The Financial Conduct Authority

A regulator, a elwir hefyd yn FCA

On 1 April 2014 the FCA took on responsibility for regulating consumer credit, including credit cards, personal loans. Prior to 1 April 2013, the FCA the was known as the Financial Services Authority (FSA). It should be noted that the FSA's prudential regulatory function was transferred to the Prudential Regulatory Authority.

Cais 250
Gwnewch cais i'r awdurdod hwn
Member Data Commercial Usage
Dilynol a anfonwyd at The Financial Conduct Authority gan Darren Isaac ar .

Yn hwyr iawn

Thank you for the update. Unfortunately, I must advise that due to the time this has taken (approximately 9 months) I have had no alternative but...
eIDAS equivalent certificates for PSD2
Ymateb gan The Financial Conduct Authority i Mr Williams ar .

Yn aros am gael ei ddosbarthu.

Our Ref: FOI6759   Dear Mr Williams   Freedom of Information: Right to know request   l refer to our email of 8 January 2020 and am sorry t...
Asia Research & Capital Management
Ymateb gan The Financial Conduct Authority i Kevin Jacobs ar .

Yn aros am gael ei ddosbarthu.

Our Ref:         FOI6939   Dear Mr Jacobs,   Freedom of Information: Right to know request   Thank you for your request dated 9 December 20...
names of all Claims Management Companies active in the Personal Injury sector and regulated at any time by the Ministry of Justice.
Ymateb gan The Financial Conduct Authority i Natasha Bhatia ar .

Llwyddiannus.

Our Ref:         FOI6932   Dear Ms Bhatia   Freedom of Information: Right to know request   We refer to your request dated 3 December 2019...
Intranet Queries
Ymateb gan The Financial Conduct Authority i DeborahManley ar .

Llwyddiannus.

Our ref:         FOI6844   Dear Ms Manley   Freedom of Information: Right to know request   Thank you for your request dated 22 October 201...
ICT Systems
Ymateb gan The Financial Conduct Authority i mike cattermole ar .

Yn aros am ymateb.

Thank you for e-mailing the Financial Conduct Authority's Information Access Team. This is an automatic acknowledgement to tell you we have received yo...
Complaints made about Redwood Bank Ltd - Company No. 09872265
Ymateb gan The Financial Conduct Authority i Richard Buttrey ar .

Yn hwyr iawn

Our Ref: FOI6814   Dear Mr Buttery   I refer to your request under the Freedom of Information Act 2000 (“the Act”) for information concerning...
FCA General Insurance and Protection (Retail Supervision teams) - staff attrition rates since September 2015
Ymateb gan The Financial Conduct Authority i Steven Franks ar .

Yn aros am gael ei ddosbarthu.

Our Ref: FOI6787   Dear Mr Franks   Freedom of Information: Right to know request   I refer to your email received on 21 October 2019 askin...
RE;- Wilkinson versus Rossendale Borough Council [2002] and Suppression of Evidence
Ymateb gan The Financial Conduct Authority i Ismail Abdulhai Bhamjee ar .

Gwrthodwyd.

Our ref: QUE0718 Dear Mr Bhamjee We refer to your email below, in which you have asked for an internal review. However, as we have not considered a...
Correspondence within FCA regarding sandbox technologies
Ymateb gan The Financial Conduct Authority i Mr J. Recard ar .

Yn disgwyl eglurhad.

Our ref: FOI6458   Dear Mr Recard     Freedom of Information: Right to know request   Thank you for your request under the Freedom of Inf...
Budget estimation for the development of an Industry Sandbox
Ymateb gan The Financial Conduct Authority i Mr J. Recard ar .

Gwybodaeth heb ei gadw.

Our ref: FOI6457   Dear Mr Recard   Freedom of Information : Right to know request   Thank you for your request under the Freedom of Inform...
Release of "Confidential Information" by the Chairman of the FCA
Ymateb gan The Financial Conduct Authority i Mark Daniels ar .

Llwyddiannus.

Our Ref:                 QUE0714   We refer to your enquiry of 28 June 2019 and your subsequent email on the 11 July 2019.   28 June email -...
Staff access to FCA internal Whistle-blowing arrangements
Ymateb gan The Financial Conduct Authority i Steven Franks ar .

