UKGI’s ‘Moderate’ rating with regard to the effectiveness of governance and risk management

Eleanor Shaikh made this Rhyddid Gwybodaeth request to UK Government Investments Limited

This request has been closed to new correspondence from the public body. Contact us if you think it ought be re-opened.

Gwrthodwyd y cais gan UK Government Investments Limited.

Dear UK Government Investments Limited,

Four successive UKGI Annual Reports (2016/17, 2017/18, 2018/19, 2019/20) indicate GIAA audit ratings of only ‘Moderate’ with regard to the effectiveness of the framework of governance, risk management and control at UKGI.

In response, a key UKGI objective of 2018-19 was ‘to ensure UKGI fully documents the risks and mitigations in place across its shareholder portfolio’ (UKGI Annual Report 2018-19, p38).

https://assets.publishing.service.gov.uk...

i) Please can you identify if the effectiveness of UKGI’s stewardship of Post Office Limited was identified by audits as being in need of improvement over the period 2016-2020 and what actions were implemented as a result?

ii) Please can you specify if GIAA audits highlighted the absence of a Framework Agreement governing the relationship between BEIS, UKGI and Post Office Limited? What actions were implemented as a result?

iii) Please can you supply reports which evidence UKGI’s full documentation regarding the risks and mitigations pertaining to POL’s Horizon IT and litigation?

Yours faithfully,

Eleanor Shaikh

Freedom of Information, UK Government Investments Limited

Thank you for your enquiry which is being reviewed. A reply will be sent
shortly.

Kind regards

UKGI Freedom of Information Team

dangos adrannau a ddyfynnir

Freedom of Information, UK Government Investments Limited

1 Atodiad

Dear Eleanor

 

Please find attached a response to your 15 requests.

 

Kind regards

 

The UKGI Freedom of information Team

 

This email and any files transmitted with it are intended solely for the
use of the individual(s) to whom they are addressed. If you are not the
intended recipient and have received this email in error, please notify
the sender and delete the email. This footnote also confirms that our
email communications may be monitored to ensure the secure and effective
operation of our systems and for other lawful purposes, and that this
email has been swept for malware and viruses.

Freedom of Information, UK Government Investments Limited

1 Atodiad

Dear Eleanor

 

Please find attached a response to your 15 requests.

 

Kind regards

 

The UKGI Freedom of information Team

 

This email and any files transmitted with it are intended solely for the
use of the individual(s) to whom they are addressed. If you are not the
intended recipient and have received this email in error, please notify
the sender and delete the email. This footnote also confirms that our
email communications may be monitored to ensure the secure and effective
operation of our systems and for other lawful purposes, and that this
email has been swept for malware and viruses.

Freedom of Information, UK Government Investments Limited

1 Atodiad

Dear Eleanor

 

Please find attached a response to your 15 requests.

 

Kind regards

 

The UKGI Freedom of information Team

 

This email and any files transmitted with it are intended solely for the
use of the individual(s) to whom they are addressed. If you are not the
intended recipient and have received this email in error, please notify
the sender and delete the email. This footnote also confirms that our
email communications may be monitored to ensure the secure and effective
operation of our systems and for other lawful purposes, and that this
email has been swept for malware and viruses.

Freedom of Information, UK Government Investments Limited

1 Atodiad

Dear Eleanor

 

Please find attached a response to your 15 requests.

 

Kind regards

 

The UKGI Freedom of information Team

 

This email and any files transmitted with it are intended solely for the
use of the individual(s) to whom they are addressed. If you are not the
intended recipient and have received this email in error, please notify
the sender and delete the email. This footnote also confirms that our
email communications may be monitored to ensure the secure and effective
operation of our systems and for other lawful purposes, and that this
email has been swept for malware and viruses.

Freedom of Information, UK Government Investments Limited

1 Atodiad

Dear Eleanor

 

Please find attached a response to your 15 requests.

 

Kind regards

 

The UKGI Freedom of information Team

 

This email and any files transmitted with it are intended solely for the
use of the individual(s) to whom they are addressed. If you are not the
intended recipient and have received this email in error, please notify
the sender and delete the email. This footnote also confirms that our
email communications may be monitored to ensure the secure and effective
operation of our systems and for other lawful purposes, and that this
email has been swept for malware and viruses.

Freedom of Information, UK Government Investments Limited

1 Atodiad

Dear Eleanor

 

Please find attached a response to your 15 requests.

 

Kind regards

 

The UKGI Freedom of information Team

 

This email and any files transmitted with it are intended solely for the
use of the individual(s) to whom they are addressed. If you are not the
intended recipient and have received this email in error, please notify
the sender and delete the email. This footnote also confirms that our
email communications may be monitored to ensure the secure and effective
operation of our systems and for other lawful purposes, and that this
email has been swept for malware and viruses.

Freedom of Information, UK Government Investments Limited

1 Atodiad

Dear Eleanor

 

Please find attached a response to your 15 requests.

