in MEC 
83 
14.3.2  SMART in MEC 
83 
15 
Completion of Forms 
85 
15.1 
Completion of form AC1 
85 
15.2 
Completion of form AC3  
86 
15.2.1  Session time details 
87 
15.2.2  Examination details 
87 
15.2.3  For ESA Assessment 
87 
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15.2.4  Own Occupation Test 
87 
15.2.5  For IIDB cases 
88 
15.3 
Issuing BF223 
89 
15.4 
Form UE1 (Rev) 
90 
16 
Communication 91 
16.1 
Communication methods 
91 
16.1.1  Email 91 
16.1.2  Fax 91 
16.1.3  Phone 91 
16.2 
Contact between the MEC and the VCC 
91 
16.3 
Contact between the MEC and the Resource Manager 
92 
16.4 
Communication between the Claimant and the MEC 
92 
16.4.1  Receiving written correspondence/verbal enquiries from the Claimant92 
16.4.2  The Claimant is Unable to Attend (UTA) 
93 
16.4.3  Receiving an ‘Unable to Attend’ letter 
93 
16.4.4  Receiving an ‘Unable to Attend’ telephone call 
93 
16.5 
Telephone contact with Claimants 
94 
17 
Changes made to by Atos Healthcare 
97 
17.1 
Changes made on MSRS 
97 
17.2 
SMART where SMART in MECs 
97 
17.3 
Changing details in Non-Cabled MECs 
98 
18 
View Action Prompts 
99 
18.1 
Change DV Address 
99 
18.2 
Update Case File 
99 
18.3 
Change to PV Status 
100 
18.4 
Relocate Case File 
101 
18.5 
Progress Case File 
101 
19 
Ordering Stationery/Medical Supplies 
102 
20 
Site Security 
103 
20.1 
Security Incident Reporting 
103 
20.2 
Potentially Violent Claimants 
103 
20.2.1  Claimant already identified as PV 
103 
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20.2.2  Non-PV Claimant becomes violent 
103 
20.3 
Completion of form IF1/PV1 
104 
20.4 
Potentially violent DVs 
104 
20.5 
Accommodation 105 
20.6 
Fire and bomb procedures 
105 
20.7 
Panic alarm tests 
105 
20.8 
Emergency Evacuation Procedure-Wheelchair Users 
105 
20.8.1  Claimant Responds to Appointment Letter 
105 
20.8.2  Claimant Arrives for Assessment without Responding to the 
Appointment Letter 
106 
20.8.3  Claimant Arrives for Assessment Accompanied by a Disabled 
Companion 106 
20.9 
General tasks to be performed at the end of the day 
107 
Appendix A  - Overview of MEC Administrator’s role 
108 
Appendix B  B85 Checklist – Non-LiMA Reports only 
110 
Appendix C - Occupational Health MCA Action 
111 
Appendix D  - Claimant cannot be examined 
112 
Appendix E  - AC3 Prognosis Desk Aid 
113 
Appendix F  - Claiming Travelling/Associated Expenses 
114 
Appendix G  - DPTC948 
115 
DPTC948 – (Back Page) 
116 
Appendix H  - Stationery/Medical/Leaflet Supply Lists 
117 
Appendix I  - Unseen Client Authorisation Criteria 
122 
Appendix J  - Acceptable forms of ID 
124 
Appendix K  - Appendix 2(PVP) Form 
126 
Appendix L  - Medical Referral for ExaminationForm 
127 
Appendix M  - AC3 and Outcome Codes 
128 
Appendix N  - MEC Contact Details 
129 
Observation form 
130 
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1. About 
this 
document 
1.1. Purpose 
The purpose of this guide is to provide Medical Examination Centre (MEC) staff with 
comprehensive guidance and also describes the operation of MSRS. It covers all 
aspects of their current role, and provides wider understanding of Atos Healthcare’s 
(AH) business while carrying out administration duties associated with benefits like 
ESA, DLA etc. 
1.2. Applicability 
This document applies to all Medical Examination Centre staff and the 
Administrative Staff.  
1.3. Owning 
process 
Service Operation 
1.4. Owner 
The Operations Manager, DWP owns this document. 
The owner is responsible for approval of this document and all related feedback 
should be addressed to them. 
1.5. References 
Display of Information Procedures (MED-DIP01). 
Claimants Expenses Procedures (MED-CEP01). 
The Data Protection Act within Medical Services (MED-TDPAWMS01). 
Administration Checks on Closure (MED-ACC01) 
Potentially Violent Persons Procedure (MED-PVPP01) 
Proof of Identity Procedures (MED-POIDP01) 
 
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2. Introduction 
2.1  The Medical Examination Centre (MEC) and Role 
Medical Examination Centre (MEC) staff are referred to as Medical Centre 
Administrators (MCA). 
The MCA role involves a variety of tasks ranging from general administration to 
active participation in session management, ensuring the smooth throughput of 
Claimants to be examined.   
As front line staff it is important you portray a professional and caring image.  
Claimants will use the image you project to form a perception of the organisation as 
a whole.  It is important to try and ensure the impression you give is always a 
positive one. 
The details of your role are contained in this document. 
2.2 Customer 
Service 
Customer Service is about meeting the Claimant’s expectations in an efficient, 
customer focused way.  Where possible you should aim to exceed the Claimant’s 
expectations by anticipating their requirements and where possible providing them 
with more than their immediate needs. 
Good customer service should encourage the Claimant to be more co-operative 
which in turn reduces the likelihood of dissatisfaction and discourages complaints. 
2.3 General 
skills 
The following skills are a fundamental part of the MCA role:  
  Being polite and courteous at all times 
  Listening to what people have to say 
  Explaining things clearly and concisely 
  Dealing with any enquiries thoroughly and effectively 
  Providing accurate information 
  Keeping the relevant people fully informed 
  Responding to Claimant’s needs  
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  Making sure people receive the right level of service first time 
  Liaising with a number of people at different levels 
  Confidently dealing with difficult situations 
  Medical time management 
The following are behaviours the MCA should avoid: 
  By not listening carefully and when face to face, failing to make eye contact, 
can make the Claimant feel that no one is interested  
  Causing confusion or misunderstanding by failing to provide an explanation 
to the Claimant about the outcome received 
  Concentrating on individual actions and forgetting any impact on the rest of 
the process 
  Failing to provide a clear process update and unclear about the timescales 
and no explanations to the Claimant about waiting 
  Missing opportunities to provide sign posting 
2.4  Chaperoning at a domiciliary visit 
You may be asked to chaperone an appropriately trained Health Care Professional 
(HCP) conducting a DV.  This can only be done if you have undertaken the 
necessary training.  For further details on chaperoning at a DV refer to section 
1.20.4, Potentially Violent DVs.  
2.5  Training     
As you will be required to carry out a number of different tasks much of your initial 
training will be ‘on the job’, working with more experienced staff who are able to 
guide you in all the relevant areas.  It may also involve visits to your local MSC to 
give you a wider understanding of AH business and your role within it.      
In addition to this you may receive three specific forms of training which should be 
arranged by your line manager:  
  First Aid Training – The necessity for you attend a course will be at the 
discretion of local management and will be based upon the skills of other 
staff based at each examination centre. 
  Assisting and Lifting – This will enable you to assist the examining HCP 
during the examination if it is necessary to help the Claimant move on and 
off the examination couch. 
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  Dealing with Aggressive Customers – This course advises you how to deal 
with Claimants who are becoming angry or abusive, or appear potentially 
violent.   
As front line staff in examination centres it will be necessary for you to attend 
a course which will enable you to deal with aggressive customers should the 
situation arise.   
Having attended the course you will also be able to chaperone and 
accompany an examining HCP on a domiciliary visit where the Claimant or a 
member of his/her family has previously been identified as aggressive.  
2.6  Health Care Professionals (HCP) and MEC Staff who may 
generate adverse publicity  
There are occasions when HCPs and MEC staff, perhaps for reasons unconnected 
with their work for AH, may attract adverse media attention, which could be 
potentially damaging to the company’s reputation if the HCP continues to carry out 
work on our behalf.  
It is the responsibility of all members of staff to ensure that if they become aware of 
such issues the information is passed to the relevant parties. 
If these circumstances occur, the details should be passed without delay by phone 
and/or by email, marked as confidential, to your Team Leader or Manager.  They will 
then escalate the information to the appropriate parties for further action where 
necessary. 
2.7  Dealing with external media enquiries 
It is not appropriate to discuss any issues with local or national media.    Any 
media enquiries other than SPVA, must be referred immediately to the DWP 
Contract Management Team. 
All SPVA related enquiries should be directed to Atos Origin’s PR Manager, 
Caroline Crouch immediately.  Who in turn, will refer the enquiry as soon as it is 
received directly to the SPVA’s press officers Laurie Manton (07795970407) and 
David Johnson (07717882014). 
For further details, refer to Media Guidelines, available on Live Link. 
https://km.atosorigin.com/Livelink/livelink.exe/open/1180044 
 
 
 
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3  Logging On and Using the Systems 
3.1  Logging on to SMART 
To log onto SMART, you will: 
  Double click on SMART icon on your screen 
  Enter your log in & password 
This will enter you into SMART.  When using SMART, at the bottom of the screen 
will be listed each relevant function key and what it does for that screen.  Often there 
are more functions available that do not fit on the screen, press F1 to view all 
available functions for that particular screen.  
You are automatically taken to the SMART Main Menu after logging in.  Select 
  Option 1 – Client Details/Scheduling Menu  
press F12, then 
  Option 2 – Scheduling Menu.   
press F12, then 
  Option 9 followed by F12 to enter the MEA completion screen. 
Press the function key for MEA Completion, below is a screenshot of the MEA 
Completion screen: 
 
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3.2  Logging on to MSRS 
To open MSRS, double click on the MSRS icon on your desktop. 
On the home page is a declaration that the user must read and accept before 
accessing the system.  This declaration must be accepted each time you enter the 
system – e.g. at the beginning of your working day, if you have closed the system 
and re-opened it or it is has been left inactive for a while. 
 
 
To accept the statement click Accept Declaration. 
You will be taken to the Search for Client page.  The menu headings on the left 
hand side of the page will now be activated and showing up as blue and underlined. 
Throughout MSRS, any heading or text that is blue and underlined in this way is a 
hyperlink.  Clicking on that link will take you directly to the part of MSRS indicated by 
the heading or text. 
In addition, for the two Client and Case hyperlinks that appear at the top of a page, 
and the hyperlinks on the left side of the screen, there will also be a keyboard 
shortcut.  Hovering the mouse pointer over the hyperlink will show you what the 
shortcut is.   
Shortcuts will only work where there is a hyperlink on the page that it can relate to. 
To use the shortcut, press the keys indicated and then press enter. 
 
3.3  How to View MEC Appointments by Day on MSRS 
All scheduled ESA appointments can be viewed by MEC and by Date from the View 
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Appointments by MEC by Day screen.  This screen can be accessed by clicking the 
‘View Appointments by MEC by Day’ hyperlink on the left hand side of the screen. 
Once you have clicked on it you will have to carry out the following actions: 
  Select your Back Office from the ‘Back Office’ drop-down menu 
  Select the MEC you wish to view from the ‘MEC’ drop-down menu 
  Enter the date you wish to view in the ‘Date’ text-box 
  Click ‘Get Appointments’ 
You will then be shown a list of all appointments scheduled for the selected MEC on 
the date you entered.  If you wish to change your selection, click the “Back” button 
and change the criteria then click “Get Appointments” again. 
You will then be shown a list of all appointments scheduled for the selected MEC on 
the date entered.  If you wish to change your selection, click the ‘Back’ button and 
change the criteria.  Click ‘Get Appointments’. 
Appointments can be sorted by any one of the column headers marked with an 
asterisk below: 
  *Appt Time – The time the appointment has been booked for 
  *Arrival Time – The time the Claimant arrived 
  *How Made – The contact method used to book the appointment 
  *Appt Outcome – Examined, DNA, UTA, CSHU, Cancelled by Medical 
Services or blank 
  *Claimant NINO – The Claimant’s National Insurance Number 
  *Claimant Name – The Claimant’s name 
  *Ben Type – The appointment’s Benefit Type  
  Ref Cat – The type of referral (e.g. S, WFHRA etc) 
  Pre WCA Review – Distinguishes pre / post WCA Review referrals 
  Pathways – Indicates whether the referral is a Pathways Referral or not 
  *Same Gender – Indicates whether a same gender practitioner is required 
  *Lang Req – Indicates whether an Interpreter is required 
  Prev CSHU – Indicates whether the Claimant has previously been sent 
home unseen 
  *PV Code – If the Claimant has been marked as a PV, the code is displayed 
here 
  *Examining Practitioner – Gives the Professional Registration Number of the 
examining practitioner where they have started the examination in LiMA 
  *Supporting Case File – indicates whether the referral has a supporting case 
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file 
  *Int. Appointment – indicates for a WFHRA appointment, whether it has been 
created automatically following an LCW assessment (ESA only) 
  Dr. Req. – indicates whether the examination can only be carried out by a 
Registered Medical Practitioner, 
The table is sorted by “Appt Time” as a default, with the earliest appointment shown 
first.  Clicking on one of the headers will re-sort the table by that criterion. 
The list of appointments shown can also be filtered to only show appointments with 
a particular outcome. 
Above the appointments table you will see 3 buttons and 6 tick-boxes: 
Button 1. 
Select All 
Button 2. 
Deselect All 
Button 3. 
Refresh 
Check-box 1.  Open 
Check-box 2.  Examined 
Check-box 3.  DNA 
Check-box 4.  UTA 
Check-box 5.  CSHU 
Check-box 6.  Cancelled by MS 
If you wish to view all of the appointments for the day with a particular appointment 
outcome, simply click on the corresponding tick-box and click the refresh button. 
The “View appointments by MEC by Day” screen only shows “Open” appointments 
by default (appointments with no outcome). 
Clicking the “Select All” button will place a tick in all of the tick-boxes.  Clicking the 
“Deselect All” button will remove the ticks from all of the tick-boxes. 
You must click on the “Refresh” button for the changes to take effect. 
 
3.4  How to Search for a Claimant on MSRS 
MEC activities will generally centre around the View Appointments By MEC By Day 
screen.  However, there will also be times when you will need to search for a 
Claimant in order to view full details of their Cases and Referrals.   
NiNo Search 
A NiNo search can be instigated from any screen within MSRS without the need to 
return to the Search for Client screen. 
The NiNo search box can be found on the top left hand side of MSRS. 
Claimant Details Search 
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To do this, type the Claimant details into the search boxes on the Search for Client 
screen and click Search.  Some of the boxes can be used alone as a single search 
and some must be used in combination with other information as a multiple search. 
It is good practice to use the NINO as often as possible as this is a unique identifier 
and will only produce one result for each search. 
The descriptions below indicate which fields can be used singly and which can be 
used as part of a multiple search. 
  NINO.  The Claimant’s unique identifier, this can be part of a single or a 
multiple search, though a single search is recommended.  The NINO must 
be entered into the field with the correct format of letters and numbers e.g. 
AB123456C, though it may be typed in using lower case letters. 
  Surname.  Single or multiple search.  Recommended as a multiple search 
with other fields completed to reduce the number of possible results.  This 
can also be a partial search using the first part of the name (e.g. “SMI” 
instead of “SMITH”). 
  First Name.  Multiple search, there must be at least one other field 
completed. As with surname, this can be a partial search. 
  Postcode.  Single or multiple search.  It is possible to search using the first 
half of the postcode, this then becomes a multiple search and there must be 
at least one other field completed.  
  Date of birth. Single or multiple search.  Format must be DDMMYYYY, and 
can be typed with no spaces or with one of the following spacing characters 
– hyphen (-), full stop (.) or forward slash (/), whichever format is used all 8 
numbers must be included.   
3.4.1  Search produces results 
When searching using anything other than NINO, a search will usually generate a 
list of possible matches.  
Where a search would generate a very long list, the system will display the following 
message, in red at the top of the page: 
“Too many records found for the search parameters.  Please refine your search 
criteria” 
The number of possibilities can be reduced by adding other information to refine the 
query. 
Where the list does include the correct Claimant, the user can select the correct one 
by clicking the View button in the column labelled View Client. 
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3.4.2  Search does not produce results 
If no Claimants match the criteria the following message will be displayed, in red at 
the top of the page: 
“No records found for the search parameters”. 
3.5  How to View a Contact History on MSRS 
The ‘View Contact History’ option is available in the Client, Case and Referral 
actions drop down menu of the view Client, Case and Referral screens.  Selecting 
this option and clicking ‘Go’ will take you to the View Contact History screen. 
Depending on the screen you called it from the results will vary: 
  When called from the View Client screen, you will be shown the contact 
history for all Cases and Referrals for that Claimant 
  When called from the View Case screen, you will be shown the contact 
history for all of the Referrals registered under that particular Case 
  When called from the View Referral screen, you will be shown the contact 
history for that specific referral. 
By selecting different options from the ‘Case’ and ‘Referral’ drop down menus you 
can alter the information displayed.  You must click ‘Go’ for the change to take 
effect. 
Clicking the ‘Show failed dialler attempts’ check-box will include the failed dialler 
attempts within the contact history. 
Selecting a contact (by clicking the radio button) will display any notes attached to 
that contact. 
3.6  How to View a Letter History 
This screen is called using the same method described above, except you select 
‘View Letter History’ from the drop down menu. 
As with the View Contact History screen, depending on the calling screen the 
content will vary: 
  When called from the View Client screen, you will be shown the letter 
history for all Cases and Referrals for that Claimant 
  When called from the View Case screen, you will be shown the letter 
history for all of the Referrals registered under that particular Case 
  When called from the View Referral screen, you will be shown the letter 
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history for that specific Referral. 
By selecting different options from the ‘Case’ and ‘Referral’ drop down menus you 
can alter the information displayed.  You must click ‘Go’ for the change to take 
effect. 
3.7  How to View an Examination History 
As with the above two screens, the View Examination History screen can be 
accessed from either the View Client, Case or Referral screen. 
Depending on the calling screen the content will vary: 
  When called from the View Client screen, you will be shown the examination 
history for all Cases and Referrals for that Claimant 
  When called from the View Case screen, you will be shown the examination 
history for all of the Referrals registered under that particular Case 
  When called from the View Referral screen, you will be shown the letter 
history for that specific Referral. 
This screen includes both MEC appointments and DV allocations. 
By selecting a MEC Appointment (using the appropriate radio button) and clicking 
‘View Appointment Details’ you will be able to view all of the details of that 
appointment. 
By selecting a DV Allocation (using the appropriate radio button) and clicking ‘DV 
Details’ you will be able to view all of the details MSRS holds for that DV allocation. 
3.8  How to search a Case File 
When a referral progresses to Workstack, the case file is usually sent to the 
Claimant’s preferred MEC.  At the same time, the name of the preferred MEC is 
written in the Referral Progress section of the Case File. 
When Case Files are received at the MEC the MCA should check what is written in 
this field of every Case File to ascertain that they have been sent to the correct 
MEC. 
 
If the Case File has been sent to the incorrect MEC or there is no MEC name written 
in the Referral Progress section the MCA should check what the preferred MEC is 
on MSRS.  This is done as follows: 
  Carry out a Client search and navigate to the View Client screen as 
described above 
  Navigate to the appropriate View Referral screen and look at the Required 
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File Location field (contained within the black box on the View Referral 
screen).  This will tell you where the Case File should have been sent to 
Having ascertained where the Case File should have been sent to, you should 
update the Case File as appropriate and send the Case File to the required location. 
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4.  File Handling, Transfer and Storage 
It is important to note that flowcharts can be found as appendices, within this 
document to assist. 
4.1 Receiving 
files 
The way in which you receive files will depend upon the benefit being claimed and 
the way in which the referral has been registered. 
MCA staff must remember this and handle the files accordingly. 
All files must be checked to ensure they are at the correct MEC. 
4.1.1  Session bundles for non MSRS referrals 
Referrals registered on SMART alone and not progressed using MSRS will be sent 
to the MEC in session bundles.  The staff at the MSC will get all the necessary files 
together for the complete session.  They will then send the bundles to the MEC in 
preparation for the examination session. 
MEC staff must check the AC1 (see Section 1.15.1 for details on the AC1) to ensure 
that they have received all the necessary files and then store them securely until the 
session takes place.  
4.1.2  Files for MSRS referrals 
When a referral progresses to Workstack on MSRS, the name of the preferred MEC 
is written in the Referral Progress section of the Case File and the Case File is sent 
to the Claimant’s preferred MEC.   
ESA55s will not be received in session bundles.  See Section 1.4.5 for details on 
ESA session building. 
4.2  Passing files between MSC and MEC 
Files will no longer always be sent to the MEC in session bundles.  The MSC will 
send out each file to the Claimant’s default  MEC (derived by the Claimant’s 
postcode) as soon as it has entered the Workstack. 
This will be either post-filework where the Pre-Board Check outcome has said that 
an examination is needed – MSRS status will show Workstack - or where it is an ED 
referral which is automatically set to this status. 
At this stage the MSC must send the files over to the default MEC. 
The MCA at the MEC must remember that the files coming in are individual and are 
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not being delivered by session. 
  
The MSCs/MECs will package files in courier pouches/ polylopes 
Regional Managers will; 
 
Arrange for all courier labels to be reviewed, printed and checked for 
accuracy.   
 
Implement a tracking system in areas where there are known courier 
problem.  Where a tracking system is implemented on a temporary or 
permanent basis this will involve:  
 
 
Maintenance of a spreadsheet of courier packet details/NI numbers of 
cases therein, destination and date sent out. 
 
 
Included in the packets will be lists of NI numbers for the MSC/MEC 
staff to check off receipt of the cases or raise queries as appropriate. 
 
