The Financial Conduct Authority

A regulator, a financial regulator, a limited company and a money laundering supervisory authority, a elwir hefyd yn FCA

Cais 620
Make a Rhyddid Gwybodaeth request to this authority
Credit Information Market Study
Ymateb gan The Financial Conduct Authority i Dr Gregg Harrison ar .

Yn aros am ymateb.

Thank you for e-mailing the Financial Conduct Authority's Information Disclosure Team. This is an automatic acknowledgement to tell you that we have...
Investigation of Wellesley
Cais i The Financial Conduct Authority gan Bill Ball. Wedi ei anodi gan Bill Ball ar .

Gwrthodwyd.

The refusal to supply details of what and who are being investigated is reasonable in principle. The refusal to even say how long FCA think the invest...
List of Firms accredited by The FCA
Ymateb gan The Financial Conduct Authority i Jack Lander ar .

Yn aros am gael ei ddosbarthu.

Thank you for e-mailing the Financial Conduct Authority's Information Disclosure Team. This is an automatic acknowledgement to tell you that we have...
Senior Managers and Certification Regime
Ymateb gan The Financial Conduct Authority i Jack Lander ar .

Yn aros am gael ei ddosbarthu.

Thank you for e-mailing the Financial Conduct Authority's Information Disclosure Team. This is an automatic acknowledgement to tell you that we have...
Protocol for supervisors when investigating protected disclosures about the firm they supervise
Ymateb gan The Financial Conduct Authority i Lindsey Rogerson ar .

Yn aros am gael ei ddosbarthu.

Our Ref:  FOI10712   Dear Ms Rogerson,   We refer to our email dated 15 November 2023. I am sorry to inform you that we have not yet concluded...
refined request FOI10578 recording keeping, messaging apps
Ymateb gan The Financial Conduct Authority i RACHEL WOLCOTT ar .

Yn aros am gael ei ddosbarthu.

Dear Ms Wolcott Please accept sincere apologies for misspelling your surname in our latest email. Yours sincerely, Information Disclosure Team Commu...
Upper Tribunal findings against FCA raise serious questions about FCA's capability
Ymateb gan The Financial Conduct Authority i Ahmet Latif ar .

Yn aros am ymateb.

Thank you for e-mailing the Financial Conduct Authority's Information Disclosure Team. This is an automatic acknowledgement to tell you that we have...
2023_06June_02 Company allowed to provide Home insurance in this country
Ymateb gan The Financial Conduct Authority i Blaise Tchoula ar .

Yn aros am gael ei ddosbarthu.

Thank you for e-mailing the Financial Conduct Authority's Information Disclosure Team. This is an automatic acknowledgement to tell you that we have...
Impact of Stereotyping, Bias, Prejudice and Discrimination in the UK’s Financial Services Industry
Ymateb gan The Financial Conduct Authority i Vishal Wilde ar .

Yn aros am adolygiad mewnol.

Our Ref: FOI10360   Dear Vishal Wilde,   We refer to our email dated 6 November 2023. I am sorry to inform you that we have not yet concluded...
Risk Assurance Lead
Ymateb gan The Financial Conduct Authority i Gopio ar .

Rhannol lwyddiannus.

Thank you for e-mailing the Financial Conduct Authority's Information Disclosure Team. This is an automatic acknowledgement to tell you that we have...
Authorised persons
Ymateb gan The Financial Conduct Authority i Nicholas Wilson ar .

Rhannol lwyddiannus.

Our ref: As before Dear Mr Wilson,   Thanks for your further email. I appreciate the time you've taken to send this to me.   I've checked the Fi...
Allowances and expenses claimed by Director grade staff
Ymateb gan The Financial Conduct Authority i Peter Andrews ar .

Yn aros am gael ei ddosbarthu.

Our ref: FOI10806   Dear Mr Andrews   Thank you for your below email.  As you have narrowed your request we have taken this forward as a new F...
The Consumer Credit Act Register formerly held by the OFT transferred to the FCA in 2014.
Ymateb gan The Financial Conduct Authority i Rosie Heys ar .