 

Kind regards

 

The UKGI Freedom of information Team

 

This email and any files transmitted with it are intended solely for the
use of the individual(s) to whom they are addressed. If you are not the
intended recipient and have received this email in error, please notify
the sender and delete the email. This footnote also confirms that our
email communications may be monitored to ensure the secure and effective
operation of our systems and for other lawful purposes, and that this
email has been swept for malware and viruses.

Freedom of Information, UK Government Investments Limited

1 Atodiad

Dear Eleanor

 

Please find attached a response to your 15 requests.

 

Kind regards

 

The UKGI Freedom of information Team

 

This email and any files transmitted with it are intended solely for the
use of the individual(s) to whom they are addressed. If you are not the
intended recipient and have received this email in error, please notify
the sender and delete the email. This footnote also confirms that our
email communications may be monitored to ensure the secure and effective
operation of our systems and for other lawful purposes, and that this
email has been swept for malware and viruses.

Freedom of Information, UK Government Investments Limited

1 Atodiad

Dear Eleanor

 

Please find attached a response to your 15 requests.

 

Kind regards

 

The UKGI Freedom of information Team

 

This email and any files transmitted with it are intended solely for the
use of the individual(s) to whom they are addressed. If you are not the
intended recipient and have received this email in error, please notify
the sender and delete the email. This footnote also confirms that our
email communications may be monitored to ensure the secure and effective
operation of our systems and for other lawful purposes, and that this
email has been swept for malware and viruses.

Freedom of Information, UK Government Investments Limited

1 Atodiad

Dear Eleanor

 

Please find attached a response to your 15 requests.

 

Kind regards

 

The UKGI Freedom of information Team

 

This email and any files transmitted with it are intended solely for the
use of the individual(s) to whom they are addressed. If you are not the
intended recipient and have received this email in error, please notify
the sender and delete the email. This footnote also confirms that our
email communications may be monitored to ensure the secure and effective
operation of our systems and for other lawful purposes, and that this
email has been swept for malware and viruses.

Freedom of Information, UK Government Investments Limited

1 Atodiad

Dear Eleanor

 

Please find attached a response to your 15 requests.

 

Kind regards

 

The UKGI Freedom of information Team

 

This email and any files transmitted with it are intended solely for the
use of the individual(s) to whom they are addressed. If you are not the
intended recipient and have received this email in error, please notify
the sender and delete the email. This footnote also confirms that our
email communications may be monitored to ensure the secure and effective
operation of our systems and for other lawful purposes, and that this
email has been swept for malware and viruses.

Freedom of Information, UK Government Investments Limited

1 Atodiad

Dear Eleanor

 

Please find attached a response to your 15 requests.

 

Kind regards

 

The UKGI Freedom of information Team

 

This email and any files transmitted with it are intended solely for the
use of the individual(s) to whom they are addressed. If you are not the
intended recipient and have received this email in error, please notify
the sender and delete the email. This footnote also confirms that our
email communications may be monitored to ensure the secure and effective
operation of our systems and for other lawful purposes, and that this
email has been swept for malware and viruses.

Freedom of Information, UK Government Investments Limited

1 Atodiad

Dear Eleanor

 

Please find attached a response to your 15 requests.

 

Kind regards

 

The UKGI Freedom of information Team

 

This email and any files transmitted with it are intended solely for the
use of the individual(s) to whom they are addressed. If you are not the
intended recipient and have received this email in error, please notify
the sender and delete the email. This footnote also confirms that our
email communications may be monitored to ensure the secure and effective
operation of our systems and for other lawful purposes, and that this
email has been swept for malware and viruses.

Freedom of Information, UK Government Investments Limited

1 Atodiad

Dear Eleanor

 

Please find attached a response to your 15 requests.

 

Kind regards

 

The UKGI Freedom of information Team

 

This email and any files transmitted with it are intended solely for the
use of the individual(s) to whom they are addressed. If you are not the
intended recipient and have received this email in error, please notify
the sender and delete the email. This footnote also confirms that our
email communications may be monitored to ensure the secure and effective
operation of our systems and for other lawful purposes, and that this
email has been swept for malware and viruses.

Freedom of Information, UK Government Investments Limited

1 Atodiad

Dear Eleanor

 

Please find attached a response to your 15 requests.

 

Kind regards

 

The UKGI Freedom of information Team

 

This email and any files transmitted with it are intended solely for the
use of the individual(s) to whom they are addressed. If you are not the
intended recipient and have received this email in error, please notify
the sender and delete the email. This footnote also confirms that our
email communications may be monitored to ensure the secure and effective
operation of our systems and for other lawful purposes, and that this
email has been swept for malware and viruses.

Freedom of Information, UK Government Investments Limited

1 Atodiad

Dear Eleanor

 

Please find attached a response to your 15 requests.

 

Kind regards

 

The UKGI Freedom of information Team

 

This email and any files transmitted with it are intended solely for the
use of the individual(s) to whom they are addressed. If you are not the
intended recipient and have received this email in error, please notify
the sender and delete the email. This footnote also confirms that our
email communications may be monitored to ensure the secure and effective
operation of our systems and for other lawful purposes, and that this
email has been swept for malware and viruses.