 
Each courier pouch sent out to each individual location is numbered 1 
of 2, 2 of 2, etc and dated with the date it leaves the office, and should 
contain no more than 30 individual files This will help the recipient as 
they will know how many pouches that they are due to receive 
 
 
Ensure that only the correct one-line courier address is used for items 
sent using the TNT cross-government courier service 
 
Refer to section 1.4.7 for Missing Files Procedure.  
4.3  Passing FME between the MSC and MEC 
Where FME is requested in support of a taxi or DV request it should be sent by the 
Claimant to the MSC.  On occasion, the HCP may need to see other parts of the file 
which will already be at the default MEC, in which case the MSC will contact the 
MEC and ask for the relevant parts to be faxed back to the MSC for filework by the 
HCP.  
4.4  Storage at the MEC 
All hard copies of documents must be stored in lockable cabinets within lockable 
rooms for the time period stipulated or when not being used.  The MCA must put the 
documents away promptly so the only paperwork open to view in the office is that 
which staff are working on at that time. 
On receipt at the MEC, the MCA should place each file in the secure storage.  
These should be filed alphabetically by surname. 
The secure storage must have at least one spare drawer/unit so that the files for the 
following session (1 or 2 days ahead) can be stored when the session has been 
built. 
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4.5  Building a session for MSRS referrals 
4.5.1 Cabled 
MECs 
All case files, once they enter the Stockpile Management System, will be sent to 
their preferred MEC.  It is the responsibility of the MCA to extract all case files 
required for an examination session.  It is understood that in some sites, Case Files 
stored in the Workstack are stored at a location other than the Claimant’s preferred 
MEC.  In these circumstances, referrals should continue to be managed in 
accordance with the standards laid out below. 
When building a session, the following process should be followed: 
  Obtain a copy of the AC1 for the day in question 
  Cross reference the AC1 against the MEA Completion Screen on SMART to 
ascertain if any of the appointments have been UTAd.  You should update 
the AC1 accordingly. 
  You should then cross reference the updated AC1 against the View 
Appointments by MEC by Day screen within MSRS.  It is recommended that 
you sort the table by the following fields in turn and update the AC1 
accordingly: 
o  Supporting Case File – mark any appointments on the AC1 that have 
no supporting case file. 
o  Same Gender Practitioner request – mark any appointments on the 
AC1 that have a same gender request 
o  Language Request – mark any appointments on the AC1 that have a 
language request 
Having done this you will have a complete paper record for the day in question 
which you can use to build the session. 
Any appointments indicated on the AC1 as having no supporting case file cannot be 
retrieved from the storage area; instead you should complete the following sections 
of the Medical Referral for Examination form (Appendix L):  
 Claimant 
Details 
o NINO 
o  Surname and Title 
o Other 
Names 
  Referral (tick the appropriate referral type) 
 WFHRA 
Only 
ESA 
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  Special Needs (where applicable) 
o  Same Gender Practitioner request (indicate M or F) 
o Language 
Required 
 PV 
Marker 
The rest of the day’s Case Files should be retrieved from the MEC storage area to 
build the full day’s sessions.  You should cross reference the Case Files against the 
AC1.   
At this stage any Neurological referrals can be identified. 
You may wish to update the Case File with details of any Special Needs that 
Claimant may have.  Such detail should be written in the Notes field. 
If you are unable to locate a Case File for an appointment that should have one you 
should carry out a full search of the MEC.  If you are still unable to locate the file, 
you should have similar searches initiated at the Back Office and all other MECs 
that fall under your Back Office’s jurisdiction.  If necessary, escalate the issue to 
your Team Leader. 
If the sessions have been built in advance, a check the day before the session date 
should be made to ensure no changes have occurred. 
4.5.2 PV 
Claimants 
If a Claimant is identified on the View Appointments by MEC by Day screen as being 
PV you should check the PV Text field on the View Client screen to ascertain the 
nature of the Claimant’s PV status.  This is done as follows: 
  Make a note of the Claimant’s NINO and carry out a Client Search as 
described in section 3.4.   
  The PV Text field is on the left hand side of the View Client screen 
If the PV Text indicates that additional security may be required you should organise 
this appropriately. 
If the PV Text field is blank or does not fully explain the Claimant’s PV Marking e.g. 
the filed is completed with “TBC”, “PV Paperwork Missing” etc, you should inform 
your Team Leader immediately who will ensure that appropriate PV Details are 
obtained and ensure appropriate Security measures are in place. 
4.5.3 Non-Cabled 
MECs 
The process for building a session for a Non-Cabled MEC is largely the same as the 
process defined above for a Cabled MEC, except it must be carried out at the Back 
Office.  Additionally, where the Claimants home address or PV details are not 
available (e.g. there is no Case File), you must make a printout of the View Client 
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screen. 
Enclosed with the Case Files and Medical Referral for Examination forms should be 
all of the necessary forms, i.e. ESA85, WHFRA etc.  Ensure the correct version of 
the ESA85 is used depending on whether the referral is Pre-WCA, this will be 
marked on the ESA55 or can be checked on the View referral screen on MSRS.  
You should also include sufficient copies of the EA1 and ESA85a forms in case they 
will be required. 
If the appointment is for a re-referral, a copy of the most recent Medical Output 
(examination or Filework) should be included for the examining Practitioner’s 
information. 
You should write the First Day of Incapacity date (visible on the View Case screen) 
and the Diagnosed Cause of Incapacity in the Notes section of the Case File and 
the Medical Referral for Examination form. 
The Diagnosed Cause of Incapacity can be identified as follows: 
  Navigate to the View Case screen for the Claimant and select View FME 
from the Case Actions drop-down menu then click Go 
  On the following screen, look in the Evidence Text column.  If you see an 
entry that says Evidence Text and is blue and underlined (i.e. a Hyperlink), 
click on it.  This will open a separate window that contains information 
transcribed from the Claimants MED3.  This will contain the Diagnosed 
Cause of Incapacity. 
4.6  Transfer of files between MECs 
Where an appointment is requested and made at another MEC – not the default one 
that has received the file - the file must be sent to the appointment MEC. 
Both MECs will receive the transfer information by email/fax from the VCC. 
The default MEC must send the file to the appointment MEC and both MECs should 
liaise with one another to check that it is sent and has arrived.  Contact can be made 
by phone, fax or email, although phone is preferable as it is instant. 
4.7  Missing File Procedure  
             
When AH discovers that a file is missing or considered lost, the following action     
should be taken:  
 
  When it is has been identified that a referral file is missing the appropriate 
Medical Services Manager must be informed, once they are in possession of 
all the relevant information the Medical Services Manager must immediately 
contact the referring Customer via their Liaison contact i.e. the ESA Lead.  
 
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  On the instruction of the Site Manager(SM), staff at the MEC & MSEC will 
stop work and undertake a thorough search of the office (stop and search by 
both name and NINO number). During this exercise no files should be 
moved in or out of the office location whilst the search is undertaken and all 
areas must be searched thoroughly. 
 
  The Site Manager will then inform you of the next action regarding the 
assessment appointment, i.e. whether or not the appointment will go ahead. 
 
 
 
 
 
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5.  Performance Information  
Performance in relation to waiting times and special needs will be measured at MSC 
level. 
5.1 Waiting 
times 
AH will use reasonable endeavours to minimise Claimant waiting times.  Whether a 
Claimant arrives early or on time, AH should aim to start their examination within 10 
minutes of their appointment time. 
5.1.1  Recording waiting times  
For non- MSRS referrals information is recorded on the AC1 and on SMART.   
On the AC1, enter the time at which the Claimant arrives at the MEC in the column 
headed ‘arrival time’. 
On SMART, record the arrival time on the MEA completion screen. 
For ESA appointments, record the arrival as described in Section 1.7.6.  
It is important that the exact time of arrival is recorded so you should make a note of 
it as each Claimant arrives even if you are in the process of dealing with another 
Claimant. 
Enter the exact time at which the Claimant enters the examination room in the 
column headed ‘Examination Time’ . 
For ESA, the waiting time will be automatically calculated by LiMA/MSRS and also 
click on a button to enter the arrival time.   
For other benefit streams, the waiting time should be calculated by working out the 
number of minutes between the appointment time and the examination start time.  If 
the Claimant arrives after the appointment time, the waiting time should be left 
blank. 
At the close of the day complete the two boxes at the end of each sheet.  You will 
need to record the total number of Claimants who attended for examination in the 
left-hand box and the number of Claimants who have waited more than 10 minutes 
on the right.  
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Appointment 
Examination 
Arrival Time
Time
Time
Waiting Time
8.50
9.00
9.00
0.00
9.30
9.30
9.40
10.00
10.10
10.00
10.20
0.00
10.25
10.30
10.45
15.00
11.15
11.00
11.20
0.00
12.30
13.00
13.05
5.00
 
An example of how to complete the arrival time, appointment time, and examination 
start time and waiting time is shown above. 
Total 
Claimants 
     06 
Total Claimants Who Waited More Than 10 Minutes  
01 
At the end of the day the form should be faxed to your local MSC. 
5.2  “Mystery Shopping” visits 
In the event of there being a visit from a “Mystery Shopper”, they will check that the 
following information and documents are displayed at a Medical Examination 
Centre: 
  Up to date Leaflets 
 Complaints 
Poster 
 Standards 
Poster 
  Name of Office Manager 
  Staff with Name Badges 
AH should not display any non-Department for Work and Pensions (DWP) literature, 
unless prior written approval has been obtained by DWP and should conform to 
Health and Safety standards.  The Mystery Shopper will check for any non-DWP 
literature and Health and Safety issues. 
For further details on display of information refer to the Display of Information 
Procedures (MED-DIP01). 
5.3  Display of information at the MEC 
Each MEC must display the Service Standards Posters and selected Customer 
leaflets. 
Full information on what should be displayed is contained in the Display of 
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Information Procedures (MED-DIP01). 
Welsh MECs must refer to the Welsh Language Scheme MED-WLS01for further 
information. 
5.3.1  Casual Hire  
If the Site is a ‘Casual Hire’, i.e. where AH hire an examination room at a Registered 
Medical Practitioner’s Surgery or a hospital, there may not necessarily be a room 
within the waiting area to display posters and leaflets.   
In these instances a simple notice should be displayed advising Claimants that the 
MCA holds an information pack/folder which is available for Claimants to look at 
should they wish.  This pack should contain all the information stated at section 5.2.  
 
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6.  Meeting the Claimant’s Special Needs 
Special needs are requirements not catered for by a MEC as part of the everyday 
business and standards.   
If the needs are not met the situation may result where the Claimant is prevented 
from being examined.   
AH is required to meet any reasonable requests to accommodate Claimants who 
have special needs.  When a special need is identified on the examination day and 
cannot be accommodated on that day, AH will use reasonable endeavours to 
ensure that an alternative appointment date is arranged and the Claimant informed 
of it within 24 hours of the need being identified.  AH will ensure that the Claimant’s 
special needs will be accommodated at the new appointment. 
Special needs can include: 
  Communication Problems – Interpreters for another language, visual 
impairment or hard of hearing 
  Physical Impairments – Inability to access the centre e.g. in a wheel chair 
  Religious beliefs – The Claimant’s beliefs may mean that a same gender 
HCP is required.  Religious beliefs should not be compromised 
6.1  MSC action for special needs cases 
When information about a special need is received at the MSC or VCC, either by 
information contained in the file/referral or received as a result of an incoming or 
outgoing telephone call, the member of staff who receives the information will 
complete form FPR1 detailing the special need.   
This must then be either attached to the file if it is available, or faxed to the MEC if 
the file is located there.  The form indicates that the special need has been notified 
in advance of the appointment.  The FPR1 must include requests for same gender 
HCPs and interpreters. 
Please refer to LiveLink for the FPR1 form. 
6.1.1  MEC action for Special Needs Cases – statistical returns for 
interpreters and same gender HCPs ONLY  
Every day the MEC must complete form MSEC SNF1 (printed locally and available 
on LiveLink) to show if there were any interpreters or same gender HCPs required 
that day (identified by the FPR1 form attached to the file or, if not previously noted, 
requested by the Claimant on arrival at the MEC).  This is also to show whether or 
not those special needs were met.  A return is required for each day even if NO 
special needs were required. 
 Form MSEC SNF1 MUST be faxed on a daily basis 
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to the MSC.     
6.2  Dealing with Special Needs not previously identified 
Ask the Claimant if there are any special needs AH should be aware of and decide: 
  Are you able to cater for their needs without altering the Claimant’s 
appointment? 
  Are you unable to meet their requirements on the date of examination?    
6.3  Wheelchairs and non-ground floor MECs 
Whenever a wheelchair user arrives at a MEC which is not on the ground floor, the 
MCA should ascertain whether or not that individual would be able to use the stairs 
in the event of an emergency. 
If that individual would be able to use the stairs, there is no issue. 
If that individual is the Claimant and they would not be able to use the stairs, they 
must be sent home unseen and an alternate appointment at a MEC on the ground 
floor made.  If no such MEC is available within 90 minutes travel time of the 
Claimant’s home, a DV must be arranged. 
If that individual is not the Claimant (e.g. they are accompanying the Claimant) and 
they would not be able to use the stairs, then either the examination should proceed 
without that person or the Claimant should be sent home unseen and the 
appointment rearranged.  An alternative MEC may be offered in these 
circumstances but a DV must not. 
6.4  Inability to cater for Claimant’s Special Needs 
If you are unable to accommodate the Claimant’s need on the day of examination, 
contact the scheduling section or VCC to arrange another appointment and also 
inform the Resource Manager Team for statistical purposes. 
You will then need to clearly explain to the Claimant: 
  Why the examination cannot take place 
  They will receive notification of the new appointment  
 
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7.  The Claimant’s Appointment   
7.1  The referral process  
AH have a number of different Customers from whom we receive requests for 
medical advice.  These are known as ‘referrals.’  AH will supply the necessary 
information to the Customer in written form, either as a result of initial assessment of 
the documents referred by an AH HCP, or in some cases after the Claimant has 
been asked to attend a medical assessment.    
On receipt, the Claimant’s details are registered on either SMART or MSRS.   
 
7.2  Preparation at the beginning of the day 
You will need to ensure that you have the available AC1 appointment list for the 
day’s session and all the files contained on the AC1.   
Ensure all the assessment rooms are ready for the HCP to use and that clean paper 
sheets are placed on the examination couches. 
Check the waiting area is tidy and that reading material is available and there are 
adequate leaflets on display.  
7.3 Arrival 
Greet the Claimant in a professional and caring manner. 
Ask to see the Claimant’s appointment letter to determine the time of appointment 
and type of assessment they are attending (if the Claimant has forgotten to bring 
their letter, these details are provided on the AC1).  
If the Claimant arrives late, refer to section 7.7.   
If the Claimant informs you of any change in their details, refer to section 17.  
7.4  Proof of Identity Procedures 
AH is expected to examine the actual Claimant, not any person who comes to the 
MEC masquerading as the Claimant and therefore AH must ensure that individuals 
presenting themselves for assessments are who they claim to be. 
Staff must follow the procedure given for establishing identity and make reasonable 
efforts to ensure that we examine the correct person.  
Refer to the Proof of Identity Procedures MED-POIP01 
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7.4.1  Establishing the Claimant’s identity 
Form POID1, is to be used to assist in the identification of a Claimant’s true identity 
via their signature.  This form is to be used for all Claimants whether attending an 
assessment at the MEC or being visited at their homes. 
Form POID1 is available from AOK Printers and is to be ordered locally in the 
normal manner. 
For Claimants attending the MEC 
When a Claimant arrives at the MEC, you will present them with the POID1.  The 
form asks for the Claimant’s name, date of birth, signature and date.  The Claimant 
will complete and sign Part 1 of the form. 
You will then: 
  Ask the Claimant to provide identification, (this should be the Claimant’s 
passport or three other different forms of identification e.g. birth certificate, 
driving licence or any other form of identification that has their name and 
address on it).  A list of acceptable forms of identification, along with their 
relevant codes can be found at Appendix J.   
  Circle the evidence provided on the form 
  As an additional cross check, compare the signature to the claim 
form/questionnaire or the proof of identity offered 
-  If you don’t have access to a questionnaire, you should carry out the action 
described below. 
  Complete Part 2A of the POID1 
  Place the POID1 into the Claimant’s file if one is available. 
-  If a case file does not exist, the POID1 form should be held at the MEC for a 
period of 6 months after which time it should be destroyed. 
+Having satisfied yourself of the Claimants’ identity you should now ask the 
Claimant if they wish to claim for travelling expenses and if necessary, explain what 
expenses they are entitled to claim.  
Deal with any questions the Claimant may have.                 
7.4.2  Identification presented is insufficient 
If the Claimant is unable to provide any form of identification, or the three items 
requested, note on the POID1 which forms of identification the Claimant has 
provided (by circling the appropriate item as indicated in Appendix J.  You should 
then compare the Claimant’s signature on the POID1 form to that held on the 
Questionnaire and proceed as indicated below. 
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Signatures match 
If the signature on the POID1 matches that held on the questionnaire you should 
complete Part 2A of the POID1 form and allow the examination to take place. 
Signatures do not match 
If the signature on the POID1 form does not appear to match that held on the 
questionnaire you should carry out the following action:  
  If the Claimant produced an acceptable form of identification, but the 
signatures do not match, you should discreetly advise the examining 
practitioner of the discrepancy before the examination starts.  The examining 
practitioner should then ask more in depth questions relating to case history 
to establish correct identity.  If the identity of the Claimant is proven, the 
examining practitioner should complete Parts 2A and 2B of the form and the 
examination should be carried out as normal. 
  To avoid violent confrontation, if the Claimant wishes to be reimbursed for 
their travelling expenses, proceed in the normal way as indicated in 
Claimants Expenses Procedures (MED-CEP01). 
  If the Claimant was unable to provide sufficient evidence of knowledge of the 
case history, then the examination should be suspended.  A Medical 
Services HCP can authorise refusal of an examination.  Should this situation 
arise you should contact your Site Manager(SM) and seek instruction on how 
to proceed. 
Questionnaire not available 
Note: You may receive certain referrals (SA, Inland Revenue (IR) referrals IR (SK), 
IR (SO), IR (CN), IR (SL) and DLA) which do not contain a claim form.  In these 
cases, you will have to base your judgement on the three forms of identification 
provided.  If you have any doubts about the Claimant’s identity you should discreetly 
inform the examining HCP before the start of the examination. 
If the questionnaire is not available the examining practitioner should be made 
aware.  They will ask the Claimant further in depth questions relating to the case 
history before deciding whether the assessment should continue. 
If the examining practitioner is 100% certain that the person in front of them is NOT 
who they say they are the assessment should not take place. 
If the examining practitioner is in some doubt as to the identity of the person in front 
of them, the assessment may continue, but a note to their uncertainty should be 
attached to the case file.  In the absence of a Case File a memo should be written 
and returned to the Customer Office marked for the attention of the Decision Maker. 
 