Yn aros am gael ei ddosbarthu.

Dear Mr Franks   Thank you for your follow-up enquiry concerning staff access to the FCA’s internal whistle-blowing arrangements.   We can con...
Staff access to FCA internal Whistle-blowing arrangements
Ymateb gan The Financial Conduct Authority i Steven Franks ar .

Yn aros am gael ei ddosbarthu.

Our ref: FOI6785     Dear Mr Franks,    Freedom of Information: Right to know request   Thank you for your request under the Freedom of I...
Claims Management Companies
Ymateb gan The Financial Conduct Authority i Jonathan ar .

Llwyddiannus.

Our Ref: FOI6776     Dear Mr Deans   Thank you for your request under the Freedom of Information Act 2000 (the “Act”), dated 19 September 20...
Non Compliance or non response to Data Subject Access Request
Ymateb gan The Financial Conduct Authority i George Tsigarides ar .

Rhannol lwyddiannus.

  Our ref:  QUE0720     Dear Mr Tsigarides   We refer to your enquiry below and we apologise for the delay in responding.   The Inform...
Debt Collectors authorised by the FCA
Ymateb gan The Financial Conduct Authority i George Tsigarides ar .

Llwyddiannus.

  Our Ref: FOI6760     Dear Mr Tsigarides   Thank you for your request under the Freedom of Information Act 2000 (the “Act”), dated 16^th...
Software Systems
Ymateb gan The Financial Conduct Authority i Jack Wheeler-Bailey ar .

Rhannol lwyddiannus.

Our ref:         FOI6677   Dear Mr Wheeler-Bailey   Freedom of Information: Right to know request   Thank you for your request, which we re...
FCA applications to enter premises using search warrants, under s176 FSMA
Ymateb gan The Financial Conduct Authority i Joel M Benjamin ar .

Rhannol lwyddiannus.

Email: [1][FCA request email]     Mr Joel Benjamin     17 September 2019 Our Ref: FOI6633 Dear Mr Benjamin   Freedom of Information...
No deal Brexit planning
Ymateb gan The Financial Conduct Authority i Abdul Hai ar .

Yn aros am gael ei ddosbarthu.

Our Ref: FOI6739 Dear Mr Hai Freedom of Information: Right to know request Thank you for your request under the Freedom of Information Act 2000 (“...
FCA Handbook -SUP 15 - Notifications to the FCA _ Cyber
Ymateb gan The Financial Conduct Authority i Tilly P ar .

Yn aros am gael ei ddosbarthu.

Our Ref: FOI6394   Dear Ms Parker   Freedom of Information: Right to know request   I refer to your e-mail dated 3 July 2019 asking the Fin...
Financial Inst. Employing 'herding' Practices
Ymateb gan The Financial Conduct Authority i t.otty ar .

Yn aros am gael ei ddosbarthu.

Dear Sir / Madam Thanks for your email to the Financial Conduct Authority (FCA) on 9 September 2019, following my previous email on 1 August 2019....
[Name removed] - investigation by Human Resources following numerous complaints including bullying
Ymateb gan The Financial Conduct Authority i Steven Franks ar .

Yn aros am gael ei ddosbarthu.

Our Ref: FOI6519   Dear Mr Franks   Freedom of Information: Right to know request   I refer to your e-mail dated 15 July 2019 asking the Financia...
Details of FCA ruling against Lendy Ltd (in administration)
Ymateb gan The Financial Conduct Authority i owen ar .

Gwrthodwyd.

Our ref: FOI6653   Dear Mr O'Neill,   Freedom of Information: Right to know request   Thank you for your request under the Freedom of Infor...
Complaint statistics of FCA regulated firms not adhering to FCA DISP 1.4 when sending Final Response letters to complainants
Ymateb gan The Financial Conduct Authority i Ms. Adeleke ar .

Gwybodaeth heb ei gadw.

  Our Ref: FOI6627   Dear Ms Adeleke,   Freedom of Information: Right to know request   We refer to your request under the Freedom of Inf...

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