Yn hwyr iawn

Link: [1]File-List   Our ref:  QUE0922     Dear Ms Heys   Thank you for your email of 16 April 2023 in which you asked for ‘access to th...
Number of times FCA has imposed restrictions on a firm/individual over whistleblowing failures
Ymateb gan The Financial Conduct Authority i Lindsey Rogerson ar .

Yn aros am gael ei ddosbarthu.

Thank you for e-mailing the Financial Conduct Authority's Information Disclosure Team. This is an automatic acknowledgement to tell you that we have...
Information about the FCA's information disclosure team's operations
Ymateb gan The Financial Conduct Authority i RACHEL WOLCOTT ar .

Yn aros am gael ei ddosbarthu.

Our Ref: FOI10606   Dear Rachel Wolcott, Freedom of Information: Right to know request   Thank you for your email, dated 17 November 2023, re...
FCA failed to warn investors of lending abuse by collateral
Ymateb gan The Financial Conduct Authority i Ahmet Latif ar .

Yn aros am adolygiad mewnol.

Our Ref: FOI10784   Dear Mr Latif, Freedom of Information: Right to know request   Thank you for your email, dated 21 November 2023, regardin...
FCA fails to act on director bans
Ymateb gan The Financial Conduct Authority i Ahmet Latif ar .

Yn aros am gael ei ddosbarthu.

Our Ref: FOI10584 and FOI10677   Dear Mr Latif,   Freedom of Information: Right to know request I refer to your emails dated 13 and 26 Octobe...
FCA Whistleblowing Champion - Protected Disclosures
Ymateb gan The Financial Conduct Authority i Ahmet Latif ar .

Yn aros am gael ei ddosbarthu.

Our Ref: FOI10584 and FOI10677   Dear Mr Latif,   Freedom of Information: Right to know request I refer to your emails dated 13 and 26 Octobe...
Staff compliance with staff handbook on reporting job interviews
Ymateb gan The Financial Conduct Authority i Amy Fisher ar .

Yn aros am ymateb.

Thank you for e-mailing the Financial Conduct Authority's Information Disclosure Team. This is an automatic acknowledgement to tell you that we have...
Home Purchase Plans
Ymateb gan The Financial Conduct Authority i Kevin Rose ar .

Yn aros am gael ei ddosbarthu.

Thank you for e-mailing the Financial Conduct Authority's Information Disclosure Team. This is an automatic acknowledgement to tell you that we have...
Unauthorised Banking Facility Operation & Unauthorised Transfers
Ymateb gan The Financial Conduct Authority i Colin Alvin Rimmer ar .

Rhannol lwyddiannus.

Our Ref:  FOI10668   Dear Mr Rimmer,   Freedom of Information: Right to know request I refer to your email dated 29 October 2023 asking the F...
FOI 9980--request for information
Ymateb gan The Financial Conduct Authority i RACHEL WOLCOTT ar .

Gwrthodwyd.

Our ref: FOI10744   Dear Ms Wolcott,   Freedom of Information: Right to know request   Thank you for your email of 16 October 2023, in whic...
FOI9427: request for information
Ymateb gan The Financial Conduct Authority i RACHEL WOLCOTT ar .

Gwrthodwyd.

Our ref: FOI10745   Dear Ms Wolcott,   Freedom of Information: Right to know request   Thank you for your email of 16 October 2023, in whic...
FOI6522 request for further information
Ymateb gan The Financial Conduct Authority i RACHEL WOLCOTT ar .

Gwrthodwyd.

Our ref: FOI10746   Dear Ms Wolcott,   Freedom of Information: Right to know request   Thank you for your email of 16 October 2023, in whic...
FCA expenditure on external legal firms and barristers
Ymateb gan The Financial Conduct Authority i Ahmet Latif ar .

Yn aros am ymateb.

Thank you for e-mailing the Financial Conduct Authority's Information Disclosure Team. This is an automatic acknowledgement to tell you that we have...

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