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7.5  Handing over AL1 Flyer to ESA and IB- Reassessment 
Claimants 

An AL1 flyer is given to all ESA Claimants to ensure they have access to information 
about their medical assessment. 
  After greeting and establishing the proof of identity, provide an AL1 Flyer to  
ESA and IB Reassessment Claimants. 
  Explain that the flyer contains information about their medical assessment 
and it should be read before the assessment. 
  Suggest to them that they read it in the waiting room.( This is to discourage 
congestion around the reception area). 
  Invite the Claimant to return to the reception desk with any questions that 
they may have regarding the information on the AL1 flyer. 
  Request that the Claimant returns the AL1 flyer to reception before their 
assessment. 
  It is expected that not all Claimants will  return the AL1 flyer to reception.  It is 
therefore necessary to increase the frequency of checks in the waiting area 
to retrieve the AL1 flyers and ensure the standard of presentation is 
maintained. 
  At the end of each day the laminated AL1 flyers will need to be cleaned to 
minimise cross infection, this can be done using a spirit cleaner. 
7.6 Recording 
Arrival 
Times 
Arrival times for ESA appointments must be entered through MSRS.  This is done 
as follows: 
  Once on the View Appointments by MEC by Day screen, locate the 
appointment in question. 
  Under the ‘Arrival Time’ column, a button will be visible that says ‘Arrival’ on 
it.  Click this button. 
  A small pop-up window will open asking for the time that the Claimant 
arrived.  Enter their arrival time in the text-box and click ‘OK’.  You will then 
be returned to the View Appointments by MEC by Day screen. 
Note you MUST enter the arrival time before the Claimant is taken in to the 
Examination room.  Failing to do so will result in the Practitioner being unable to 
start the Examination on LiMA. 
When entering the Claimant’s arrival time you should check on MSRS whether the 
examination must be carried out by a Doctor.  If this is required, you should clearly 
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write a D in the Notes section of the ESA55.  If there is no Supporting Case File for 
this appointment, you should place a tick in the Dr Only field of the Medical Referral 
for Examination form. 
7.7  Claimant is late for appointment 
If the Claimant is late for their appointment, check the AC1 to find out if there have 
been any cancellations for that day that you can fit the Claimant into. 
Assess if there are any HCPs who have/may shortly have a break between 
Claimants.  Consult the HCP to see if the Claimant can be assessed.  In larger 
centres, this will be decided by the Team Leader.  Every effort must be made to see 
the Claimant that day. 
If the Claimant can be seen and accepts the new appointment you should proceed 
as normal.  
If the Claimant either refuses the new appointment offered or cannot be examined 
follow the procedure given at section 10.3.1.   
If the Claimant refuses the new appointment and has previously UTAd you should:  
  Put a note on SMART, (where SMART is available) that Claimant has refused 
the appointment 
  Inform the Claimant of the appointment and let them know that the appointment 
will remain open, in case circumstances change. 
  Inform them that in the case of non-attendance, papers will be returned to the 
Customer and a BF223 will be issued* 
*BF223 only issued for ESA referrals.  You must ensure you use the correct version 
of the BF223.  LCWRA referrals will not receive a BF223. 
7.8 AC1 
 
Complete the relevant sections of the AC1 – See section 1.15.1 for details.  
7.9 Walk-ins 
7.9.1  Right MEC, Wrong Day 
There are occasions where a Claimant will attend for an examination one or more 
days prior to their appointment.  Should this occur and the Claimant can be 
accommodated, the MCA should carry out the following actions: 
  Contact the Resource Team or VCC 
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  Ask them to reschedule the appointment within Siebel 
  Refresh the “View Appointment by Day by MEC” (by clicking the ‘Refresh’ 
button) screen and enter their arrival time against the new appointment. 
7.9.2 Wrong 
MEC 
If a Claimant attends an incorrect MEC for their examination and there is sufficient 
Medical resource available to carry out the examination, the MCA should check on 
MSRS to ascertain if there is a Supporting Case File for the referral. 
If there is a Supporting Case file, the MCA should contact the Claimants original 
MEC and request that they fax over the contents of the Case File.  If this can be 
done, the MCA should contact the VCC and ask them to change the Claimant’s 
appointment to their MEC.  If the original MEC is not able to fax over the required 
information, the MCA should explain to the Claimant that they will have to schedule 
an appointment for them at a later date.  The VCC should be contacted and the 
appointment appropriately rescheduled. 
If no Supporting Case File exists for the referral, the MCA should contact the VCC 
and have the appointment rescheduled to their MEC as descried above. 
7.10  Recording a Did Not Attend (DNA) 
You must not record a DNA until the day after the scheduled appointment. 
7.10.1 Recording a DNA on MSRS  
Select ‘View Appointments by MEC by Day’.   
Select the previous day’s date. 
All open referrals for that date will be listed. 
Click on the Arrival button and select DNA 
See Section 1.15.3 for details on how to select and complete an appropriate BF223.  
7.10.2 Recording a LCWRA DNA 
The case file will be marked as LCWRA to identify the referral.   
Where there is no supporting case file, the Registration and Scrutiny Team Leader 
will have sent an email informing you of the NINO. 
If the Claimant DNA’s you should NOT issue a BF223. 
Record the DNA as described above. 
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7.10.3 Recording a DNA on SMART 
To record a DNA and ensure all information is recorded accurately, you should enter 
details via the Scheduling Menu within SMART as all benefits are cleared on 
SMART, except ESA on MSRS and follow process below: 
 
Step Action 
1 Select 
 
8 – DNA Completion Screen 

Once in the DNA Completion Screen, enter the BC Id 
3 Select 
Date from the Exam Details (There is a list choice if you want to 
check which dates do not currently have Outcome Codes entered).   
4 In 
Outcome Code enter 08 - (DNA) 

The next column is Next activity where you have 2 choices (see below*).  

Enter appropriate code, i.e. E400 to await linking 

Save 
*Choices for Next Activity are: 
  C100 - this will clear the case.  (This must only be used once all action has 
been taken and the SL1 has been linked to the ESA55) 
  E400 - SL1 Linkage 
Once the SL1 is linked to the ESA55 and ONLY once this is done, you will 
clear the case as per Section 13.  

 
 
 
 
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8. Claimant’s 
Expenses 
A flowchart on claiming expenses can be found at Appendix F. For further details on 
the procedure for processing Claimant’s expenses, refer to the Claimants Expenses 
Procedures (MED-CEP01), however, there are exceptions (see 1.8.3).  
Note: It is essential that where a Claimant is sent home unseen, that expenses 
are completed before  
they leave the MEC – DO NOT WAIT UNTIL THEIR RE-
ARRANGED APPOINTMENT. 

8.1  Where there is no SMART in MEC 
Where there is no SMART in the MEC the expenses claim information (travelling or 
loss of earnings) is captured on a clerical form CX1 and the form is sent to the MSC 
for input to SMART. 
8.2  SMART in MEC   
Where the MEC has SMART there is the option to input this information directly onto 
SMART yourself.  It is up to local management whether this function is utilised 
at your MEC.   

The overall authorisation process for Claimant expenses remains the same as 
before, e.g. the manual completion of the CX1 still remains. 
Note that, within the MEA Completion screen there are list choices, with the relevant 
function keys, at the bottom of the screen, e.g. ‘F2-Session Completion’.  Not all the 
choices are visible, press function key F1, (repeatedly if necessary) to enable you to 
view further options. 
8.2.1  Completing Claimant expenses on SMART 
From the MEA Completion screen: 
 
Step Action 

Tab across to ‘Exp’ 
2 Enter 
Y in this box 

There will be a prompt: No rows found.  Do you wish to add details? 
4 Enter 
(and press Return) 

This will take you to the Update Claimant Expenses screen 
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Here, the screen will consist of: Type, Description, Miles & Amount 
7 Tab 
to 
Type, press the function key alt F10 to give you list choices (see 
below for choices*) 

Select and tab to Description, this will be entered automatically 
9 Tab 
to 
Miles, enter calculated mileage if appropriate, this will generate an 
amount automatically 
10 Tab 
to 
Payment Method within this screen 
11 Relevant 
function 
key  will provide you a list choice, e.g. BACS-BACS 
Payment.  Select as appropriate and tab past 
12 
Now you will have a screen for Claimant Bank Details.  Enter Claimant 
payment details here.  Note:  It is a local management decision whether 
this facility is used at your MEC. 
13 
Function key to save 
 
*List choices for Type 
03 Bus 
fare 
04 Train 
fare 
05 Taxi 
Fare 
06 Other 
means 
07 Subsistence 
08 FLA 
14 Mileage 
Alone 
8.3 Exceptions 
8.3.1  Payment of loss of earnings for Working Tax Credit (WTC) 
applicants - Preston 
Under the contract, AH are responsible for paying travelling expenses for claims for 
WTC, however; payment of Financial Loss of Earnings is not to be undertaken by 
AH.  The responsibility for paying Financial Loss of Earnings lies with the Inland 
Revenue, specifically the Tax Credit Office (WTC). 
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In order to accommodate this, the WTC Disability Test Section will include a copy of 
form DPTC948 (Claim for Loss of Earnings) in every file (DPTC 947) issued to AH. 
If the WTC applicant requests to claim for Loss of Earnings you must present the 
WTC applicant with form DPTC948 (an example of this form can be found at 
Appendix G), telling the applicant that the form must be returned to the reception at 
the end of the examination. 
The WTC applicant must complete Part 2 of the form and present it to the examining 
HCP for him or her to complete Part 1.  At the end of the examination the WTC 
applicant must return the form to you.   
You must check that both the applicant and the HCP have signed the DPTC948 and 
attach it inside the WTC Referral file (DPTC 947) for return to the WTC Disability 
Test Section at Preston or the MSC.  The DPTC948 MUST remain inside the file for 
action to be taken by the Tax Credit Office. 
NB:  As payment for Loss of Earnings for WTC is paid by the Inland Revenue there 
is no need to record or validate this information for AH purposes. 
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Allocating an Examining HCP to a Claimant  
When the HCP informs you they are ready to see a Claimant, you should:  
 Use the AC1 to determine the next Claimant scheduled to be examined and 
the Claimant’s referral type 
 Consult information supplied to you locally to assess if the HCP has the 
appropriate skills to carry out the assessment.  Please see Section 9.1 below 
for details on Neurological assessments by Nurses. 
  Check the Claimant’s file to see if any HCPs are excluded    
 Give the HCP the Claimant’s file if they are not excluded and have the 
appropriate skills  
  The HCP will then collect the Claimant from the waiting room and escort them 
to the examination room 
If the HCP does not have the relevant skills: 
 Check the AC1 to establish if there is a Claimant that has arrived whose 
referral requires the training of the available HCP  
  If a suitable Claimant is available: 
  Advise the HCP that the Claimant is ready for medical assessment and pass 
the Claimant’s file to the examining HCP  
 Inform the HCP in the event of no suitable Claimants being available at that 
time 
9.1  Neurological Assessments by Nurses 
Nurses are trained to complete a number of assessments involving neurological 
conditions at the MECs alongside RMPs. There are no system changes but there 
are some clerical processes being introduced to support this. 
9.1.1  The MSC Staff 
It is essential the MCAs are kept completely informed on which nurses are not 
trained in neurological conditions.  This is to enable them to identify when a case 
has been allocated to an untrained nurse (e.g. a new entrant) and take action to 
prevent CSHU. A memo should therefore be issued to each MEC every two weeks 
to illustrate which nurses are not yet trained in neurological conditions.  
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9.1.2  The MEC Staff  
ESA referrals will continue to be sifted at the Pre-board check stage to determine 
whether the Claimant should be assessed by a nurse or a RMP. 
The referrals that can be assessed by either a neurological-trained nurse or RMP 
will have the case file annotated, at this stage, with an ‘N’ for “Neuro”. 
These referrals cannot be identified in MSRS therefore the ‘View appointments by 
MEC by Day’ screen will not indicate when a case is suitable for a trained nurse to 
see. 
There is a potential risk that non-neurological  trained nurses could be 
allocated, or pick up cases that they are not yet trained to complete, therefore 
session management of these cases is essential to avoid the risk occurring. 

When building a session and whilst managing a session the following points should 
be taken into account: 
 
Consult information supplied to you locally to assess if the HCP has the 
appropriate skills to carry out the assessment. 
 
Check the Claimant’s file to see if it is marked with an ‘N’ – able to be 
completed by a neurological trained nurse or RMP. 
 
Allocate a HCP with the appropriate skill level to the case. 
 
If a session is scheduled with neurological cases included and no neurological 
trained nurse or doctor is available, contact the Resource Management Team 
to arrange a new appointment that is suitable.  
If a case is identified by a non-neurological trained nurse as a ‘handover’ case, the 
case must be referred to a RMP to avoid the possibility of a second ‘handover’ 
situation. 
In some instances trained neurological nurses may also need to ‘handover’ cases to 
a doctor. This should be infrequent, but the ‘N’ status on the case file should be 
crossed out and the case accommodated within the session if there is a RMP 
available. If not, the CSHU procedure should be followed, a new appointment 
agreed and an appointment re-booked with a RMP for as soon as possible after that 
date. 
9.1.3 Examination 
completed 
Cases completed by newly trained Neurological Nurses will be required for audit 
until approved. To ensure that the neurological cases are captured, newly trained 
nurses will be placed on 100% audit until they reach approval, so all of their cases 
should default to “Medical Audit – Targeted” on MSRS, including those cases that 
are not neurological related and therefore not required for audit.  
Non-neurological cases can be identified because the case file will not be marked 
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with an ‘N’ for Neuro. The examining HCP will notify the MCA if a case with no 
supporting case file is a Neurological case. The MCA should annotate the no 
supporting case file proforma with an ‘N’ to demonstrate this. 
Non-Neurological cases completed by newly trained Neurological Nurses will 
need to be cleared from audit
.  This case clearance will be carried out by the 
MCA at the MEC during the initial roll out of the pilot and permissions on 
MSRS will be granted to support this.  

To do this, the MCA should click on the audit hyperlink for none neurological cases 
and select ‘Confirm Completion of Audit’. The file can then be returned to the 
referring DWP Office.   
It is essential that neurological cases completed by newly trained Neurological 
Nurses must follow the audit process. The MCA should email or fax a list of NiNO’s 
of the neurological cases required for audit daily to the audit administrator. The case 
file can then be sent to the administrator to return to the BDC once the audit has 
been completed.  
 9.1.4  Audit of Neurological Assessment 
The approval process for nurses following subsequent neurological training, will be 
the achievement of four consecutive A grades. In order to capture all neurological 
cases for audit, once a nurse has successfully passed their training, Siebel should 
be updated to select 100% of their cases for new entrant audit.  
MEC staff will identify the Neurological cases required for audit and either email or 
fax a list of NiNO’s only that are required for audit to the administrator. The cases 
can then be audited electronically by an auditor who has significant experience in 
completing neurological examinations i.e. a doctor.  
The case files will then be sent on to the administrator to return the appropriate 
customer office on completion of the audit process. Non-neurological cases 
completed by newly trained Neurological Nurses and requested for Medical audit will 
be cleared at the MEC by the MCA as above. 
Once a nurse reaches approval the 100% audit should be removed from Siebel with 
immediate effect and the nurse subject to standard audit procedures. The MECs 
should be made aware once each nurse reaches approval.  
Following the initial roll out, the responsibility to clear the non-neurological 
audit for newly trained nurses will move to the audit administrator. All 
additional permissions will be removed from the MCAs at this point. 

 
 
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9.2  Assisting the HCP during the medical assessment 
9.2.1 Chaperoning 
As far as possible you should try and allocate a Claimant to a HCP of the same sex.  
In practice due to the number of female HCPs available this is not practical.  Where 
this is not possible you may be asked to chaperone a Claimant  
  To protect the HCP from any possible complaints about unethical conduct, your 
role is merely to remain in the room while the HCP examines the Claimant 
unless the HCP asks you for assistance  
  To provide an additional presence in the examination room when the Claimant is 
marked PV, in order to reduce the risk of an untoward incident occurring while 
the HCP is alone  
When chaperoning, you must complete form MEC-CHAP (locally printed and 
available on LiveLink).  On the top of the form you will enter the MEC that the 
chaperoning was required at.  The form will also need to be completed with the 
following details: 
  Claimants name and NINo 
  Name of member of staff requested to chaperone 
  Time the chaperone entered and exited the examining room 
  HCP’s name 
  Comments – here, you would record any untoward incidents or feedback, (as 
shown in examples below).  This may include, but is not limited to:   
 If the customer falls or has any type of accident, however, minor. An 
appropriate Accident report will have to be made via the online Accident Book. 
  If the customer says they have experienced pain during the examination 
  If the customer seem to be in excessive pain during the examination 
 If the customer is verbally aggressive.  An appropriate Incident Report will 
have to be completed via the online Accident Book. 
  If the customer offers particular negative or positive comments 
The MEC-CHAP is to be retained to ensure that an accurate record of chaperoning 
details are kept, as it may be required for future reference, e.g. possible complaint 
from the Claimant.  Once the form is complete, you must store the documents at the 
MEC for at least 18 months. 
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9.2.2  Assisting the Claimant 
The HCP may ask you to assist Claimants who are: 
  In wheelchairs or who cannot walk very well 
  Cannot dress or undress without help 
  Need assisting onto and off the examination couch 
9.2.3  Taking physical measurements/eyesight testing 
Occasionally at the request of the HCP, at the end of the Claimant’s assessment, 
you may be asked to obtain information about the Claimant’s height, weight or 
eyesight.  Most centres already have this equipment in each examination room, but 
if you do not, you should: 
  Take the Claimant to the room in the Medical Examination Centre where the 
equipment for taking these measurements can be found 
  Take the measurements required by the HCP and record them  
  Escort the Claimant to the waiting room 
  Pass the recorded measurements to the HCP  
  The HCP will advise you if he/she wishes to see the Claimant again 
  If so escort the Claimant back to the examination room.  If not inform the 
Claimant they may leave   
9.2.4  After the Claimant has been examined 
The HCP should escort the Claimant back to the waiting room 
If the Claimant’s travelling expenses were not dealt with prior to the examination, 
they should be dealt with before the Claimant departs (see section 8 for further 
details on Claimants’ expenses). 
Before the next Claimant can be examined, it will be necessary to: 
  Remove and replace the paper sheet on the examination couch  
  Carry out any small tasks the HCP requests 
  Ensure the HCP has completed writing up in the case and collect the 
Claimant’s file 
  If the HCP has further notes to make, await the file from the HCP before 
allocating the next Claimant 
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Should a Claimant be unable to be seen for reasons other than the length of time 
they are required to wait in excess of 30 minutes, guidance at section 1.10.4 should 
be followed.  
9.3 HCP 
Cancellations 
If a HCP informs the MCA that they are unable to attend their sessions on a 
particular day the MCA should contact the Resource Team immediately to inform 
them of the cancellation.   
The Resource Team will assess the implications of this, rescheduling appointments 
are as necessary. 
 
 
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10  Session Management  
10.1  What is session management?  
Session management ensures the smooth throughput of Claimants through the 
examination centre.   
10.2  How is it achieved? 
There is no definitive guidance on the specific action you should take.  Much of it 
relies on using your experience and initiative to influence the general efficient 
running of the day’s sessions.  The following action will assist you in this: 
 Being 
organised 
  Recording information accurately 
  Monitoring of waiting times 
  Keeping Claimants informed about anticipated waiting times 
 Monitoring 
anxieties 
  Liaison with medical colleagues regarding: 
  The time expected to conclude a case 
  Allocation of cases towards the end of the session etc 
This section details the procedures to follow once the Claimant has entered the 
waiting room and advises you what to do if the Claimant is required to wait beyond 
their given appointment time or may not be able to be examined.    
10.3  Monitoring waiting times 
The Claimant should be advised about any anticipated delays and regularly updated 
about the likely waiting time. 
Although AH aims to start an examination within 10 minutes of the Claimant’s 
appointment time, all Claimants must wait at least 30 minutes before they can be 
given the option of a new appointment. 
Claimants who have been waiting 30 minutes or more past their appointment time 
have the option of 
  Waiting to be examined  
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  Being given a new appointment date if it is clear they cannot be seen  
If the Claimant Could Not Wait (CNW) you will need to contact either the MSC or the 
VCC.  Choice of who to contact will depend upon whether it is a session bundle 
referral or an MSRS referral and whether you have SMART in MEC or not. 
10.3.1 Session bundle, no SMART in MEC 
  Telephone the MSC while the Claimant is with you 
  Explain why the Claimant will not be examined that day.  Do not count any 
rearranged appointment as a second appointment, which if the Claimant is 
then unable to attend (UTA) normally requires the file to be returned to the 
Customer.  
  The MSC will advise you of the alternative appointments they have available.   
You should 
  Ask the Claimant if any of the available dates are suitable 
  Inform the MSC if the Claimant chooses one of the available dates 
  Give the Claimant an appointment card with the new appointment date 
and time details 
  Retain the Claimant’s file unless you are specifically asked to return it 
by the MSC  
If the MSC are unable to offer a new appointment  
 Retain the Claimant’s file until you are informed of the new 
appointment by the MSC.   
If the Claimant refuses the new appointment and has previously UTAd  
  Inform the MSC that they have refused (they will put a note on SMART 
that Claimant has refused the appointment) and keep the appointment 
open 
  Inform the Claimant of the appointment and let them know that the 
appointment will remain open, in case circumstances change. 
  Inform them that in the case of non-attendance, papers will be returned 
to the Customer and a BF223 will be issued* 
*Note: BF223 only to be issued for ESA referrals.  You must ensure you use 
the correct version of the BF223.   
If the Claimant chooses to wait for their appointment you should continue to keep 
the Claimant informed about the time they are required to wait and allocate them to 
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the next available examining HCP.  
10.3.2 Session bundle, SMART in MEC 
N.B. Only to be used for non-MSRS referrals.  For MSRS see section 10.3.3 below. 
With SMART in MEC you have the ability to re-schedule an agreeable new 
appointment with the Claimant before they leave the MEC and without having to 
make a phone call.  This will reduce the amount of time you currently have to spend 
trying to arrange this by means of a phone call to the MSC.   
Note: It is a local management decision whether this facility is used at your MEC. 
From the MEA Completion screen:  
Step Action 

Tab to the appropriate Claimant.  Press function key (from the bottom of 
the screen) for ‘Session Comp’ 

You are now in the Session Completion screen 

You will need to enter arrival, start and end times.   
The arrival and start time should be the time the Claimant arrived at the 
centre, the end time would be the time the Claimant left the centre. 

