Non Compliance or non response to Data Subject Access Request

Roedd y cais yn rhannol lwyddiannus.

George Tsigarides

Dear The Financial Conduct Authority,

We will be grateful if you would kindly confirm, what role, if any, you have should a financial orginsation registered with you:

1. Breaches the EU GDPR 2018 and the UK DPA 2018.

2. Fails to respond to a Data Subject Access Request, and the follow up complaint for the non response.

3. Fails to comply to a Data Subject Access Request, and the follow up complaint for non compliance.

Also, please confirm the following:

4. What exemptions, if any, do your registered finanacial organisations have, for non compliance to the EU GDPR 2018 and the UK DPA 2018.

5. What exemptions, if any, do your registered finanacial organisations have, for non compliance to a Data Subject Access Request.

6. Do any of your registered financial organisations act in a fiduciary capacity.

7. What should your registered financial organisations do, when one notifies them of a dispute; and are they allowed to pass on personal data to third parties without the consent and agreement of the one who has made the dispute.

Yours faithfully,

George Tsigarides

The Financial Conduct Authority

Thank you for e-mailing the Financial Conduct Authority's Information Access Team. This is an automatic acknowledgement to tell you we have received your email safely. Please do not reply to this email. We will be in touch in due course.

This communication and any attachments may contain personal information. For more information about how and why we use personal information and who to contact with any queries about this, please see our privacy notices: FCA Privacy Notice (https://www.fca.org.uk/data-protection) and PSR Privacy Notice (https://www.psr.org.uk/cookies-privacy-a...).

This communication and any attachments contain information which is confidential and may be subject to legal privilege. It is for intended recipients only. If you are not the intended recipient you must not copy, distribute, publish, rely on or otherwise use it without our consent. Some of our communications may contain confidential information which it could be a criminal offence for you to disclose or use without authority. If you have received this email in error please notify [email address] immediately and delete the email from your computer. Further information on the classification and handling of FCA information can be found on the FCA website (http://www.fca.org.uk/site-info/legal/fc...).

The FCA (or, if this email originates from the Payment Systems Regulator Limited, the FCA on behalf of the Payment Systems Regulator Limited / the Payment Systems Regulator Limited) reserves the right to monitor all email communications for compliance with legal, regulatory and professional standards.

This email is not intended to nor should it be taken to create any legal relations or contractual relationships. This email has originated from the Financial Conduct Authority (FCA), or the Payment Systems Regulator Limited.

The Financial Conduct Authority (FCA) is registered as a limited company in England and Wales No. 1920623. Registered office: 25 The North Colonnade, Canary Wharf, London E14 5HS, United Kingdom

The Payment Systems Regulator Limited is registered as a limited company in England and Wales No. 8970864. Registered office: 25 The North Colonnade, Canary Wharf, London E14 5HS, United Kingdom

Switchboard 020 7066 1000

Web Site http://www.fca.org.uk (FCA); http://www.psr.org.uk (the Payment Systems Regulator Limited)

George Tsigarides

Dear The Financial Conduct Authority,

May we please have a response to our FOI request.

Yours faithfully,

George Tsigarides

The Financial Conduct Authority

Thank you for e-mailing the Financial Conduct Authority's Information Access Team. This is an automatic acknowledgement to tell you we have received your email safely. Please do not reply to this email. We will be in touch in due course.

This communication and any attachments may contain personal information. For more information about how and why we use personal information and who to contact with any queries about this, please see our privacy notices: FCA Privacy Notice (https://www.fca.org.uk/data-protection) and PSR Privacy Notice (https://www.psr.org.uk/cookies-privacy-a...).

This communication and any attachments contain information which is confidential and may be subject to legal privilege. It is for intended recipients only. If you are not the intended recipient you must not copy, distribute, publish, rely on or otherwise use it without our consent. Some of our communications may contain confidential information which it could be a criminal offence for you to disclose or use without authority. If you have received this email in error please notify [email address] immediately and delete the email from your computer. Further information on the classification and handling of FCA information can be found on the FCA website (http://www.fca.org.uk/site-info/legal/fc...).

The FCA (or, if this email originates from the Payment Systems Regulator Limited, the FCA on behalf of the Payment Systems Regulator Limited / the Payment Systems Regulator Limited) reserves the right to monitor all email communications for compliance with legal, regulatory and professional standards.

This email is not intended to nor should it be taken to create any legal relations or contractual relationships. This email has originated from the Financial Conduct Authority (FCA), or the Payment Systems Regulator Limited.

The Financial Conduct Authority (FCA) is registered as a limited company in England and Wales No. 1920623. Registered office: 25 The North Colonnade, Canary Wharf, London E14 5HS, United Kingdom

The Payment Systems Regulator Limited is registered as a limited company in England and Wales No. 8970864. Registered office: 25 The North Colonnade, Canary Wharf, London E14 5HS, United Kingdom

Switchboard 020 7066 1000

Web Site http://www.fca.org.uk (FCA); http://www.psr.org.uk (the Payment Systems Regulator Limited)

Freedom of Information, The Financial Conduct Authority

 

Our ref:  QUE0720

 

 

Dear Mr Tsigarides

 

We refer to your enquiry below and we apologise for the delay in
responding.

 

The Information Commissioner's Office (ICO) is the UK's independent
authority set up to uphold information rights, including data privacy for
individuals.  Further information on what to do if an organisation does
not respond to your subject access request or you are dissatisfied with
the outcome can be found on the ICO's website [1]here.

 

The ICO has also more general information on individuals’ personal data
rights [2]here.

 

Yours sincerely

 

Information Disclosure Team

Financial Conduct Authority

 

 

 

 

 

 

dangos adrannau a ddyfynnir