Tab to ‘Outcome Code’, press the appropriate Function key to display the 
list of options.  Select the appropriate outcome code.  Save 

Your next activity code will be ‘E100’ 

The message “Do you want to reschedule an appointment now (y/n)?” will 
be displayed 
Press Y  

Choose a suitable appointment for the Claimant and save  
  Give the Claimant an appointment card with the new appointment date and 
time details 
10.3.3  MSRS Referrals 
  Telephone the VCC while the Claimant is with you 
  Explain why the Claimant will not be examined that day.  Do not count any 
rearranged appointment as a second appointment, which if the Claimant is 
then unable to attend (UTA) normally requires the file to be returned to the 
Customer.  
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  The VCC will advise you of the alternative appointments they have available.   
  Ask the Claimant if any of the available dates are suitable 
  Inform the VCC if a date is suitable, once confirmed, 
  Give the Claimant an appointment card with the new appointment date 
and time details 
  Retain the Claimant’s file unless you are specifically asked to return it 
by the VCC  
 Inform the Claimant they will be notified of a new appointment usually in 
writing, as soon as one is available 
  If the Claimant refuses the new appointment and has previously UTA:  
  Inform the Claimant that arrangements will be made for the new 
appointment anyway and that the appointment will remain open, in 
case circumstances change. 
  Inform them that in the case of non-attendance, papers will be returned 
to the Customer and a BF223 will be issued* 
*Note: BF223 only to be issued for ESA referrals.  You must ensure you 
use the correct version of the BF223.   
If the Claimant chooses to wait you should continue to keep the Claimant informed 
about the time they are required to wait and allocate them to the next available 
examining HCP. 
10.4  Client Sent Home Unseen (CSHU) 
Our aim is to see all Claimants who arrive for their appointment.  If we have to send 
anyone home, this should be exceptional, but the fluctuation in the “did not attend” 
(DNA) rate makes it inevitable that it will happen sometimes.   
The Client Sent Home Unseen (CSHU) service level is 1% for all benefits. 
When deciding whether to send anyone home, the following guidance should always 
be used. 
You should never phone a Claimant to cancel until it is clear that it will be impossible 
for them to be seen (i.e. there are already more Claimants in the waiting room than 
each HCP could possibly manage to see).  Where a late morning appointment has 
to be cancelled the MCA should check to see whether there are any slots available 
in the afternoon sessions (not the last one) and whether the Claimant would be 
willing to attend.  If a slot is available, it is essential that the Claimant is seen second 
time around.  
For the purpose of MEC management, you should endeavour, where possible, to 
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minimise the occasions on which Claimants decide to go home before thirty minutes 
after their given appointment time.  If they choose to leave any earlier than ten 
minutes they will count as a UTA.   
Claimants should be regularly informed of the anticipated waiting time, (again, the 
management of this will be left to individual preference, but it can be achieved by 
employing a sign that states “The **.** p.m. appointment is currently being seen, or 
Examinations are currently on schedule or behind/ahead by ** minutes)
 however, 
care must be taken not to actively encourage them to leave (i.e. by informing them 
the session is running a long way behind).  You will need to consider how a few 
simple cases could free up a HCP sooner than expected.  For example, at scrutiny, 
a HCP may have looked at a referral and identified it as a potential exemption. 
It will be up to each MEC Manager to consider the most effective way of handling 
late-running sessions.  If it is necessary to send a Claimant away, approval must be 
obtained from the Site Manager (SM) or nominated deputy following the information 
given below at section 10.4.3.  Staff at the MEC should always try to provide a new 
appointment to any Claimant that is sent away unseen*.   *Note: You must ensure 
that you provide the Claimant with written confirmation, i.e. an appointment card, 
with the new date and time details, before they are sent away.   
The Claimant Sent Home Authorisation form (SHA1) is a locally produced form and 
should be ordered from your Local Stationery Representative.  
10.4.1 Unseen management options 
To assist sites in effectively managing unseen Claimants there are two options that 
the Site Manager can consider. 
Option 1:  The authority to send Claimants away unseen is delegated to 
respective MCAs. 
Option 2: 
The authority to send Claimants away unseen is the responsibility of 
the Site Manager (or designated deputy). 
Option 2 has proved to be a successful way of managing this task.  
Choice of which option to use will be left to the discretion of the Site Manager.  It is 
not necessary to use one option to the exclusion of the, for example, the Site 
Manager may decide to deploy option 1 for the majority of the MECs and option 2 in 
any MECs where unseen Claimant volumes are a particular concern. 
Where option 1 is chosen the Operational Manager(s) responsible for the MECs 
must complete a weekly management report that provides information to the Site 
Manager on justification for MCAs sending Claimants away unseen.  These reports 
will assist the Site Manager in completing end of month reports on unseen 
Claimants. 
10.4.2 Have all criteria been considered?  
A list of the criteria for sending a Claimant away unseen can be found at Appendix I.  
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It is important that the MEC Manager or nominated staff member has ensured that 
all criteria have been considered prior to requesting authorisation to send a Claimant 
away from the MEC without being seen. 
The volume of Claimants sent away from the MEC without being seen by a HCP 
depends on many varying factors.  One fundamental factor is that of effective MEC 
management. 
We must ensure that sending Claimants away from the MEC will not result in 
insufficient Claimants being available for HCPs during the progression of the 
session and that we consider whether targets are being adversely effected as a 
result of any decisions to send Claimants away unseen.  It is also important to note 
that decisions made in these circumstances may effect future decisions on booking 
policies. 
As AH is paid by its customers for each output completed, and therefore dependent 
upon the volume of Claimants examined, it is essential that we deploy good 
customer service and strive to ensure that Claimants who attend the MEC are seen 
by a HCP. 
10.4.3 Has authorisation been given? 
Prior to any decision being made to send a Claimant away from the MEC unseen, in 
all cases, the nominated staff member must acquire authorisation from the person(s) 
nominated to make these decisions.  The Site Manager will act as authoriser but to 
allow for effective management of this process, this role can be delegated to a 
nominated deputy and/or MCA.  MEC staff should be made aware of who the 
authorised person(s) is so that decisions can be made speedily. 
Once you are satisfied that all criteria has been considered you must contact the 
person nominated to authorise the Claimant to be sent home to request 
authorisation.  In doing so, you must complete an authorisation form.  Where the 
MCA has been given the responsibility of deciding to send Claimants away unseen 
they must annotate the authorisation form appropriately. 
When completing the SHA1, staff at the MEC are required to record the category 
and code to which the reason for the unseen Claimant applies.  Category and Code 
details should be recorded in the “CATEGORY” box.  For example, if the Claimant’s 
file was not at the MEC, code 3A would be used.  This would be recorded in the 
“CATEGORY” box as “3A”. 
An unseen Claimant can only be sent away from the MEC when authorisation has 
been granted.  The completed authorisation form must be faxed to the MSC along 
with all other daily returns (e.g. PR1, unseen Claimant breakdown). 
10.4.4 Requesting a further appointment  
If authorisation has been granted to send a Claimant away from the MEC unseen, 
prior to informing the Claimant that they can leave, a telephone call must be made to 
the MSC/VCC to ascertain whether a further appointment is available and can be 
offered to the Claimant. 
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For Session bundle with no SMART in MEC go to section 10.3.1  
For Session bundle SMART in MEC go to section 10.3.2 
For MSRS Referrals go to section 10.3.3  
If the Claimant refuses the new appointment offered, or leaves the centre before it 
can be confirmed this should be recorded as the Claimant being unable to attend 
(UTA).  
You should check the Claimant’s file (or contact the MSC) to ascertain whether this 
is the Claimant’s first UTA.  If it is established that it is the Claimant’s first UTA, then 
pending availability of appointments, the Claimant should be offered a second 
appointment following the process described above. 
However, if it is found that the refused appointment was the Claimant’s second UTA, 
the Claimant should be informed that a further appointment cannot be offered and 
the appointment for which they are unable to attend will be left open.  
It is only when the new appointment details have been confirmed with both the 
Claimant and the MSC/VCC that the Claimant should leave the MEC. If the Claimant 
has left the MEC, before the new appointment is offered, then the MEC staff should 
telephone the Resource section and arrange for the new appointment.  
The Claimant is given an appointment slip VCCAC01 with the new date and time 
before they leave the MEC and this is followed up by an appointment letter through 
the post if there is enough time before the new appointment. 
If this new appointment letter is issued, then it is available on MSRS under the View 
Letter History.  It is further recorded on the AC1 and then the record is sent to the 
Site Manager (SM) for further information. 
10.5  Recording Client Sent Home Unseen (CSHU) and Could Not 
Wait (CNW) 

You have the ability to record expenses for CSHU*, (expenses are covered at 
Section 8), this allows you to input Claimant expenses where the presence of the 
CSHU outcome code exists, e.g. 1A – Case Mix – Doctor mis-match.  A taxi can be 
offered to the client to take them home if the client is sent home unseen.  
*Note: It is essential that where a Claimant is sent home unseen, that 
expenses are completed before  
they leave the MEC – DO NOT WAIT UNTIL 
THEIR RE-ARRANGED APPOINTMENT.
 
If CSHU are not recorded accurately, i.e. UTAs, then the ability to record Claimant 
expenses will not be possible. 
10.5.1   CSHU general 
            AH must endeavour to see the Claimant on their return to the MEC. 
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If the Claimant refuses the second appointment offered, this should again be 
recorded as the Claimant being UTA and the Claimant informed that a further 
appointment cannot be offered and the appointment for which they are unable to 
attend will be left open in case their situation changes.  
  The file MUST be retained at the MEC until the day of the examination, AH 
must endeavour to examine the Claimant on this appointment. 
  Claimant does not attend on the day of the examination 
Where the Claimant does not attend on the day of examination the Claimant’s 
referral must be updated on SMART/MSRS to reflect this. ESA referrals are 
updated on MSRS and DLA, SPVA, IIDB, etc referrals are updated on SMART. 
The file must be returned to DWP. The Claimant must also be informed that in 
the case of non-attendance, papers will be returned to the DWP and a BF223 
will be issued. 
  Claimant attends on the day of examination and is examined 
Where the Claimant does attend and is examined on the day, you must liaise (by 
telephone) with the Resource Team to inform them that the Claimant has 
decided to attend.  The AC3 must be completed to reflect this, to ensure that 
SMART is also updated to reflect the outcome.  
10.5.2  Offering a DV to an unseen Claimant 
Where it has been decided that a Claimant will be sent away from the MEC 
unseen, the MCA should advise the Claimant of the fact and endeavour to arrange 
a further appointment for them by liaising with the MSC or VCC as appropriate.  
Where possible the Claimant should be given the first appointment time in a 
session.  If the Claimant requests a domiciliary visit, then the Claimant should be 
advised to arrange with the GP to send in further medical evidence to the MSC. It 
must not be offered routinely as an appeasing gesture.  Any rearranged 
appointment should not be counted as a second appointment (unless it actually is 
the second appointment) which if the Claimant subsequently UTAs would normally 
require the file to be returned to the DWP. 
If you deem a DV may be appropriate, authorisation MUST be requested from the 
Site Manager or nominated deputy prior to informing the Claimant. 
10.5.3 Completion of the Unseen Client form (UCP) 
The pro-forma is for completion by all staff that has responsibility for completing the 
end of day reports in the MEC. 
At the end of each day, each MEC should ensure that all information recorded is 
accurate and fax the completed UCP, along with all other daily returns, to the 
nominated staff member at the MSC.  If there are no unseen Claimants on any 
particular day there is no requirement to forward a UCP to the MSC.  MEC staff 
should simply annotate the daily returns cover sheet with a “0” instead. 
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The UCP is a locally printed and available on LiveLink.  The Breakdown of the UCP 
provides details of the reason(s) for Claimant’s unseen (for all DWP benefits) at the 
MEC.  It is important that the data provided is accurate as this information has a 
direct effect on the way AH schedule appointments. 
Claimants that are cancelled by telephone prior to them attending the MEC are 
recorded with a category of Cancelled by AH and are not included on the CSHU 
form.    (It is important to note that Claimants cancelled by telephone are not 
unseen Claimants.
   
10.5.4 The categories and codes 
To assist with the analysis of the reasons why Claimants are unseen, and to help 
with reviewing future booking policies, the unseen Claimant breakdown has been 
divided into a number of different codes to which responsibility can be attributed: 
 
2A 
Client called in error (non ESA) 
3A 
File not at MSEC 
4A 
Same gender not provided 
5A 
Interpreter not provided 
 
 
1C 
Client arrived on time but wouldn’t wait > 30 minutes 
 
 
2E 
Client arrived late (over 10 mins) 
3E 
Client unfit to be examined 
4E Accommodation 
problem 
5E 
Nurse unable to continue with exam 
6E 
Inappropriate for HCP to see client 
7E 
Unable to be seen due to H&S issues 
8E 
Special Need not notified in advance 
9E 
Client arrived on time but wouldn't wait < 30 minutes 
 
 
1F 
No of clients attended exceeds medical capacity 
2F HCP 
Unavailable 
3F 
HCP did not attend for the session 
5F 
System performance problems 
 
NB…the definition of arriving on time, is the client arriving up to 10 minutes 
past their scheduled appointment time. 

The definition of arriving late is the client arriving over 10 minutes past their 
scheduled appointment time. 

10.5.5 When and how to apply each category 
2A   Client called in error (non ESA) 
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Select this category when the Client has been called for an examination in 
error. 
 
  3A 
File not at MSEC 
This category should be used when a client needs to be sent home unseen 
because the file has not arrived at the MEC e.g. courier problems. 
4A 
Same gender not provided 
This category should be used when a client needs to be sent home unseen 
because they had requested a same gender HCP at the time of booking the 
appointment i.e. more than 24 hours in advance, but there is no same gender 
HCP available.  
5A Interpreter 
not 
provided 
This category should be used when a client needs to be sent home unseen 
because they had requested an interpreter at the time of booking the 
appointment i.e. more than 24 hours in advance, but the interpreter has not 
arrived or was failed to be booked. 
1C 
Client arrived on time but wouldn’t wait >30minutes 
Use this category when the client arrived on time but decides at some point 
they cannot wait. Use this category if the Client has waited for a period of 30 
minutes or more, from the point of 10 minutes past their scheduled appt time 
to the point where they say they are no longer prepared to wait.  NB arrival ‘on 
time’ is regarded as any time that is prior to their scheduled appt time. 
 
2E Client arrived too late. (over 10 minutes) 
 
This category should be used when a client needs to be sent home unseen 
because they arrived > 10 minutes after their scheduled appointment time and 
were unable to be accommodated within the session. 
 
3E 
Client unfit to be examined 
The client can be unfit for a number of reasons.  These may include alcohol 
intoxication or under the influence of drugs.  The client has become violent.  
The client is too ill or too distressed to be seen. 
4E Accommodation 
problem 
Due to unforeseen accommodation problems the client cannot be seen e.g. 
power failures, building evacuations, fire/bomb drills & staff unable to access 
the building. 
5E 
Nurse/ Physio unable to continue with exam 
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This category should be used when a nurse is undertaking the examination 
and then gets to a point where they cannot continue, for example a medical 
condition comes to light (that was not previously known) that means the 
examination must be completed by a doctor.  Where no doctor is available to 
continue the examination and the client needs to be sent home unseen for a 
new appointment with a doctor, this reason should be used. 
6E 
Inappropriate for HCP to see client 
It would be inappropriate for an HCP to see a client if they know them, for 
example they are their GP, they are related to the client or they have 
examined them before and the client appealed against them.  Where no other 
HCP is available to examine the client and they need to be sent home unseen 
for a new appointment with a different HCP, this reason should be used. 
7E 
Unable to be seen due to H&S issues 
This category should be used were the client’s medical condition is such that 
they were unable to use the stairs in the event of an emergency evacuation 
and no room was available on the ground floor e.g. not a ground floor MSEC. 
 8E  Special Need not notified in advance 
This category should be used when a client needs to be sent home unseen 
because upon arrival at the MEC they said that they needed a same gender 
HCP or an interpreter (a request that was not previously known), and we were 
unable to meet this new request. 
9E 
Client Arrived on time but wouldn’t wait <30 minutes 
Use this category when the client arrived on time but decides at some point 
they cannot wait. Use this category if the Client has waited for a period of less 
than 30 minutes, from the point of 10 minutes past their scheduled appt time 
to the point where they say they are no longer prepared to wait.  NB arrival ‘on 
time’ is regarded as any time that is prior to their scheduled appt time. 
.1F 
The number of clients attending exceeded medical capacity 
 
This category should be used when a client needs to be sent home unseen 
because the HCP has seen as many as they can in their session.  E.g. the 
HCP’s agreed number of clients in a session is 4, and they have already seen 
4 clients and are not able to see another, or their agreed number is 4 and 
have seen 3 but do not have sufficient time to see anymore. 
2F HCP 
Unavailable 
This category should be used when a client needs to be sent home unseen 
because the HCP was unavailable.  For example, the HCP cancelled their 
session (as opposed to DNA), or the HCP became ill during the session and 
could not continue,  or the HCP was called away from their session urgently 
and clients need to be sent home.  
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3F 
HCP Did Not Attend Session 
 
This category should be used when a client needs to be sent home unseen 
because the HCP did not attend the MEC for a session that they were 
expected to attend .i.e. the HCP DNAs. 
5F  
System performance problems 
This category should be used when a client needs to be sent home unseen 
because the system is down or so slow that the HCPs have reverted to using 
paper which means that they then cannot see as many as planned. 
10.5.6 Action to be taken on completion of the Unseen Client form (UCP) 
 
At the end of each day, each MEC should fax the completed UCP, along with all 
other daily returns, to the nominated staff member at the MSC, firstly ensuring that 
all information recorded is accurate.  If there are no unseen Claimants on any 
particular day there is no requirement to forward a UCP to the MSC.  MEC staff 
should simply annotate the daily returns cover sheet with a “0” instead. 
 
10.6  Claimant unfit to be seen 
10.6.1 Identified Before the Assessment starts 
If a Claimant is identified as being unfit to be examined before the examination 
begins consideration must be given as to whether they can be given a second 
appointment. 
If this is their first appointment the Claimant should be sent home unseen using 
normal CSHU procedures and CSHU reason “Claimant Unfit to be examined” and a 
second appointment scheduled. 
If this is their second appointment, the referral must be withdrawn.  The referring 
Customer Office should be contacted to inform them that the Claimant is unfit to be 
examined and that the referral is being withdrawn.  Before returning the Case File to 
the Customer, an ESA85A (min) should be completed and attached to the inside of 
the file, explaining the reasons for the return on it.  If possible the Case File should 
be marked for someone’s attention at the Customer Office.   
If no Case File exists, one does not need to be created and no note needs to be 
sent to the customer due to the fact that a phone call has already been made. 
10.6.2 Identified After the Assessment has begun 
There are a number of scenarios where a Claimant becomes unfit to be examined 
once the examination has begun.   
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If the Claimant is unfit to be fully assessed for reasons related directly to their 
Medical Condition, but enough clinical detail can be obtained or observations 
recorded, the HCP will make all attempts to complete the Examination, providing full 
details of the incident and recording any appropriate descriptors or 
exemption/support group categories.   
If the examination cannot be completed and this is their first appointment, the 
Claimant should be recorded as a CSHU using CSHU reason “Claimant Unfit to be 
Examined” and a second appointment scheduled.  If the examination cannot be 
completed and this is their second appointment the Claimant should be recorded as 
a CSHU using the process described below. 
If the examination has to be terminated due to violence or persistent uncooperative 
behaviour, this will be recorded by the HCP on an ESA85A (min) for ESA referrals.  
This will be linked to the Case File if one exists.  If no Case File exists, one should 
be created to contain the minute.   
Prior to carrying out the withdrawal, receipt of Unlisted FME should be recorded on 
MSRS (by a member of the Registration and Scrutiny Team) in order to set the 
Supporting Case File flag to Yes.  This action will create OCP Scrutiny/Pre-Board 
Check; however, this can be ignored as the action of withdrawing the referral will 
remove this referral status.   
If the Claimant is unfit to be examined due to intoxication and this is their first 
appointment, the Claimant should be recorded as a CSHU using CSHU reason 
“Claimant Unfit to be Examined” and a second appointment scheduled. 
If a second appointment can be given, normal CSHU procedures should be applied, 
using CSHU reason “Claimant Unfit to be examined”.  As described above, the 
reason for terminating the examination will be recorded in an ESA85A (min).  This 
should be linked to the Case File.  If a Case File does not exist, one should be 
created.  If a Case File has been created to contain the minute, receipt of Unlisted 
FME should be recorded on MSRS (by a member of the Registration and Scrutiny 
Team) in order to set the Supporting Case File flag to Yes.  This action will create 
OCP Scrutiny/Pre-Board Check; however, this can be ignored as the action of 
withdrawing the referral will remove this referral status. 
If a second appointment cannot be given, the referral should be withdrawn, as 
described above. 
10.6.3 Claimant Unfit to be Seen due to Violence 
If the Claimant is unfit to be seen due to Violence, Potentially Violent procedures 
must be put in place immediately. 
Form IF1 and IF2 must be completed and returned to the Site Manager along with 
the Case File (if one exists) for signing and return to the Customer Office.  When the 
Site Manager is ready to forward the Case File, IF1 and IF2 to the customer, the 
referral must be withdrawn from MSRS. 
 
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10.7    Claimant refuses to be examined 
If a Claimant refuses to be examined, consider if they have an acceptable reason for 
refusing the medical assessment that day.  Acceptable reasons are: 
1.  The Claimant is so ill or distressed that a medical assessment is clearly 
inappropriate.  Seek the HCP’s advice in these cases then 
  Phone the MSC 
  Explain that the circumstances 
  Explain that the Practitioner has said an examination is now 
inappropriate 
  Take action as directed by the MSC 
2.  The appointments are running late to such an extent that the Claimant’s 
immediate plans would be significantly disrupted and they have already 
waited at least 30 minutes  
Depending upon whether the appointment originated by session bundle or MSRS 
  See the appropriate subsection in Section 10.3.  
If the Claimant refuses to be examined for reasons other than those that are 
acceptable you should: 
 
 
  Explain to the Claimant that: 
  A medical assessment is needed before the Customer can make a 
decision about their entitlement to benefit 
  Refusing to be examined may mean they could lose benefit (you 
must explain this in a very careful non-threatening way) 
If the Claimant decides: 
1.  To be examined, take the normal action  
2.  Not to be examined 
  Telephone/fax the MSC and advise them why the Claimant has 
refused to be examined 
  Advise the Claimant their file will have to be returned to the 
Customer 
  Date stamp the file and return to the Customer 
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10.8  Claimant refuses to leave and insists on being examined 
Once a decision has been made that a Claimant cannot be seen, ask them to leave.  
If the Claimant refuses to vacate the premises continue to remind them that there is 
no possibility of them being examined and request for them to leave immediately.  
The Claimant should leave on his or her own accord.   
If the Claimant becomes aggressive, take the appropriate action as noted under 
‘Site Security’ of this guide. 
10.9  Audio and video taping of examinations 
The DWP never requires that a medical assessment for the purpose of advising on 
entitlement to state sickness or disability benefits be recorded on audio or 
videotape.  
A Claimant may request that their interview and assessment by an AH HCP in 
respect of a benefit claim be recorded either on audio or videotape.  
Such a request can only be agreed with the prior consent of the examining HCP, 
and then only if stringent safeguards are in place to ensure that the recording is 
complete, accurate and that the facility is available for simultaneous copies to be 
made available to all parties present.  The recording must be made by a 
professional operator, on equipment of a high standard, properly calibrated by a 
qualified engineer immediately prior to the recording being made.  The equipment 
must have facility for reproduction so that a copy of the tape can be retained by all 
parties. 
The responsibility for meeting the cost of the above requirement rest with the 
Claimant. 
Any request by a Claimant for an assessment to be audio or videotaped must be 
declined unless the above safeguards are in place.  The Claimant must instead be 
offered the opportunity of a rescheduled assessment in the presence of a 
companion or other witness.  If the Claimant refuses to avail him/her self of this 
opportunity and refuses to proceed with the assessment, the HCP should return the 
file to the DWP with a note explaining the situation. 
It is for AH, in conjunction with their legal advisers, to determine the action to be 
taken in the event of a Claimant making an audio or video recording without the prior 
knowledge and consent of the examining HCP, or without ensuring that the 
safeguards defined above are in place. 
10.10 Taking of Notes during an Examination by Claimant or    
Companion 

From time to time you may encounter a situation where the claimant is accompanied 
by a companion and either the claimant or companion may wish to take notes during 
the assessment. 
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Persons who are entitled to be in attendance are always entitled to take notes.  This 
is because it is for their own purposes and not an official record of the process. 
To attempt to deny the right to do so is likely to be contrary to Human Rights 
legislation. 
To request a copy of the notes is unlikely to be helpful – it will place the Examining 
Practitioner in the position where they will be obliged to review the notes and 
comment on their reliability.  However, the Practitioner should record in the medical 
report, the fact that notes were being taken.  LiMA will offer the phrases as an 
optional addition.  For any handwritten report, on the rare occasions when this is 
necessary, the report should be annotated on the front cover by the practitioner.  
 
 
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11 Rescheduling 
Appointments 
In all instances where you wish to send a Claimant home unseen and re-arrange for 
an appointment on a different day, you must seek authorisation from the Site 
Manager or a suitably designated deputy.  If authorisation is given then the SM or a 
suitably designated deputy should also confirm the CSHU category to use. 
11.1  CSHU with the Claimant available in the MEC 
Appointment re-scheduled for different day  
Note the following does not apply to WFHRA appointments created automatically on 
completion of the ESA LCW assessment. 
For appointments where a Claimant is to be rescheduled to different day (i.e. client 
sent home unseen) the MCA should phone the VCC (while the Claimant is still 
present).  The MCA should tell the VCC Agent which CSHU code to use and the 
agent will record it in Siebel.  A new appointment should be agreed with the 
Claimant, at the earliest possible opportunity following the CSHU.  Details of the 
new appointment should be provided to the Claimant on an appointment card for 
them to take away as a reminder. 
Appointment re-scheduled for same day  
Note the following does not apply to WFHRA appointments created automatically on 
completion of the ESA LCW assessment. 
For appointments where a Claimant is to be rescheduled on the same day (e.g. 
Claimant agrees to come back after lunch because of an expected long waiting 
time) the MCA should phone the Resource Team (while the Claimant is still present) 
and arrange for the appointment to be 'Cancelled by Medical Services'.  A new 
appointment should be agreed with the Claimant on the same day.  Details of the 
new appointment should be provided to the Claimant on an appointment card for 
them to take away. 
11.2  CSHU with the Claimant not available in the MEC 
The following does not apply to WFHRA appointments created automatically on 
completion of the ESA LCW assessment. 
If for any reason the Claimant is not able to wait for a new appointment the MCA 
should phone the VCC (on the same day), provide the CSHU category for the 
original appointment to the VCC agent and ask the VCC agent to set up a new 
appointment giving statutory notice and this should be shown as made by no 
contact. 
Note. Where a Claimant is sent home unseen due to a Registered Nurse being 
unable to continue the examination (e.g. when the Claimant declares a previously 
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unknown condition during the exam), the CSHU code to be used is 5E “HCP unable 
to continue with exam”.  There are also two new CSHU codes available to cater for 
situations where an Interpreter or a same gender practitioner was not available. 
For a group CSHU (e.g. where a doctor goes sick on the day) the MCA should 
phone Resource Team, not the VCC. 
Appointments re-scheduled for a different day  
This applies to follow on WFHRA appointments only. 
If the appointment is to be rescheduled to a later date, carry out the following action: 
  Within the pop-up window (described above) select the ‘Request a later date 
appointment’ radio button. 
  Select the appropriate Client Sent Home Unseen (CSHU) reason from the 
drop-down menu and click ‘OK’. 
You should contact the VCC to schedule this appointment.  If no appropriate slots 
are available you should contact your Resource Team. 
If for any reason the Claimant is not able to wait for a new appointment the MCA 
should phone the VCC (on the same day) and ask the VCC agent to set up a new 
appointment giving statutory notice and this should be shown as made by no 
contact. 
Appointments re-scheduled for the same day  
This applies to follow on WFHRA appointments only. 
For appointments re-scheduled on the same day (e.g. Claimant agrees to come 
back in the afternoon because of a long expected waiting time in the morning) this 
does not involve contact with either the VCC or the Resource Team and is done as 
follows: 
  Under the ‘Int. Appointment’ column on the View Appointments by MEC by 
Day screen, click on the ‘YES’ hyperlink.  This will open a small pop-up 
window. 
  Select the ‘Reschedule for today at…’ radio button.  Enter the required time 
in the text box and click ‘OK’. 
11.3  Appointments No Longer Needed for WFHRA Referrals 
            There are three cases where an automatically created WFHRA referral may  
             not be required. 
1.  During the course of the LCW Assessment, a WFHRA referral is 
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automatically created within MSRS, unless certain restrictions are in 
place.  If the HCP advises that the Claimant satisfy the criteria to be 
placed in the Support Group after the WFHRA referral has been 
created, the WFHRA may no longer be required. 
2.  The Claimant initially requests a WFHRA at the time they are placed 
in the Support Group, as above, but then changes their mind before 
the WFHRA takes place. 
3.  Male ESA Claimants who have reached the normal retirement age for 
Women (currently 60 years of age) are not required to undergo the 
WFHRA; however, they are given the option to undergo it if they so 
choose. 
4.  When the clerical results are entered into MSRS, a WFHRA is 
automatically generated and then the MCA is required to request that 
this referral is removed from the system. 
Case 1 and 2  
Where the Claimant has declined to undergo the WFHRA as described in 
scenario 1 and 2 above, the HCP that carried out the Assessment MUST 
inform the MCA that a WFHRA has been generated but is no longer required.  
The WFHRA referral must be withdrawn by the resource team.  This is done 
as follows: 
   Select the WFHRA appointment within the View Appointments by MEC by 
Day screen and view the referral .Once on the View Referral screen, ensure it 
is the WFHRA referral you are viewing (by looking at the Referral Category 
field) 
Select Withdraw Referral from the Referral Actions drop-down menu and click 
Go. 
On the screen that follows, click Withdraw Referral 
This action will withdraw the referral and automatically cancel the WFHRA 
appointment. 
Any required actions carried out must be as dictated by the Referral Status of 
the ESA S referral and return the ESA55 to the referring Customer Office.  An 
ESA85Amin is not required as the Decision Maker will be able to see that the 
Claimant was put in to the Support Group. 
Case 3 
Where the Claimant has declined to undergo the WFHRA and is over the 
female state retirement age, the WFHRA referral must be withdrawn. The 
HCP that carried out the Assessment MUST inform the MCA that a WFHRA 
has been generated but is no longer required and complete an ESA85A min to 
indicate the reason for this to the Decision Maker. This is done as follows: 
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Select the WFHRA appointment within the View Appointments by MEC by 
Day screen and view the referral. Once on the View Referral screen, ensure it 
is the WFHRA referral you are viewing (by looking at the Referral Category 
field). Select Withdraw Referral from the Referral Actions drop-down menu 
and click Go. 
On the screen that follows, click Withdraw Referral 
This action will withdraw the referral and automatically cancel the WFHRA 
appointment. 
When the ESA55 is returned from the HCP you should ensure that they have 
included a clerical ESA85Amin explaining why the WFHRA did not take place.  
You should carry out any required actions as dictated by the Referral Status of 
the ESA S referral and return the ESA55 to the referring Customer Office.   
If no ESA55 exists one should be created to contain the ESA85Amin.  Receipt 
of Unlisted FME should be recorded on MSRS (by a member of the 
Registration and Scrutiny Team) against the ESA S referral in order to set the 
Supporting Case File flag to Yes.  If the S referral is still open, a referral status 
of OCP Scrutiny/Pre-Board Check will be created; however, this can be 
ignored as this referral status will be removed when the S referral is closed. 
This applies to Claimants that decline the WFHRA on account of their age or if 
they are put in to the Support Group after the WFHRA Referral has been 
created.  It does not apply to Claimants that refuse to undergo the WFHRA for 
any other reason; in such circumstances the Claimant should be recorded as 
having DNA the WFHRA and a BF223 WFHRA issued. 
Case 4 
A report is hand written when there is either a DV or the system faults and the 
business continuity plan is invoked or a non networked site i.e. the casual hire 
site is operated. So when these clerical handwritten results are entered into 
the MSRS a WFHRA is automatically generated. 
The action taken on this automatically generated WFHRA is to get it 
withdrawn from the system. 
11.4   Claimant Provides FME at Examination 
If a Claimant arrives at the MEC with FME for the Practitioner to view, a copy of this 
FME should be added to the case file where there is one. 
For WFHRA-only appointments the FME should be returned to the Claimant as the 
content of the WFHRA report does not inform the benefit entitlement decision. 
For S-category referrals with no case file you must create a new case file to 
accommodate a copy of this FME (see section 11.4). In order to set the supporting 
case file flag to ‘YES’, receipt of the FME must be recorded on MSRS.  You must 
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contact a member of the Registration and Scrutiny Team and ask them to do this.  
This is to prevent the DWP decision-maker making a decision on entitlement without 
having all the available evidence. 
11.4.1 Creating a case file 
The front cover of the ESA55 is reversible.  You should always use the side labelled 
‘Return of Supporting clerical documents’.  Only the following fields should be 
completed: 
Benefit Type 
  If the referral is ESA, place a tick in the ESA box.   
  If the referral is IB Reassessment, place a tick in the box 
Special Indicator/PV Marking 
If the Claimant is identified as being PV on MSRS, stamp this box using the 
Chequered stamp.  A black stamp pad must be used. 
Customer Details 
  National Insurance Number 
 Surname 
 Title 
 Other 
Names 
Return Documents to 
  Enter the Name and Office ID of the referring customer office. 
11.5 Incomplete Examinations 
It is expected that the practitioner would inform you on the day if they were unable to 
complete a report (so that the appropriate action can be taken immediately); 
however, there may be occasions when this does not happen.  The following 
instructions will identify any uncompleted reports that you were not told about. 
11.5.1 Checking for Incomplete Examinations 
At the start of the day, go in to the View Appointments by MEC by Day screen for 
your MEC for the previous day to check any outstanding appointments.  Select to 
view all Open appointments. 
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Where the arrival time has not been recorded, you should follow the DNA process 
as described in section 7.10. 
If there are any appointments which have an Arrival Time recorded but have no 
Appointment Outcome, then either that arrival time was recorded in error or the 
Claimant arrived but the examination did not take place or was not finished. 
If the Examining Practitioner column is blank, then the examination was not started 
on Integrated LiMA.  You will need to establish what happened, and establish 
whether the examination should be DNAd on the system, completed by the 
practitioner, a new appointment scheduled or the report was completed on paper 
and the result needs to be entered manually. 
11.5.2 ESA S Referrals 
If there is a practitioner number in the Examining Practitioner column, then the 
examination was started on Integrated LiMA but not completed.  In this instance, 
contact the Practitioner to establish what happened and request that they complete 
the report on Integrated LiMA as soon as possible. 
11.5.3 WFHRA Referrals 
For ESA WFHRA referrals, contact the Practitioner to establish why the report was 
not finished.  The WFHRA is a Claimant Facing assessment and must be fully 
completed whilst the Claimant is present. 
If the Practitioner explains that the Claimant refused to continue with the WFHRA, 
then the WFHRA appointment should be DNAd.  This is done as follows: 
  Click on the Arrival Time (the time that was entered previously.  This will be a 
hyperlink) 
  Select the “DNA with BF223 Date…” radio button and click OK 
If the Practitioner explains that the Claimant became too upset to continue with the 
WFHRA, but said that they would attend another one, then a new appointment will 
need to be arranged.  This is done as follows: 
  Click on the Arrival Time (the time that was entered previously.  This will be a 
hyperlink) 
  Delete the time that has been entered and click OK.  The arrival time will 
have been replaced with the usual Arrival button. 
For WFHRA Only referrals (where the “Internal Appt” column says “No”), contact the 
Resource Team and request that they cancel the appointment as a CSHU (using the 
reason 1E Claimant Issue) and arrange another appointment allowing for statutory 
notice to be given to the Claimant. 
For follow on WFHRA referrals (where the “Internal Appt” column says “Yes”), follow 
the process described in section 11.2.   
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12  MEA Completion where SMART in MECs 
LiMA will populate SMART with the examination details that SMART needs at the 
point at which LIMA saves the completed examination record.   
These details are as follows: 
  Outcome Code (Default to 01) 
  Dr GMC who carried out examination* 
 Start 
Time 
 End 
Time 
  Whether the Claimant has been exempted (exempted Y/N) 
  Prognosis Values (1 to 5b) 
  Whether Non Functional Descriptor has been applied (NFD Y/N) 
This information will be sent back to SMART at the point that the LIMA record is 
saved. 
The record will be associated with the appropriate Practitioner’s session 
automatically and as part of this process the appropriate adjustments for payroll etc 
will be made to both sessions.  This means that staff does not have to move 
Claimants from session to session where pooled sessions are in operation. 
You must ensure that by the end of the sessions, ALL assessments that have taken 
place have reports completed for them.  Full reports must be provided by the HCP, 
either manually on paper or electronically on LiMA. 
*Note:  GMC will remain blank until an outcome code has been generated.  If the 
outcome code of ‘01’ is entered, i.e. the Claimant has been examined, the GMC 
number that will be populated, within this column will be the GMC number of the 
examining HCP.  If, however, the outcome code is any other than ‘01’ the GMC 
number generated, will be that of the HCP whose session the Claimant had been 
previously been booked into.   
12.1  Completion of the AC1/MEA completion screen 
SMART displays a screen, which is based of the current AC1 form.  The AC1 on 
screen includes the following fields: 
  NINo (Display only) 
  Claimant Surname and Forename and title (Display only) 
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  Appointee flag (Y/N) 
  PV Indicator (Display only) 
  Special Needs (Automatically populated from the scheduling appointment 
screen Y/N)  
  Appointment Time (Display only and will be displayed in time order) 
  Arrival (This field will default to “N”, but if this is changed to “Y” populate 
Arrival Time with time of this action) 
  Arrival Time (You can change the value in this field)  
  Outcome Code (Display only) 
  Expenses Claimed (This field will default to “N”, but if this is changed to 
“Y”, this will call the Claimant expenses frame and allow you to enter claim 
details.  If the call is made and you exit without saving then the flag will 
default back to “N”).  When a ‘Y’ is input, a message will be displayed ‘No 
rows found.  Do you wish to add new details Y/N’ 
This screen lists the appointments in time order i.e. all the 9’s all the 10’s etc. 
You must refresh this screen manually, by pressing the appropriate function key 
after every 15 minutes of inactivity, a pop-up with appear prompting you to refresh.  
Press return and it allows you to save before you refresh, this will avoid the risk of 
losing your work.  
You will have the ability to  
  access the Client Details Screen when you have highlighted a Claimant.  
This can be done via a function key.  When you exit the Client Details 
Screen you will be returned to the position in the AC1 frame you left 
  search for an unknown Claimant.  This can be done via a new function 
key, which will take you into the Maintain Client Details screen, here, you 
will insert the NINo 
  access the Special Needs screen when you have highlighted a Claimant.  
This can also be done via a function key.  When you exit the Special 
Needs Screen you will be returned to the position in the AC1 frame you 
left at 
Within the AC1 screen you can print an online AC1.  For those sites that do not have 
a network printer this will be printed in the MSC as is the case for all other prints. 
 
 
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12.1.1  Special Needs 
 
The MCA is able to identify that there is a Special Need applicable by the ‘Y’ entered 
in the ‘SN’ column of the MEA Completion Screen.  When you tab to record that the 
Claimant has arrived and a Special Need exists, you will be presented with a SMART 
warning message, as shown at the bottom of the screenshot below:  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
This advises you to press the relevant function key to enter the details of whether the 
Special Needs have been met or not.  When you press the function key, this will take you 
into the Special Needs screen.  Here you need to record whether the Special Needs have 
been met or not. 
 
  Special Need met 
If the Special Need has been met, you will enter ‘Y’ in the ‘Met’ column and then enter 
the function key to apply changes. 
 
  Special Need not met 
Where the Special Need is not met, you will enter ‘N’ in the ‘Met’ column, you will 
then enter a reason in the ‘Reason Needs Not Met’ column, e.g. Interpreter not 
arrived.  
You will then enter the function key to apply the changes. 
 
Note: If you enter into this screen unintentionally, you will need to enter the function key 
F3 for ‘End’, this will take you out of this screen.  At this point a message asking you to 
confirm if you wish to leave this screen without saving changes will appear, here you will 
enter ‘Y’ and press the return key.   
 
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Also note that for example, if you are awaiting an interpreter, you must not record this as 
a Special Need not met, this will only be recorded as such if they fail to turn up.  If you 
are within this screen and are awaiting the interpreter, you will not apply changes to this 
screen and need to exit.  You will return to this screen when you have a result on the 
Special Need. 
 
When you have completed the Special Need screen and applied changes as appropriate, 
you will be returned to the MEA Completion screen, where you will save changes as 
normal. 
 
Special Needs – Mandatory call from Update Activity Screen  
 
This applies to cases that have been completed on LiMA and where a Special Need 
exists. 
 
When clearing a case from E800/E801 to C100 or P750 and an ‘open’ Special Needs 
exists (i.e. The Special Need screen has not been completed) you will be presented with 
a warning message.  The message will inform you that the Special Need record must be 
completed before you can close the referral or send it for Quality Monitoring.  You will hit 
‘return’.  This will now take you into the Special Needs screen, where you MUST 
complete as described above, and apply changes.  It is essential that you ‘apply 
changes’.  This will now bring you back to the Update Activity Details screen. 
 
12.2 Time capture 
The times captured electronically are based on a common synchronised clock. 
12.2.1 Capture of arrival and exam start times 
This will automatically default to today’s date but can be changed accordingly.  You 
are able to amend the times recorded, if for instance, you have recorded a time 
against the wrong Claimant. 
12.2.2 Waiting time 
The capture of waiting times is calculated by the system. 
12.2.3 Exam end time (LiMA only) 
The exam end times will be captured in LiMA.  This information will then be sent 
back to SMART by way of an interface between both. 
12.2.4 Exam end time (Non LiMA) 
Completed as usual via session completion.  
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12.3  Exam results (LiMA only) 
For LiMA exams the interface will provide SMART with the appropriate exam result 
values.  These cases will be updated with the appropriate next activity (E800).  
12.3.1 Exam results (Non LiMA) 
Completed as normal via session completion. 
12.4  Removal of automatically printed AC1 
With the introduction of the new SMART AC1 screen the automatic printing of the 
AC1 has been removed.  Although you do still have the facility to print this as and 
when you need to. 
 
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13  Linking Reports and Clearing Cases 
13.1   Post-LiMA Examination Actions 
     No Case File Exists 
Where LiMA assessments are undertaken on referrals with no case file, there are no 
post-examination actions required at the MEC. 
   Case File Exists 
For assessments undertaken on referrals with a case file, the Health Care 
Professional (HCP) will return the case file to the MCA following completion of the 
assessment.  At this point the MCA will need to check the current Referral Status to 
ascertain what the next action is.  This is done as follows:  
  Select the appointment in question using the Radio Buttons on the right hand 
side of the table. 
  Once you have selected the appropriate appointment, select ‘View Referral’ 
from the drop down menu at the bottom right hand side of the table and click 
‘Go’.  This will take you to the View Referral screen. 
Note you can also access this screen by carrying out a Client Search as described 
in section 3.4. 
The Referral Status will be one of the following: 
 ‘Customer 
Action’ 
  ‘Medical Audit’  
These are described below. 
Customer Action 
This Referral Status indicates that no further action is required and that control has 
been returned to the referring Customer office.  The Case File should be returned to 
them. 
Medical Audit 
This Referral Status indicates that the medical output has been selected to undergo 
Quality Audit.  You should pass the Case File to the Administrator at your MSC that 
is responsible for Audit. 
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13.2  Post-Clerical Examination Actions 
There are a number of scenarios where examinations will be completed on paper 
and not LiMA. Examples are LCWRA examinations, Contingency has been invoked 
or at sites that are not on the network.  
For examination reports produced on paper you should record all examination 
outcomes and findings on an AC3.  A number of checks are to be carried out before 
transferring the examination outcomes from the AC3 to MSRS.  The latest version of 
the AC3 can be found in Appendix M along with a list of appropriate Outcome Codes 
to be used. The AC3 should be updated with ‘QM’ in the file location column. 
Non-cabled MECs should not return case files to DWP on the same day as the 
examination.  Once the outcomes from the AC3 are entered onto MSRS at the 
MSC, it will determine which referrals have been selected for audit and which can be 
returned to the DWP. 
13.2.1 Legibility and Completeness 
All clerical exam reports should be checked for legibility, jargon and completeness.  
This must be done prior to updating MSRS with the exam outcome.  Please refer to 
the Administration Checks on Closure guide for further details on the checks to be 
made including LCWRA referrals. 
13.2.2 Recording the Examination Outcome 
Should an examination be carried out clerically it will be necessary to manually enter 
the examination outcome and findings. This should only ever be done when the 
clerical report is physically present. 
This is done as follows: 
  Carry out a Client search and navigate to the View Case screen for the 
appropriate case 
  Select ‘Record Examination Outcome’ from the Referral Actions drop down 
menu and click ‘Go’ 
  You will now be on the “Record Examination Outcome” screen for the 
appointment in question.  Enter the following information in to the empty 
fields: 
o  “Prof Reg Number” – the Professional Registration Number of the 
examining Health Care Professional 
o  “Exam Date” – defaults to today’s date, this can be changed 
o  “Exam Start Time” – the time that the exam started 
o  “Exam End Time” – the time the examination ended 
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o  “Total Case Duration” – the total time taken for that case 
o   “Interpreter Provided” – place a tick in this box if one was provided 
o  “CR1 Report Produced” – place a tick in this box if one was produced 
  Click ‘Record Outcome’. 
Having clicked ‘Record Outcome’ you will be returned to the View Case screen.  For 
WFHRA referrals the referral will now be closed.  For S-category referrals the 
workflow status will have progressed to “Examination Findings”.  Click on this 
hyperlink to access the Record Examination Findings screen. 
13.2.3 Recording the Examination Findings 
Within the Examination Findings screen carry out the following actions: 
ESA Examination 
  If the Claimant falls under a Support Group select the appropriate Support 
Group category from the drop-down menu.  Leave blank if they do not fall in 
to a Support Group.  The Support Group category can be found on form 
ESA85A. 
  If a subsequent WFHRA is required place a tick in the tick-box.  Leave blank 
if not required. 
  Place a tick in the tick-box if a non-Functional Descriptor was applied.  Leave 
blank if not. 
  Select the prognosis from the drop-down menu 
  Click ‘Record Examination Findings’.  This will return you to the View Case 
screen. 
Note that the act of recording an examination outcome against an ESA S-referral 
will, where appropriate, automatically create a new WFHRA referral.  In these 
circumstances that referral will be visible on the View Case screen and will have a 
status of ‘MEC Examination’.  The WFHRA referral must be cleared either as 
examined, cleared as DNA or rescheduled. 
13.3   Audit Selection 
MSRS will now automatically select clerical cases for medical audit. After clerically 
recording the examination findings (for both DVs and Examinations carried out at 
the MEC), you must then view the referral status to establish what to do with the file 
next.  If the referral status is Customer Action, the file can be returned to the 
referring DWP Office.   
If the referral status shows any Audit type, then the audit process must be followed.    
Send the medical report along with its case file and a completed QR2 form to the 
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Audit Administrator who will arrange for the audit to be undertaken.   
 
 
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14 Quality 
Initiatives 
As part of contractual requirements, AH must ensure that the medical reports we 
provide are free of specific anomalies.  If errors are found in medical reports after 
they have been returned to DWP, they are resubmitted as rework.  The service 
target allows for no more than 1% of all referrals cleared, to be returned to AH as 
rework.  All rework referrals carry high financial penalties if they are not corrected in 
a given time.  Therefore, it is important that any mistakes are identified before the 
files leave the MEC, thus minimising the likelihood of any rework.  As part of the 
medical quality programme you will also be asked to provide Claimant’s files (post 
examination) as instructed by the MSC for quality monitoring.   
All checks in any benefit stream should be undertaken whether the examination was 
conducted at a MEC or by DV.      
14.1  Post examination checks 
You will need to check that every report completed for any benefit referral is fit for 
purpose.  Full details of what to check for each benefit are given in the guide for 
Administration Checks on Closure MED-ACC01but every report must be: 
  Clear to a lay person 
  Signed by the HCP 
 Dated 
 Legible 
14.2 Rework 
You may receive rework referrals for the attention of the examining HCP who is 
scheduled for sessional work at the MEC where you are based. 
You may receive two kinds of rework: 
  Rework advice – Rework AH feel they are able to clear without referral for 
assessment 
  Rework examinations – Rework AH feel they are unable to clear without a re-
assessment 
The guidance provided at section 14.2.1 and 14.2.2 is generic.  For benefit specific 
guidance you should refer to the Rework Guidance for individual benefit types.  The 
appropriate reference is listed below:  
  Incapacity Benefit Rework -  MED/S2/IBRW201  
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  Industrial Injuries Scheme Benefit Rework – MED/S2/IDBRW201  
  Disability Living Allowance Rework – MED/S2/DLARW201  
  Severe Disablement Allowance Rework – MED/S2/SDARW201  
  War Pensions Rework - MED/S2/WPRW201  
14.2.1 Rework advice referrals  
On receipt of rework advice you should follow the following procedures: 
 All referrals with a RWK2 Rev form on their cover must be treated as 
URGENT 
  If you are based at a co-located MEC you will receive the Claimant’s file and 
the RWK2 form by hand, whereas outlying MECs/satellite MECs will receive 
the RWK2 and appropriate pages requiring rework by fax  
  On the date of receipt or on the first date of attendance at the MEC, inform the 
examining HCP named on the RWK2 Rev that they are required to perform 
rework advice.  The rework should be completed without interfering  with the 
day’s sessions  
  At the beginning of the session, the HCP should collect the file from you and 
should return it as soon as the rework is completed 
  Check the HCP has ticked the ‘Advice Completed’ box on the RWK2 Rev, 
completed the ‘Time Taken To Complete Rework Advice’ box on the RWK2 
Rev, and signed and dated the action in the space provided on the form 
  Tick the ‘Rework Completed And Checked by MEA’ box on the RWK2 Rev 
and sign and date the action in the space provided 
  Return the RWK2 Rev and file and/or rework papers to the Customer Service 
Desk Medical Advisor (CSD MA) by hand for same day approval if based at 
a co-located MEC or by fax if based at an out lying/satellite MEC.     
14.2.2 Rework examination referrals 
The following steps determine the action you should take: 
  Treat referrals with RWK2 Rev on the cover as URGENT.  The Claimant must 
not be sent home unseen .  Rework exams have a target of 10 days.   
 After the examining HCP has completed the re-examination and the Re-
examination Completed Section’ of the RWK2 they will pass them both to 
you 
 You will need to check the case has been completed ensuring it is not 
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returned for repeat rework     
  Remove the completed RWK2 Rev Form and fax to the Customer Service 
Desk (CSD) the same day  
  Return the report directly to DWP  
14.3 Quality monitoring 
Administrative staff in the MSC are responsible for selecting a specific number of 
ESA, IIDB examination referrals each month for Full Time Medical Advisers to 
monitor.  You will be advised if they wish to monitor case(s) from one/a number of 
HCPs who are conducting sessions at the centre where you are based. 
You should be advised: 
  How to make the selection  
 The HCP(s) concerned 
  The cases required 
  The date(s) of the session(s) 
  Who they should be returned to 
Please note MSRS will select ESA referrals which require Quality Monitoring.  
These can be identified by checking the referral status for each referral as it is 
returned.   
14.3.1 No SMART in MEC 
Once the examination has taken place, the MCA must annotate the ‘File Location’ 
column of the AC3 with ‘QM’ and the form must then be faxed to the MSC.  Form 
QM2, indicating that the case is to be audited must be attached to the front of the 
file.  The file must be placed in a separate courier pouch or 1st class envelope 
(whichever is appropriate due to target clearance times) and returned to the MSC. 
14.3.2 SMART in MEC 
Where cases have been selected for quality monitoring, within the MEA Completion 
screen: 
 
Step Action 

Press function key (from the bottom of the screen) for ‘Session Comp’  

This will take you into the Maintain Session Completion Details screen 
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Clear case with the appropriate outcome code, i.e.; ‘01’ 

Tab to next activity, select P750  

Save 
Note that this will only be whilst we do not have the LiMA interface. 
 
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15  Completion of Forms   
The completion of a number of different forms is a significant part of session 
administration.   
15.1  Completion of form AC1  
You will either print an AC1 or it will be sent to you.  For MSRS cases you will then 
build your own session using the AC1, for SMART sessions it will accompany the 
bundle you receive as normal for each day’s sessions.   
The AC1 details all Claimants that are scheduled to attend on the given examination 
date printed at the top of the sheet.  The Claimants are listed in time order and then 
alphabetically within each time.  In addition to this substitutions (late filled 
appointments) may be included at the bottom of the page.  
The following information will already be entered on the AC1 
 Session 
Reference 
 Claimant’s 
name 
   Insurance  Number   
  Business Code (Referral Type) 
 Allocated 
Practitioner 
 Appointment 
time 
 PV 
Use the following steps to complete the remainder of the form.   
  On arrival of the Claimant enter the time (24 hr clock) of arrival in hours and 
minutes in the designated column     
  If the Claimant does not attend, enter DNA in the arrival time column   
Enter the appropriate waiting time 
  Having allocated the Claimant to an examining HCP enter the HCP’s 
name/General Medical Council (GMC)/Nursing Midwifery Council (NMC) Number 
in the appropriate box  
  Once you have processed the Claimant’s travelling expenses, record the amount 
being claimed and enter your initials in the next column 
  Leave the final column blank.  The Authorising Officer will enter their initials once 
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the claim has been authorised 
 
  After the Claimant has been examined, enter the time they leave the building in 
the departure column   
  Having dealt with the Claimant’s travelling expenses, record the amount of 
expenses being claimed.  This may be before or after the examination depending 
on the time of arrival 
  Fax completed AC1 to MSC at the end of the day  
15.2  Completion of form AC3  
Form AC3 is used by the local MSC to clear referrals from SMART and record 
information indicating the outcome of the assessment.  It is also used for finance 
purposes to determine the relevant amounts payable to examining HCPs.  It is 
therefore essential that this form is detailed and accurate.  
You will need to ensure that all the relevant information has been transferred from 
either the AC1 or the Claimant’s file to the AC3 by the end of the day.  A separate 
AC3 must be completed for each examining HCP. Appendix E shows an AC3 
Prognosis Desk Aid and lists benefit specific prognosis for completion of the AC3. 
The AC3 report is printed on SMART in the MEA completion screen. You must also 
refer to the Administration Checks on Closure (MED-ACC01), for further details on 
checks to be completed.   
The following information should be entered at the top of the form: 
  Date of session 
 Session 
number 
  Payable start time/finish time 
  Number of claimants seen 
 Centre 
name/number 
 Doctor’s 
name 
  Doctor’s GMC number 
  Preferred No. of cases to be seen 
  Your name and signature 
 Doctor’s 
signature 
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15.2.1 Session time details 
When entering information about the payable start and finish times you should enter 
the following information: 
Payable Start Time 
  Practitioner’s arrival time if later than session start time (regardless of 
whether claimants are waiting) or 
  First examination start time if before session start time or 
  All other instances – session start time  
Payable Finish Time 
  Last examination finish time if after session end time or 
  Leaving time if before session time and claimants are waiting or have 
been sent home or 
  In all other instances – session end time 
15.2.2 Examination details  
In non-LiMA cases, you should then record the examination details.  Firstly enter the 
Claimant’s National Insurance Number (NINo), surname and initial and then record 
the appropriate details in the relevant columns: 
Column 
 
 
Information to enter 
FEV   
 
 
Enter P (Pass) F (Fail) 
15.2.3 For ESA Assessment  
In LIMA cases, the information such as the Payable Start Time and the Payable 
Finish Time, session number, no. of claimant seen the date of session, the centre 
name and the number, Doctor’s name and the GMC number gets transferred 
automatically. 
The only information which you need to input is the signature. 
15.2.4 Own Occupation Test 
Capable  
Turn to part G1 on form IB84 where the HCP gives an opinion 
about the Claimant's capacity for work.  Enter Y if the Claimant 
is capable or N if they are incapable of work  
Prognosis  
This should only be entered if the Claimant is incapable for 
work.  Turn to part G3 of form IB84 where the HCP gives a 
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prognosis.  Use the AC3 prognosis desk aid to enter the 
appropriate prognosis 1-3 
15.2.5 For IIDB cases 
FME  
 
IIDB cases  
Enter the number of pieces of FME requested prior to the 
examination.  Enter zero if no request was made    
 
Adj’d  
Enter Y if the HCP has advised the case has been adjourned, 
N if not 
%  
 
IIDB cases 
Check the section of the BI form  on loss of faculty’.  The HCP 
will answer this question with a tick in the yes/no boxes or by 
writing ‘yes’ or ‘no.’ If the answer is no, enter 1 in the % box.  If 
the answer is yes, you will need to enter a number depending 
on the percentage figure recorded at Part 8.  Enter:  
 
 
 
2  
If the HCP has recorded 1 -13% 
 
 
 
3   
If the HCP has recorded 14 – 99% 
 
 
 
4     
If the HCP has recorded 100% 
 
 
 
  
Prov Award 
 For IIDB cases only, consult the medical examination report 
form completed enter Y for yes, N for no  
Related benefits 
For IIDB cases only.  The HCP will have recorded details of 
advice given to the Claimant about related benefits during the 
examination (e.g. Constant Attendance Allowance or Reduced 
Earnings Allowance).  Enter the total number of benefits 
advised.  Enter zero if no advice was given 
For all benefits 
Time Taken 
 This is the start and finish time when the HCP started and 
finished the case.  You will need to ensure that the entry in the 
‘Total Time Taken’ field includes both writing up time and pre-
examination reading time in all instances   
File Location  
Enter one of the following:     
The appropriate office code number if the file has been 
returned to the Customer. 
 
 
 
QM if the file has been extracted for quality monitoring  
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MEC where the file has been retained at the examination 
centre (i.e. following an adjourned board) 
 
At the end of the sheet you will need to indicate by ticking yes or no if: 
  Any Claimants were left waiting or were sent away.  If yes enter the 
Claimant’s details onto an unseen record Claimant sheet and indicate why 
they were unseen   
Complete ‘If less than preferred volume seen state reason…’ 
You should fax/pass completed AC3/Session Exception Reports (SE1) to the MSC 
at the end of the day.  
15.3 Issuing BF223 
N.B. ESA Claimants only.   
LCWRA Referrals do not issue a BF223.  Follow DNA instructions described in 
Section 7.10. ESA Claimants who do not attend and who do not advise us they are 
unable to attend until after their appointment time a BF223 will need to be sent to 
the Claimant asking them to contact the Customer and explain why they could not 
attend 
There are 2 types of BF223 in use at the MEC, they are as follows: 
  BF223 (ESA) – used for ESA LCW and IB Reassessment appointments only 
  BF223 (WFHRA) – used for WFHRA appointments only 
A BF223 must be issued within the next working day of the scheduled appointment if 
the Claimant fails to attend.  The following procedures should be followed: 
  Complete the ‘did not attend’ column on the AC1 appointment list 
  Complete form BF223 with: 
  DWP address stamp 
  Claimant’s name and address 
  Claimant’s NINO in reference number box 
  Date of issue 
  Date of examination 
  Date for return by (seven calendar days) 
  Omit DWP telephone and textphone numbers if these are included on the 
address stamp 
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  Issue form BF223 to the Claimant by first class post, enclosing a pre-paid 
business reply envelope for return to the appropriate DWP office  
  Return the file to the Customer   
If any BF223s are returned to the MEC marked ‘Undelivered’ or ‘Not known at this 
address’ return the letter and the envelope to the relevant Customer Office who will 
take any necessary action.  Return these letters immediately otherwise a Claimant’s 
benefit may be suspended.  
15.4 Form UE1 (Rev) 
If, during an examination by any HCP working on behalf of AH, findings indicate or 
suggest the existence of a disease or medical disorder that may not be apparent to 
the Claimant or the Claimant’s medical carer, then those findings must be 
communicated to the Claimant’s General Practitioner (GP) or other medical carer 
within 24 hours of identification.  
For work carried out in the MEC, the method of communication used by the 
examining HCP will depend upon the urgency of the situation.  If the examining HCP 
deems it necessary, contact should initially be made by telephone, followed by 
written confirmation using form UE1 (Rev).  If any telephone conversations are 
made to the Claimant’s GP or Medical Carer they must also be documented on form 
UE1 (Rev).  
On completion, the HCP will pass the completed UE1 (Rev) form back to you, you 
should 
  Take four photocopies of form UE1 (Rev): 
  Return one copy to the HCP, to be handed to the Claimant  
  As it is doubtful that forms issued by 1st class post will reach the GP/medical 
carer within 24 hours, fax the completed UE1 (Rev) to the Claimant’s GP (if 
the GP’s fax number is not known you must obtain it by telephoning the GP) 
and post the hard copy 1st class immediately after  
  File a copy of form UE1 (Rev) in the Claimant’s file 
  Issue a copy of the completed UE1 (Rev) form to the Customer Service Desk 
at the MSC 
 
 
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16 Communication 
16.1 Communication methods 
16.1.1 Email 
MECs will, receive emailed notifications and communications from MSC, the VCC, 
the Resource Manager and other sources.   
MECs will respond by email and it will result in faster communication. 
16.1.2 Fax 
Information will often be sent by fax - the fax machine must be checked regularly. 
16.1.3 Phone 
MECs will have regular telephone contact with other MECs in their region.  If 
conducting examinations for other MSCs, the MEC will contact either the MSC or 
the MEC directly. 
16.2  Contact between the MEC and the VCC 
Appointments for MSRS Referrals will be made by the Virtual Contact Centre (VCC) 
using a system called Siebel. 
Some contacts will be so that the MCA can update a file or add new information, 
others will require further actions such as sending the file to another location or 
returning it to the DWP.  
Contact reasons and situations are: 
  Whenever it is necessary to cancel or postpone an appointment, for 
example if the Claimant has to be CSHU, the MEC must contact the VCC 
to rebook the Claimant into a new appointment. 
  If the Claimant is still present at the MEC, contact should be by telephone 
so that the appointment can be agreed before the Claimant leaves. 
  Where a file needs to be transferred between MECs – the VCC will 
contact the MEC via email. 
  Where the VCC has received change of circumstances information from 
the Claimant – the VCC will fax or email the DNA2 or CC1 form to the 
MEC for file updating and potential transfer of file to another MEC or return 
to the DWP 
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  If the VCC receive a threatening call, they will complete a threat form and 
this will be faxed to the MEC for inclusion with the file 
16.3  Contact between the MEC and the Resource Manager  
The Resource Manager (RM) will be the single point of contact for the DWP.  Any 
circumstances or situations that require escalation or notification to the DWP must 
be made via the RM. 
Examples would be 
  Where a Claimant behaves in a way that could lead to them being labelled 
as a PV, or where a Claimant already marked as PV is involved in a 
further PV situation.  The IF1 and IF2 forms will be completed, linked to 
the file and the file returned to the DWP 
  When the Claimant informs the VCC that they are going away for more 
than a month, the VCC will contact the RM for clearance of the referral 
and return of the file to the DWP-The RM will contact you, where 
applicable 
  If the Claimant contacts the MEC with any changes to their details 
(address, phone number etc)  
  If the Claimant notifies the MEC that they have returned to work, the MEC 
must contact the RM with this information.  The RM will contact the DWP 
to confirm next steps. 
The RM may contact the MEC after this by emailing or faxing a RTW form 
for linking with the file, closure of the referral and then return the file to the 
DWP 
  Where the DWP recall the file for their reasons, the RM will contact the 
MEC to request closure of the referral and return of the file to the DWP  
  When a taxi request is authorised, the RM Team will book the taxi and 
contact the MEC to confirm that the request is authorised.  Confirmation 
should included with the file 
  Where a DV is requested and approved, the RM Team will contact the 
MEC to request the return of the file to the RM 
16.4  Communication between the Claimant and the MEC 
This section deals with the remaining number of administrative tasks you will need 
to perform.  This includes dealing with any communication you may receive from the 
Claimant. 
16.4.1 Receiving written correspondence/verbal enquiries from the 
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Claimant 
If you receive correspondence from the Claimant you should 
If it is a complaint 
Refer to the Complaints Procedure 
Guide MED-CP01 
If the Claimant advises they are 
 Go to section 16.4.2 of this Guide 
unable to attend 
If the Claimant verbally raises an  Contact the MSC for advice 
issue to which you are unable to 
respond 
Forward all written correspondence concerning other issues to the MSC 
16.4.2 The Claimant is Unable to Attend (UTA) 
A Claimant will be classed as Unable to Attend (UTA), where notice is given before 
the time of the appointment.  Therefore, if a Claimant cancels on the day of the 
appointment  before the appointment time they are classed as UTA.  The Claimant 
can only UTA one appointment.   
16.4.3 Receiving an ‘Unable to Attend’ letter 
If the Claimant’s file is already at the MEC when you receive the letter: 
  Delete the appointment from the AC1 appointment list 
  Note on the AC1 appointment list that the Claimant is unable to attend 
  Fax or send the unable to attend letter to the MSC or VCC to arrange another 
appointment 
  The file should remain in the MEC unless the MSC or VCC advise otherwise  
  If the Claimant’s file is not at the MEC, send the unable to attend letter to the MSC 
straightaway.  If the appointment date is imminent you should telephone in advance 
of doing this. 
16.4.4 Receiving an ‘Unable to Attend’ telephone call 
If the AC1 appointment lists are at the MEC when you receive the telephone call 
from the Claimant, ask the Claimant for 
 Their name   
 Their NINo 
  Their appointment date/time 
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  The reason why they are unable to attend the appointment 
  Their telephone number 
  Advise the Claimant you will contact the VCC who will advise them of the new 
appointment 
  Contact the VCC with the Claimant’s details and inform them why the Claimant 
is unable to attend  
  Delete the appointment details from the AC1 appointment list 
  The file should remain in the MEC unless you are advised otherwise by the MSC 
If the Claimant’s file is not at theMEC: 
  Ask the Claimant for: 
 Their 
name 
 Their 
NINo 
  Their appointment date/time 
  The reason why they are unable to attend the appointment 
  Their telephone number 
  Advise the Claimant to contact the MSC (first) in order to arrange a mutually 
convenient appointment  
  Should the Claimant express any difficulties about contacting the MSC 
themselves, inform the Claimant you will liaise with the MSC on their behalf.  The 
MSC will inform the Claimant of the new appointment.    
16.5  Telephone contact with Claimants 
If, for any reason you are required to contact the Claimant by telephone it is 
essential that you follow the procedure outlined in this section.  This section is to 
ensure that you comply with the Data Protection Act when contacting Claimants or 
their Appointees by telephone. 
Establishing the identity of the Claimant 
When making the telephone call it is essential that you establish the identity of the 
person to whom they are talking at the outset. 
The following script or something very similar must be used: 
“I’m (admin staff to give full name) from AH and I would like to speak to 
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Mr/Mrs/Miss/Ms (Use Full Name of Claimant)”.  No further details should be given 
until the Claimant has been positively identified. 
A positive identification of the Claimant should be sought and this would normally be 
the DOB or NINo.  
If you are uncertain that the person to whom you are speaking is the Claimant, 
terminate the call. 
If the Claimant is unavailable, make arrangements to call back, without revealing 
any further details appertaining to the nature of the telephone call.  If the Claimant 
cannot be contacted via the telephone the normal procedure, e.g. using the 
appropriate letter/informing the MSC, should be followed. 
Informing the Claimant of the reason for the telephone call 
Having established the identity of the Claimant, there is then a need to explain why 
the telephone call is being made.  
Exceptional circumstances 
There may be instances when the above procedure cannot be used due to the fact 
that: 
  the Claimant has an Appointee; 
  the Claimant requires an interpreter; or  
  the Claimant has a medical condition that precludes a telephone 
conversation.   
If any of these circumstances arise whilst contact is being made by telephone, 
greater care must be exercised to ensure that we remain within the confines of the 
Data Protection Act. 
1.  Claimant has an Appointee 
If the referral shows that the Claimant has an Appointee, a check should initially be 
made to verify that we are talking about the correct Claimant by checking DOB, 
address and NINo.  Once this is confirmed, the person who claims to be the 
Appointee should be asked for verification of their name and address, which will be 
shown on the referral or the View Client screen of MSRS.  Further information may 
then be divulged. 
2.  Claimant requires an interpreter 
If, when making a telephone call to the Claimant, it becomes obvious that an 
interpreter is required, staff should advise the person to whom they are speaking 
that a letter will be sent to the Claimant in due course.  The telephone call should be 
terminated without divulging any of the Claimant’s details. 
3.  Claimant has a medical condition which prevents him/her speaking on the 
telephone 
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As in the case of an interpreter, once it becomes obvious that the Claimant cannot 
speak on the telephone staff should advise the person to whom they are speaking 
that a letter will be sent to the Claimant in due course.  The telephone call should be 
terminated without divulging any of the Claimant’s details. 
In all cases a common sense approach must be used by staff when making 
contact with a Claimant by telephone.  

For further details on the Data Protection Act refer to The Data Protection Act within 
Medical Services (MED-TDPAWMS01). 
 
 
 
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17  Changes made to by Atos Healthcare 
17.1  Changes made on MSRS 
The following changes can be made by Atos Healthcare without prior consultation 
with the referring Customer Office.  When some of these changes are made, MSRS 
will send an automatic notification of Change of Circumstance to the Customer. 
 Name: 
Title  
Surname  
Forename  
Middle Initials 
 Address 
  Telephone number and mobile number 
 Requested 
language* 
  Same gender practitioner required* 
 GP 
name 
  GP telephone number 
 GP 
address 
  Availability constraint text* 
  Availability constraint expiry date* 
* Changes to these fields will not trigger a notification to the Customer. 
A CC1 form is not needed to communicate any of the changes listed above. 
Where an address is updated and the referral status is MEC Examination, MSRS 
will automatically re-issue their appointment letter.  
If any of the above changes would result in the need to update a Case File, the case 
file must be updated.   
17.2  SMART where SMART in MECs 
If you are amending details of a Claimant that you have listed within your MEA 
Completion screen follow the process below:  
From the MEA Completion screen: 
Step Action 
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Select the Maintain Client Details option, enter the NINo and F12 

You will now be taken into the Maintain Client Details screen  

Tab to ‘more info’ 
4 Enter 
Y  

You will be asked Do you wish to update more info? – enter Y 

This will now enable you to change the appropriate details 

Amend details as necessary 

Use function key F10 to Save 
If the Claimant is not listed on the MEA Completion screen, you can still press the 
function key for ‘Change Details’ as above, however once in the Maintain Client 
Details
 screen, you have the option to change the NINo and search details of the 
relevant Claimant.  Proceed as above to amend details. 
17.3  Changing details in Non-Cabled MECs 
When a Claimant has informed an MCA of a change in a non-cabled MEC, 
telephone the MSC with full details of the Claimant and the changes required.  The 
MSC will update the details on MSRS or SMART. 
If the change is made on MSRS, you must check Update Case File in View Action 
Prompts, see section 1.18.2.    
 
 
 
 
 
 
 
 
 
 
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18  View Action Prompts 
When DWP make changes on MSRS which will require AH to undertake an action, 
an entry will be added to the View Action Prompt screen. 
The View Action Prompt option is found on the left hand side of the MSRS page and 
provides a list of further action needed on referrals.  These actions can be in 
response to changes made by the Customer to Claimant details or they can be 
triggered by workflow progression. 
View Action Prompts must be checked on a daily basis and actioned 
accordingly. 

Non-Cabled MECs 
The MEC responsible for holding Case Files for a non-cabled MEC must also 
check the View Action Prompts and update as appropriate. 

Once View Action Prompts link has been selected: 
  You should not make any changes to the Owning Office field as this is 
intended for managers only 
  Select your MEC from the drop down menu.   
  Select Action Prompt Type (mandatory). 
18.1  Change DV Address 
All entries in this area will be actioned by the Resource Team.  Please see the 
MSRS Resource Team Guide for further information. 
18.2  Update Case File 
When certain Claimant details are changed on MSRS, either by DWP or Atos 
Healthcare and the Referral is identified as having a Case File within MSRS, the 
Case File will need to be updated accordingly.  This will occur when any of the 
following fields have been changed on MSRS (more than one field change per NiNo 
can appear under one View Action Prompt eg Surname and PV could be changed 
together): 
 Surname 
 
 Forename 
 
 PV 
Status 
 Customer 
Office 
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Check the referral status to see where the case file is located.  Locate the case file 
and discover the changes that have been made. You should cross reference the 
details on MSRS with those on the case file. The case file should be updated 
accordingly.  
Where a change has been made to the Claimant surname it may not always be 
possible to locate the case file. Where this is the case, the details should in this 
instance be passed to the Scrutiny Team Leader.  
The Team Leader will then, where available, check previous medical outputs to 
ascertain the previous surname. Where no previous outputs are available, the Team 
Leader should contact the BDC to confirm the previous name.  The Scrutiny Team 
Leader will then inform you of the original surname so the case file can be found and 
amended. 
Note: This activity should be restricted to the Scrutiny Team Leader to avoid 
duplication.  

If once the file has been located and there is no difference between the information 
on MSRS and the Case file, clear the Action Prompt. 
18.3  Change to PV Status 
Jobcentre Plus (JCP) users only, are able to update PV details and include PV text 
(mandatory). 
 
JCP are able to make changes where there is an open referral. 
 
Where a claimant has become PV, MSRS will automatically withdraw any open 
referral at any one of the following statuses: 
 
 
Inbound Client Contact 
 Siebel 
MEC 
Appointment 
 DV 
Allocation 
 MEC 
Examination 
 DV 
Examination 
 
If a MEC appointment has been made, MSRS will dispatch a cancellation letter.  For 
short notice cancellations, MSRS will notify JCP that an appointment is imminent 
and a prompt is shown to telephone the claimant regarding the cancellation. 
 
MSRS also displays a notification to JCP user to inform the Atos Healthcare Site 
Manager immediately and inform them that a claimant is now at PV status.  PV 
measures should still be put in place in case attempts to contact the claimant have 
been unsuccessful and the claimant still arrives at a MEC. 
Despite the referral showing as being closed, you will still need to carry out further 
action. 
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Locate the case file as described above and add a PV marking 

Return the Case File to the Customer 
18.4  Relocate Case File 
When an address has been updated on MSRS and the postcode has indicated that 
a file now needs to be relocated to a different MEC a prompt will appear in the 
“Relocate Case File” list, The Case File’s current location is listed together with the 
required location.   
The MEC that requires the case file should contact the original MEC, (for Contact 
details see ..0.0.0.0.0.0Appendix N) to request that they send the case file.  If the re-
location is urgent i.e. the appointment is imminent, telephone the original MEC, as 
an e-mail may not be actioned as quickly. When the Case File has been located, it 
must be sent by courier to the required MEC. 
Contact the requesting MEC and confirm that the Case File has been sent. 
Once you have received conformation that the file has been sent by the original 
MEC, the action should be cleared from the list by ticking the check box under the 
“select” column and clicking on the “confirm actioned” button. 
18.5  Progress Case File 
When a case is withdrawn on MSRS and the Referral is identified as having a Case 
File within MSRS an entry will appear in the “Progress case file” list.  The case file 
should be located.  
Once you have extracted the Case File will need to clear the ‘Extract Case File’ 
Referral Status.  This is done as follows: 
  Select the appropriate Referral from the list using the radio buttons then click 
‘View Referral’. 
  You will now be taken to the View Referral screen. 
  Click the ‘Extract Case File’ Referral Status hyperlink.  This will take you to 
the Confirm Case File Extracted screen. 
  Click ‘Confirm’ to confirm that you have extracted the Case File. 
  You should not remove the referral from the Extract Case File list unless you 
have located the file. 
Alternatively, you can clear the Referral Status from the View Case screen by 
clicking on the ‘Extract Case File’ hyperlink and following the process described 
above. 
When you have done this, the system will update the Referral Status which will 
indicate the required Case File location.   
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19  Ordering Stationery/Medical Supplies 
It is important that you always keep sufficient amounts of medical and stationery 
supplies at the MEC.  You will be responsible for reordering supplies as and when 
required.  All requests should be sent to the stationery co-ordinator at the MSC. 
You must assess levels of stock on a regular basis, preferably at the end of each 
day and make sure stocks never completely run out before you place a new order. 
Make sure you are aware how often stock is ordered by the MSC in order that you 
can supply requests in advance, ensuring they are included in the overall order. 
A comprehensive list of the stocks of the medical and stationery supplies you should 
hold can be found at Appendix H.  
The amount kept/ordered will be determined by both the size and the number of 
assessment referrals received in the MEC. 
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20 Site 
Security 
20.1 Security Incident Reporting 
 It is important that you report any incident, potential or actual, which affects the 
security of the MEC, the Claimants attending, staff working there and the delivery of 
service.  In the first instance this should be reported to your line manager, as soon 
as possible.  They will advise you of the specific action to take.  This includes:      
  Threats to your own security/ the security of other staff 
  Dealing with Potentially Violent Persons (PVP)  
  The loss, theft damage to physical assets/confidential information  
  Intrusion of unauthorised persons 
  Non accidental injury  
In the event of your line manager not being available you should contact the Site 
Security Co-ordinator.  Each examination centre should display in a non-public 
place, or hold in reception if this is not possible, the Site Security Co-ordinator’s 
contact details and a copy of the site security manual.  
20.2      Potentially Violent Claimants 
20.2.1 Claimant already identified as PV 
When contact is made with a Claimant already marked as being PV, form 2(PVP) 
should be completed.  This includes where a PV Claimant attends for an 
examination.  This form can be found in Appendix K. 
Please see the Potentially Violent Persons Procedure (MED-PVPP01) for further 
instructions. 
If a Practitioner is about to examine a PV Claimant it would be courteous to 
discretely inform the HCP of the Claimant’s PV status prior to the exam starting.   
20.2.2 Non-PV Claimant becomes violent 
Where an examination has to be ended prematurely due to the Claimant becoming 
aggressive / violent the following process should be applied: 
  The HCP should abandon the examination within Integrated LiMA 
  A clerical ESA85A (min) as appropriate should be completed by the HCP 
explaining why the examination was terminated. 
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  The MCA should record the Claimant as having DNAd but the BF223 should 
not be issued. 
  PV Paperwork (IF1 and IF2) should be completed and included in the case 
file.  Should no case file exist, once should be created. 
  You should inform your Team Leader of the incident and forward all 
paperwork to the Site Manager for progression.   
Please see the Potentially Violent Persons Procedure (MED-PVPP01) for further 
instructions. 
20.3  Completion of form IF1/PV1 
If you receive serious threats, are intimidated, harassed, assaulted or receive severe 
or persistent abuse from a potentially violent person by telephone, in person, or by 
letter you should contact your line manager.  A PVP may be the Claimant, a 
member of the Claimant’s family or a helper.  If the Claimant or member of the 
Claimant’s family is known to be a PVP, DWP will have indicated this by a 
chequered flag stamped on the front of the Claimant’s file.  DWP will also mark the 
file with the appropriate category (number between 01 – 09) as follows: 
 
  01 - The person to whom the account relates is potentially violent 
  02 - Partner potentially violent 
  03 - Other member of household potentially violent 
  04 - Customer and partner potentially violent 
  05 - Customer and other member of household potentially violent 
  06 - Partner and other member of household potentially violent 
  07 - Customer, partner and other member of household potentially violent 
  08 - Spare – for potential future release 
  09 – Unspecified 
 
 
There is a lookup facility for the markings on SMART.  The entry will be from 1 to 9 
omitting the 0 in front of the number but otherwise matching.  i.e. 01 should be 
entered on SMART as 1, 02 as 2 etc. 
Form IF1/PV1 will be completed on every occasion a PV incident occurs, regardless 
of whether the Claimant is already identified as PV.  On completion these forms 
should be sent to your line manager who will refer the incident to the site security 
co-ordinator. 
Full details of how to manage these situations and how to report incidents is 
contained in the Potentially Violent Persons Procedure MED-PVPP01. 
20.4  Potentially violent DVs 
If you have undertaken the necessary training, you may be asked to chaperone an 
appropriately trained HCP conducting a Domiciliary Visit (DV) on a Claimant, 
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member of their family or helper marked as PV.  For your own safety you should: 
  Carry a personal alarm 
  Ensure the MSC are aware when and where the visit will take place 
  Have agreed with another member of staff a report back time when you expect 
to have completed the visit and returned to a place of safety (home/back at the 
office) 
  Provide the nominated member of staff with a contact number to check with, if 
you do not call in 
 Be aware why the person is PVP (The examining Registered Medical 
Practitioner will have examined the Claimant’s file or have a copy of form 
PV1/a full account of why the person is PVP). 
20.5 Accommodation   
Any accommodation issues (leaks, problems with lighting/heating etc) should be 
reported to the Local Accommodation Manager who will contact the Customer 
Service Centre (CSC) Helpline for DWP/other government properties or external 
contractors (where appropriate) who have the responsibility for handling 
maintenance issues.  
20.6  Fire and bomb procedures 
The fire and bomb procedures must be clearly displayed and all staff should be 
aware of the appropriate action to take.  
20.7  Panic alarm tests  
As a precautionary measure, you should ensure that a test of all panic alarms in 
both the assessment and reception areas is carried out at the beginning of each 
week.  Any alarms found to be faulty should be reported to the Site Security Co-
ordinator at the MSC immediately.  
20.8  Emergency Evacuation Procedure-Wheelchair Users 
Appointment letters sent to Claimants must identify the floor number that the 
particular MEC is on if the MEC is not on the ground floor. 
20.8.1 Claimant Responds to Appointment Letter 
If, resulting from the receipt of the letter, the Claimant telephones AH to inform of a 
possible access problem, the administrator must ask the Claimant if they will be able 
to leave the MEC by any means other than the lift in the event of an emergency.  If 
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the Claimant advises that they cannot, a ground floor room must be used or if there 
is no ground floor option available, the appointment must be scheduled to another 
MEC with ground floor facilities within the ’90 minute’ travel rule or, failing that, the 
Claimant must be classified as Unable to Attend and a DV arranged. 
20.8.2  Claimant Arrives for Assessment without Responding to the 
Appointment Letter 
In centres where the MEC is not on the ground floor and the building the MEC is 
located in has Trillium/Group 4 security, the relevant Team Leader or Site Manager 
must make contact with the DWP Regional Estates Service Manager/s for their 
area/s requesting that they cascade the following to Trillium’s Regional Manager for 
him/her to advise Group 4 of the new procedure. 
If a disabled Claimant arrives, the security guards must contact the MEC reception 
and arrange for a member of staff to come down to the main entrance. 
The staff member must ask the Claimant if they are able to walk unaided to the 
assessment room and if in the event of a fire they would be able to evacuate the 
building using the stairs.  If so, then the assessment can proceed.    
If the Claimant is unable to use the stairs in the event of an emergency evacuation, 
either the assessment must take place in a designated ground floor room, as pre-
agreed with the site holder, or if a ground floor room is not available, the Claimant 
must be apologised to and an assessment at another MEC that has a ground floor 
assessment room, if there is one within a reasonable travelling distance, arranged or 
sent home and a DV arranged.  The original appointment should then be 
categorised as CSHU 'Accommodation Problems'. 
In centres where the MEC is not on the ground floor and the building the MEC is 
located does not have Trillium/Group 4 security, the disabled Claimant may make 
their way up to the MEC of their own accord.  Once the Claimant arrives at the MEC, 
the relevant MEC/MSC member of staff must ask the Claimant if in the event of a 
fire they would be able to evacuate the building using the stairs.  If so, then the 
assessment can proceed.  If the Claimant is unable to use the stairs in the event of 
an emergency evacuation, the staff member must politely get the Claimant back to 
ground level as soon as possible. 
Once back at ground level, the staff member must apologise and explain the 
situation.  Following this, either the assessment must take place in a designated 
ground floor room, as pre-agreed with the site holder, or if a ground floor room is not 
available, an assessment at another MEC with ground floor facilities within the ’90 
minute’ travel rule arranged or the Claimant must be sent home and a DV arranged.  
The original appointment should then be categorised as CSHU 'Accommodation 
Problems'. 
20.8.3 Claimant Arrives for Assessment Accompanied by a Disabled 
Companion 
If a Claimant arrives for his/her assessment accompanied by a disabled companion 
whose mobility requires the use of a wheelchair, the assessment may proceed but 
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  106 
 
 
 

 
Medical Services 
 
the Claimant’s companion will not be able to accompany the Claimant beyond the 
ground floor, unless, when asked, the companion states that they can evacuate from 
the building unaided in the event of an emergency. 
20.9  General tasks to be performed at the end of the day 
At the end of the day you should have time to do some or all of the following duties.  
You may feel it is more appropriate to do them at other times during the day if you 
have time available: 
  Ensure you have all the files available for the following day’s session.  Check 
your storage drawer/cupboard for any files you have  retained that have 
appointments for that day 
  Make sure you have all the files listed on the AC1 appointment list and sort the 
files into alphabetical order/appointment order.  (NB  Ideally this should be 
done a couple of days in advance to allow any problems to be resolved) 
 Check that any Claimants whose special needs have been previously 
identified have been catered for 
 Ensure all Claimant’s files being returned to the Customer have been date 
stamped, this is not necessary for ESA referrals 
 Arrange for courier pouches to be collected in accordance with local 
arrangements.  Ensure courier pouches being returned to DWP do not display 
labels marked ‘In Confidence’ otherwise this will prevent business units 
carrying out date stamping at post opening stages   
  Make sure all AC1s/AC3s/exception reports are faxed/passed to the MSC 
 Check sufficient leaflets can be found in the examination centre (A list of all 
leaflets to be displayed in the examination centre is to be found at Appendix H 
  Make a note of any medical/stationery supplies you will need to order   
  Tidy the office area and lock away all files 
Check and tidy the waiting and examination rooms.  Make sure all rubbish is put in 
the bins and that all medical equipment in the examination rooms has been put 
away. 
 
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  107 
 
 
 

 
Medical Services 
 
Appendix A   - Overview of MEC Administrator’s role 
   
O ve rv iew   of M E C  A d m inis trat o r’s  ro le
 
C u st o m e r
S e ss io n
S e ss io n   A d m in is tr a t io n
S e r v ic e
M a n a g e m e n t
A s se ss in g   C u s to m e r  S e rv i ce
A llo c a tin g   D o ct o r s
C o m p l e t io n   O f   F o rm s
Q u a lit y In it i a t ive s
C la im a n t  P e rc e p ti o n   S u r ve y s
A s s is t in g   t h e   D o c t o r/
E x ce p tio n   R e p o rt in g
P o s t   B o a rd   C h e ck s
C o m p la in t s/ S e rv ice  S ta n d a rd s
C h a p e r o n in g
S e s sio n   M o n it o r in g
S u p p lie s /  S ite   S e cu r ity
R e w o r k
D is p la y in g   In f o r m a tio n
C la im a n t   C a n n o t  B e   S e e n
G e n e ra l  A d m in is t ra t io n
Q u a lity   M o n i to r in g
C la im a n t  R e f u s e s  T o   B e   S e e n  
R e fe r r al   P ro c e s s
A r riv a l/G r e e t in g   C la im a n t s
P r o o f   O f   I d e n t it y
T ra ve ll in g   E xp e n se s
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  108 
 
 
 

 
Medical Services 
 
 
A
t
t
t
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  109 
 
 
 

 
Medical Services 
 
Appendix B  B85 Checklist – Non-LiMA Reports only 
 
Check this page has been signed and completed 
Page 6 
Have activity 3/5/6 descriptors been chosen, agreed/disagreed and evidence 
inserted?  
Page 8 
Have activity 4/1/2 descriptors been chosen, agreed/disagreed and evidence 
inserted? 
Page 10 
Have activity 7/9/8 descriptors been chosen, agreed/disagreed and evidence 
inserted? 
Page 12 
Have activity 12/10/11 descriptors been chosen, agreed /disagreed and 
evidence inserted? 
Page 14 
Has activity 14 descriptors been chosen, agreed/disagreed and evidence 
inserted? 
Page 15 
Has activity 13 descriptors been chosen, agreed/disagreed and evidence 
inserted?  
Page 22 
Has non-functional descriptor been chosen, if yes has justification been 
given? 
Page 23 
Has question 60/61/62 been completed? 
Page 24  
Has the Report been signed and dated? 
Page 25 
Is the Report legible? 
 
 
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  110 
 
 
 

 
Medical Services 
 
Appendix C - Occupational Health MCA Action 
P ractition er exam in es client
&  com pletes E xam ination R ep ort
(O HE R1 )
M CA  
to check all p ap erw ork is 
com plete  &   that  O HE R1 
is included in file  
C ase Trac king F orm  (O HS CT1 )
‘Clt E xam ined’ c olum n to be
com pleted by
M CA
A ny m edical inform ation m ust
be sealed in an en velop e &  clearly 
lab elled ‘Medical In C onfidence’
File  and C ase Tracking F orm  
(O HS CT1 ) to b e return ed to MS C
 
 
 
 
 
 
 
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  111 
 
 
 

 
Medical Services 
 
Appendix D  - Claimant cannot be examined 
 
 
Cli ent  ref us es  t o be ex am i ned 
Dec is ion m ade s es s io n wil l 
ov erru n 
Cli ent  has  
arriv e d lat e an d 
Reas ons
Reas ons
c annot  b e s een
K eep C lie nt s  who 
A c c ept ab le
Not  
hav e a lrea dy  arriv ed 
Cont ac t  Cl ie nt s  
A c c ept ab le
inf orm e d  abo ut   t he 
due lat er in 
ant ic i pat ed w ait i ng 
s es s io n  t o  s ay  
t hey  c ann ot  be 
t im e
E x pla in t o Cl ient  why  m edic al as s es s m e nt  
s een (w here 
is  requ ired a nd p os s ib le im pli c at io ns  if  t hey  
appr opri at e)
ref us e t o be ex a m in ed 
Dec i de  wh ic h  C lie nt s   t o  s end 
I f   t he  Client  
hom e (w her e appr opr iat e)  
I f  t he Client  s t ill ref us es :
wis h es  t o
 Not e on S ystem
proc e ed,  t ak e t he 
 Inform  the Cli ent of appt . &  let  
norm a l ac t io n
t hem   k now  t hat   t he  a ppt .   wil l 
A dv is e  C lie nt s  af f ec t ed  why  t hey  
rem ai n  ope n,   if   c irc um s t anc es  
c annot  b e s een
Com p let e  ex c ept io n
c hang e.
(wher e appr opr iat e)
report  as  per  loc a l
 Inform  them  t hat if non-
requ irem e nt s
at t enda nc e, c as e wil l  be 
ret urne d  t o  t he  Cus t om e r  &  
T elep hon e t he M ed ic al 
B F 223 is  is s ued
A im  t o giv e C lie nt  f irs t  appoi nt m ent ,  
S erv ic es  C ent re (M S C) t o 
c an req ues t  hom e v is it  (wh ere 
arran ge a f urt her 
appr opri at e)
appo int m e nt
Y es ,   c hec k   dat e(s )  w it h 
Cli ent  
A re any  alt er nat iv e 
appo int m e nt s  
No 
av ai lab le?
A c c ept ab le
Not  
A t t ac h  I B 86 
ac c ept a ble
c anc e llat i on of  
appo int m e nt  
t o  f ile
A t t ac h  I B 86 
Has  Cl ient  
c onf irm at i on of  
No
prev i ous ly  UT A d?
new 
I nf orm   Clie nt   t hey   wi ll 
appo int m e nt   t o 
be  not if i ed  of   ne w 
f ile 
appo int m e nt  
us ua lly  in w rit in g
Y es
Ret ai n  f ile 
unle s s  
adv is ed 
ot herw is e
A t t ac h  I B 86  f ax ed  by   M S C  t o  Cl ient ’s   f ile
Ret ai n  f ile  unt i l 
inf orm e d of  new 
appo int m e nt  
I nf orm   Clie nt   t hat   new  a ppt   wil l  be  m a de  an d 
appo int m e nt   wil l  rem a in  op en.  
I nf orm   Clie nt t hat   in  t he  c as e  of   no n-
at t enda nc e,  pap ers  wi ll b e ret urne d t o 
MEC Administrators Guide  cust om er an d B F 223 w il l be iss ued
6e  (draft) 
MED-MECAG01 
Page  112 
 
 
 

 
Medical Services 
 
Appendix E  - AC3 Prognosis Desk Aid 
 
Personal Capability Assessment                     Own Occupation Test                            IIDB 

in 3 months                                                    1      2 months or below                                   1      No loss of faculty 

in 6 months                                                    2      above 3 Months 
 
              2      1% - 13% 

in 12 months                                                  3      indefinitely 
 
 
   
 3      14% - 99% 

in 18 months                                                   
 
 
 
 
              4      100% 
5a 
2 years               
5b 
In the longer term                                    
 
                                   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
                    
 
 
       SDA 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
       Enter the disability rate 1 – 100 recorded at Part 5 of the SDA 16 
 
               
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
                                                                                                                                                                       
 
           MEC PDA         
     Version 2 
                                                                                                                                                                                                                                             
August 2007 
 
 
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  113 
 
 
 

 
Medical Services 
 
Appendix F  - Claiming Travelling/Associated Expenses 
Travell  ing Expenses
Client attends examination and wants to claim for 
Enter the Client’s personal and 
Has companion been authorised?
travelling expenses/associated expenses
attendance details onto the 
 
travelling expenses claim form
 
For travel by public transport make 
Is Client entitled to 
Completing Travelling 
Account Taxi
a claim for the companion’s actual 
Expenses
Taxi
Subsistence of Financial 
Enter details in the log 
public transport costs
Has Cli  ent used public transport 
Loss Allowance? 
book and await invoice
For travel by car add the mileage rate 
or have they travelled by 
for the Client and the mileage 
car/taxi  ?  
Ensure taxi has been 
allowance rate for the companion 
authorised by Client 
Check relevant criteria
Invoice received
together and any car parking costs
Help Desk (CHD) or 
 
from Taxi firm
examining Practitioner 
Public 
Car
Subsistence Allowance
Transp ort
Complete appropriate form 
Obtain receipts, check fare 
Validate
Check receipts
Financial Loss Allowance (FLA)
is reasonable and use the 
against
Use local 
Check amount claimed
Complete relevant parts of travelling
inward journey to calculate 
log book
knowledge to 
does not exceed the limits
expenses claim form
Ensure 
the return fare    
check the mileage 
Client has signed the
Give Client guidance For FLA for
receipts 
claimed is 
form
themselves and employer
are 
Send invoice &
reasonable and 
Travelling Expenses form is
Complete relevant parts of FLA claim
provided 
Ensure examining 
copy of log
apply the mileage 
also complete
form
Practitioner completes 
book to 
rate and add any 
Staple forms together
section entitled 
Authorising
car parking costs
Advise Client when and where to
‘Declaration by 
Officer
return forms
examining doctor’ if not 
Staple to travelling 
pre-authorised by CHD  
expenses form
Check all information 
Complete payment details
has been provided  
Ensure Client signs and dates form, validate the claim at the end of the 
session and pass to the nominated Authorising Officer
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  114 
 
 
 

 
Medical Services 
 
Appendix G  - DPTC948 
 
Inla nd R evenu e 
P ho ne n um ber
0845  60 558 58
       Inland
P O  B ox 178
T extphon e
0845  60 888 44
P reston
R evenue
P R 1 0G Q
M ond ay to F riday     7.3 0am   – 6 .30 pm
D isabled P erson’s Tax C redit
O ur reference num ber is
P le ase te ll us th is nu m b er
if you  pho ne  or w rite  to  us
D ate
F or offic ial use
C laim s for loss of E arnings
N am e
M r/M rs/M iss/M s
A ddress
Postcod e
N ationa l Insurance N um b er
P art  o n e
D eclaration by E xam ining D octor
I confirm  th at th e a bove n am ed a tten ded  the  M e dica l  S ervices C e ntre for  pre-arrang ed  m ed ica l on
… … … ./… … … … /… … … …   a t  … … … … … … … … … .  a m /pm .
S ig nature
D ate
        /           /
M ed ical O fficer
O fficia l S tam p
P art  Tw o
D eclaration by D P TC  C ustom er
I left ho m e/w ork at … … … … … … . o ’clock and  I return ed  hom e/w ork at … … … …   o’clock.
I  app ly  for  £ … … … … … … …   loss  of  e arnings.
S ig nature
D ate
        /           /
B M S D   7/99
D P TC 948
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  115 
 
 
 

 
Medical Services 
 
DPTC948 – (Back Page) 
 
FOR OFFICIAL USE ONLY
Claim Examined and Payment Approved
NINO
Name
Mr/Mrs/Miss/Ms
ACCOUNT
COST CENTRE
Authorised
Date
      /       /
FF91
Number
Date Paid
      /       /
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  116 
 
 
 

 
Medical Services 
 
Appendix H  - Stationery/Medical/Leaflet Supply Lists 
Stationery/Forms Required for Use in MECs 
General Office Stationery 
 
 A4 
Paper 
 Compliment 
Slips 
  Envelopes – pre-paid T41SS, Business Reply T4 (BRS 1), postage paid, grid envelopes 
 Fax 
rolls 
 Fax 
toner 
 Headed 
Paper 
  Pens, scissors, staples etc 
 Pouch 
seals 
Miscellaneous Items 
 Air 
Fresheners 
 Batteries 
Forms 
  AC3s - Assessment Outcome Monitoring 
  BCX1 - Batch Forms 
  BF223s – For Issue When Claimant Fails To Attend  
 Complaints 
Proforma,/’Making A Complaint’ leaflet  
  CX1  Travelling Expenses Claim Form 
  CX2  Subsistence Allowance Claim Form 
  CX3  Financial Loss Allowance Claim Form 
  CX5  Financial Loss Confirmation  
  Exception Reporting Forms 
 Exempt 
Categories 
  IF1/PV1 – Reporting PVPs 
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  117 
 
 
 

 
Medical Services 
 
  IIDB Series of Forms  
Accidents and Prescribed Diseases 
BI118H  Reduced Earnings Allowance   – Advice on Initial/Renewal Claim 
BI118R  -Change of Circumstances 
BI140  - Prescribed Disease Claim -Diagnosis Advice 
BI 118 ACCIDENT - Industrial Accident Claim - Assessment Advice 
BI118A  - Renewal - Assessment Advice 
BI118-OD  - Occupational Deafness Claim - Initial Advice 
BI118A-OD  -Occupational Deafness Claim - Renewal Advice 
BI118PD  - Prescribed Disease Claim - Assessment Advice 
BI161C - Report by EMP - Prescribed Diseases 
BI161CVWF  - Prescribed Disease PDA11 - Vibration White Finger 
Respiratory Diseases 
BI180DIAG  -Respiratory Prescribed Disease Claim - Diagnosis Advice 
BI183A - Respiratory Prescribed Disease  - Renewal Advice 
BI183R - Respiratory Prescribed Disease - Change of Circumstances 
BI180P - Respiratory Prescribed Disease Claim / Renewal - Disablement Advice in cases 
involving re-employed coal miners 
BI180C - DIAG-Prescribed Disease D12: April 1997 Rules - Diagnosis Advice 
BI180C - ASSESSMENT  - Prescribed Disease D12: April 1997 Rules - Assessment Advice 
BI611  -Notes for the MA Possible Aggregation Involved 
BI181C  - Prescribed disease D12: April 1997 Rules - Advice From AH 
BI181  - Respiratory Prescribed diseases Claim - Advice from AH 
BI118F - Unemployability Supplement - Medical Advice 
  Personnel Related Forms - (Holiday Requests Self-Certificates, Special Payments) 
  SE1 – Session Exception Report 
  UE1(Rev) Report of Unexpected Findings 
  Unseen Claimant Record Sheet 
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  118 
 
 
 

 
Medical Services 
 
Medical Supplies Required for Use in MECs  
 Blankets 
 Cotton 
Wool 
Balls 
 Couches 
 Couch 
Rolls 
 Couch 
Stools 
 Diagnostic 
Sets 
 Eye 
Charts 
 Hand 
Towels 
 Ophthalmoscopes 
 Opthalmascope 
bulbs 
 Otoscopes 
 Otoscope 
bulbs 
  Patient Examination Gowns 
  Peak Flow Meters 
  Peak Flow Meter Tubes 
 Pillow 
Cases 
 Sheets 
 Sphygmomanometers 
 Stethoscopes 
 Tape 
Measures 
 Tissues 
 Tuning 
Forks 
 
 
 
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  119 
 
 
 

 
Medical Services 
 
Leaflets to be Displayed in the Medical Examination Centre 
The following leaflets should be displayed in all MECs: 
 
Leaflet Number 
Type of Leaflet 
AAA5DCS       
Attendance Allowance (AA) 
AA5DCSW      
Attendance Allowance (AA) Welsh (Bi-Lingual) Version 
CAA5DCS                 Carer’s Allowance (CA) 
CAA5DCSW              Carer’s Allowance (CA) Welsh (Bi-Lingual)Version 
DLAA5DCS           
Disability Living Allowance (DLA) 
DLAA5DCSW         
Disability Living Allowance (DLA) Welsh  (Bi-Lingual) Version 
DLACA5DCS 
DLA for children 
DLACA5DCSW 
DLA for children Welsh (Bi-Lingual) Version 
BRA5DWP               Benefit Rates 
BRA5DWPW             Benefit Rates Welsh (Bi-Lingual) Version 
DWP1001 
Employment and Support Allowance 
DWP1001W 
Employment and Support Allowance Welsh (Bi-Lingual) Version 
DWP1004 
Industrial Injuries Disablement Benefit 
DWP1004W 
Industrial Injuries Disablement Benefit Welsh (Bi-Lingual) Version 
DWP1026 
Help if you are sick or disabled 
DWP1026W 
Help if you are sick or disabled Welsh (Bi-Lingual) Version 
GL24DWP                If you think our decision is wrong 
GL24DWPW              If you think our decision is wrong Welsh (Bi-Lingual) Version 
HC1 & HC5   
Health Benefits 
HC1W & HC5W 
Health Benefits Welsh (Bi-Lingual) Version 
VACDPA5DCS 
Vaccine Damage Payments 
VACDPA5DCSW 
Vaccine Damage Payments Welsh (Bi-Lingual) Version 
The following should be displayed in all Welsh MECs: 
 
Leaflet Number 
Type of Leaflet 
AA5DCSW      
Attendance Allowance (AA) Welsh Version 
CAA5DCSW              Carer’s Allowance (CA) Welsh Version 
DLAA5DCSW           Disability Living Allowance (DLA) Welsh Version 
DLACA5DCSW 
DLA for children Welsh Version 
ATWA5JPW 
Access to Work - Information for Disabled People Welsh Version 
BRA5DWPW             Benefit Rates Welsh Version 
GL24DWPW              If you think our decision is wrong Welsh Version 
IB214JPW           
Incapacity – The Personal Capability Assessment Welsh Version 
VACDPA5DCSW 
Vaccine Damage Payments Welsh Version 
 
 
 
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  120 
 
 
 









 
Medical Services 
 
Posters to be Displayed in the Medical Examination Centre 
Posters that must be displayed will include, but not be limited to: 
 
Posters 
ESA – Employment and Support Allowance 
ESA – Employment and Support Allowance – Welsh (where appropriate) 
ESA – Support with moving into work 
ESA – Support with moving into work – Welsh (where appropriate) 
ESA - What to expect from your medical assessment 
ESA - What to expect from your medical assessment - Welsh (where appropriate) 
Waiting Times 
Waiting Times – Welsh (where appropriate) 
What to expect from your medical assessment 
What to expect from your medical assessment – Welsh (where appropriate) 
 
Service Standards Poster 
"Standards Poster x 
3.doc"
 
Standards of Behaviour Poster 
"Aggressive 
Behaviour POSTER 2  
Ways of Working Posters 
Ways of Working 
2243-0808 ESA DWP 
Posters.pdf
Posters_Welsh.pdf
           
 
 
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  121 
 
 
 

 
Medical Services 
 
Appendix I  - Unseen Client Authorisation Criteria 
 
MEDICAL SERVICES 
       PROVIDED ON BEHALF  OF  THE DEPARTMENT  FO R W ORK AND PENSIONS 
 
 
 

Unseen Claimant Authorisation Criteria 
 
 
  There are insufficient doctors available to allow the claimant to be seen 
  The majority of claimants called have arrived 
  All doctors available have/will have seen their preferred number of claimants 
  The MSEC is on site of the MSC but there is no Atos Healthcare Practitioner 
available 
  There are still more claimants due to arrive as the EC assignment(s) progresses 
  There are too many claimants awaiting examination and insufficient doctors 
  The claimant is not fit to be seen* 
  The claimants file is not at the MSEC 
  The claimant cannot be seen by the doctor* 
  The interpreter has not arrived* 
  There is no chaperone available* 
  The claimant has been called in error* 
  There is no time to see the claimant due to doctor productivity 
  There is no time to see the claimant due to case mix 
  The examining doctor has not arrived at the MSEC 
  The claimant arrived too late to be seen 
 
* Please provide further details on authorisation form. 
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  122 
 
 
 


 
Medical Services 
 
Appendix J   - Acceptable forms of ID 
Medical Services will accept as evidence of identity one of the following 
(photocopies are not acceptable); 
  Claimant’s own passport;   
 
 
 
      
 
PP     
  European Community identity card;                                                        ECID 
  Standard Acknowledgement  (for those seeking asylum in the UK);        SAL 
Alternatively, Medical Services will accept any three of the following documents as 
proof of identity: 
  Birth 
certificate;                       
BC                               
  Marriage certificate;                                                                                     MC 
  Form GV3 (one way travel document issued by UK embassies abroad);  GV3   
  Local Authority rent agreement;                                                               LARA 
  Certificate of identity issued by the Home Office to the Claimant;           HOID 
  Forms issued by the Home Office to the claimant;                              HODOC  
  Police registration certificate;                                                                    PRC 
  Full driving licence;                                                                                 DVLC 
  Life assurance policy;                                                                                LAP 
  Divorce/annulment papers;                                                                          DP 
  Recent wage slip;                                                                                       WS 
  Trade union membership card;                                                                    TU 
  Adoption certificate;                                                                                      AC 
  Building society pass book;                                                                  BSOCY 
  Paid household bills in the name of the Claimant;                                  BILLS 
  Certificate of employment in Her Majesty’s Forces;                               HMFC 
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  124 
 
 
 



 
Medical Services 
 
Appendix K   - Appendix 2(PVP) Form 
When a Claimant identified as being Potentially Violent attends for an Examination, 
the form attached should be completed. 
 
D:\Documents and 
Settings\49465n\My D 
 
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  126 
 
 
 

 
Medical Services 
 
Appendix L   - Medical Referral for ExaminationForm 
No Supporting Case File 
 Client Details 
 
 
NINO 
 
Surname 
 
  
Mr/Mrs/Miss/Ms: 
 
Other Names 
  
 
Examination Type 
 
   WFHRA Only (WE / WD)   
 
 
   ESA 
 
 
 

 
 
IB 
   Pathways 
Special Needs 
 
   Practitioner Gender Request:  

M / F 
   
   Language Required 
    
   PV Marker 
 
   Doctor Only 

First Day of Incapacity: 
Diagnosed Cause of Incapacit
 
 
 
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  127 
 
 
 


 
Medical Services 
 
Appendix M  - AC3 and Outcome Codes 
Prognosis Codes
Prognosis
AC3 Code
3 Months
01
6 Months
02
12 Months
03
18 Months
04
2 Years
05
In the longer term
5a
Exemption category codes
Exemption categorys
AC3 Code
Cardio-respiratory
ia
Dense paralysis of one side
ib
inflammatory polyarthriitis
ic
Motor, sensory and intellectual
id
Neurological or Muscle wasting
ie
Paraplegia
if
immune deficiency states
ig
Severe learning disability
ih
Severe Mental ilness
ii
Support Group codes
Support group
AC3 Code
Terminally ill
ea
Chemotherepy
eb
Physical or Mental Health Risk
ec
Pregnancy Risk
ed
Severe Functional Disability
ee
 
D:\Documents and 
AC3 - Settings\49465n\My D     
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  128 
 
 
 


 
Medical Services 
 
Appendix N    
- MEC Contact Details 
MEC Contact List.xls
 
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  129 
 
 
 

 
Medical Services 
 
Observation form 
Please photocopy this page and use it for any comments and observations on this 
document, its contents, or layout, or your experience of using it.  If you are aware of 
other standards to which this document should refer, or a better standard, you are 
requested to indicate this on the form.  Your comments will be taken into account at 
the next scheduled review. 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Name of sender: 
________________________ Date: 
_____________ 
 
Location and telephone number:____________________________________ 
 
Please return this form to the Process Design Team. 
MEC Administrators Guide 
6e  (draft) 
MED-MECAG01 
Page  130