The Financial Conduct Authority

A regulator, also called FCA

On 1 April 2014 the FCA took on responsibility for regulating consumer credit, including credit cards, personal loans. Prior to 1 April 2013, the FCA the was known as the Financial Services Authority (FSA). It should be noted that the FSA's prudential regulatory function was transferred to the Prudential Regulatory Authority.

304 requests
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Surveillance by the FCA of whistleblowers reporting to the FCA
Response by The Financial Conduct Authority to Joanne Rossouw on .

Awaiting response.

Thank you for e-mailing the Financial Conduct Authority's Information Disclosure Team. This is an automatic acknowledgement to tell you that we have...
HSBC payments
Response by The Financial Conduct Authority to Nicholas Wilson on .

Awaiting classification.

Our ref: FOI7863   Dear Mr Wilson   Freedom of Information: Right to know request   Thank you for your email of 4 December 2020, about any...
Digital Forms
Response by The Financial Conduct Authority to Bob Smith on .

Awaiting response.

Thank you for e-mailing the Financial Conduct Authority's Information Disclosure Team. This is an automatic acknowledgement to tell you that we have...
Breakdown of applications by firm type
Response by The Financial Conduct Authority to A. on .

Successful.

Our ref: FOI7847     Dear Mr Osbourne   Freedom of Information: Right to know request   Thank you for your request of 1 December 2020, fo...
Investment firms with matched principal licence from the FCA
Response by The Financial Conduct Authority to norman barrett on .

Awaiting response.

Thank you for e-mailing the Financial Conduct Authority's Information Disclosure Team. This is an automatic acknowledgement to tell you that we have...
Heads of Department placed on Performance Improvement Plans
Response by The Financial Conduct Authority to Bryen Vugel on .

Awaiting classification.

Our Ref:  FOI7732   Dear Mr Vugel   Freedom of Information: Right to know request I refer to our email dated 7 December 2020.  I am writing t...
FOI request re solution to mange Whistle Blower provisions
Response by The Financial Conduct Authority to Angela Price on .

Partially successful.

Thank you for e-mailing the Financial Conduct Authority's Information Disclosure Team. This is an automatic acknowledgement to tell you that we have...
Numbers of staff placed on performance improvement plans
Response by The Financial Conduct Authority to martyn lewis on .

Awaiting response.

Thank you for e-mailing the Financial Conduct Authority's Information Disclosure Team. This is an automatic acknowledgement to tell you that we have...
PPI Complaints and COVID-19
Response by The Financial Conduct Authority to Simon Evans on .

Partially successful.

Link: [1]File-List   Our ref:  FOI7332     Dear Mr Evans   We write further to our previous emails about your request relating to PPI co...
Presumed Donor and Inheritor
Response by The Financial Conduct Authority to Georgios Christodoulou (Account suspended) on .

Awaiting classification.

Our re: FOI7776     Dear Mr Christodoulou   Freedom of Inf7ormation: Right to know request Thank you for your below request dated 2 Novembe...
Internal communication regarding the FOIA Request on Open Finance Advisory Group
Response by The Financial Conduct Authority to Mr J. Recard on .

Awaiting classification.

Our ref:        FOI7596   Dear Mr Recard   Freedom of Information: Right to know request   Thank you for your request of 14 August 2020, fo...
Provision of a Flexible Benefits Platform
Response by The Financial Conduct Authority to Francis Lloyd on .

Partially successful.

Our Ref: FOI7775   Dear Mr Lloyd   Freedom of Information: Right to know request   Thank you for your email of 2 November, in which you ask...
Racist blog "Understanding Gaps" denying systemic racism
Response by The Financial Conduct Authority to Jacob Hawthorne on .

Refused.

Our Ref:  FOI7565   Dear Mr Hawthorne   Freedom of Information: Right to know request I refer to your email received on 30 September 2020 ask...
FCA General Insurance and Protection (Retail Supervision teams) - staff attrition rates since September 2015
Response by The Financial Conduct Authority to Steven Franks on .

Partially successful.

Our Ref: FOI6787   Dear Mr Franks   Freedom of Information: Right to know request   I refer to your email received on 21 October 2019 askin...
ISX Financial UK Ltd (Firm Reference Number: 901034) - Policies, procedures, other documentation submitted with their application for EMI
Response by The Financial Conduct Authority to Dmitry Nade on .

Refused.

Our ref: FOI7672   Dear Mr Nade   Freedom of Information: Right to know request   Thank you for your email of 28 September 2020, in which y...
Staff access to FCA internal Whistle-blowing arrangements
Response by The Financial Conduct Authority to Steven Franks on .

Successful.

Our ref: FOI6785     Dear Mr Franks,    Freedom of Information: Right to know request   Thank you for your request under the Freedom of I...
social media management tool RFI
Response by The Financial Conduct Authority to Joesph adams on .

Partially successful.

Our Ref: FOI7649   Dear Mr Adams   Freedom of Information: Right to know request   Thank you for your email of 22 September 2020 in which y...
Number of agreements made under ss. 71-74 of the Serious Organised Crime and Police Act 2005 (SOCPA) by the FCA
Response by The Financial Conduct Authority to Thomas Surr on .

Successful.

Our Ref: FOI7682   Dear Mr Surr,   Freedom of Information: Right to know request   Thank you for your email of 1 October 2020, in which you...
Spectrum Blog Posts
Response by The Financial Conduct Authority to Jacob Hawthorne on .

Partially successful.

Our ref: FOI7675     Dear Mr Hawthorne   Freedom of Information: Right to know request   Thank you for your request of 26 September 2020,...
H m can u c ..
Response by The Financial Conduct Authority to michael john on .

Successful.

Our ref: FOI7651     Dear Mr John   Freedom of Information: Right to know request   Thank you for your email of 18 September 2020, in whi...
Advisory Group on open finance
Response by The Financial Conduct Authority to Mr J. Recard on .

Awaiting classification.

Our Ref: FOI7035   Dear Mr Recard   Freedom of Information: Right to know request   I refer to your email dated 14 August 2020 asking the F...
Sanctions by FCA under MIFID II/MiFIR
Response by The Financial Conduct Authority to Jason Steele on .

Successful.

Our ref: FOI7532   Dear Mr Steele   Freedom of Information: Right to know request   Thank you for your email of 5 August 2020, in which you...
Cum-ex alleged fraud
Response by The Financial Conduct Authority to Jason Steele on .

Refused.

Our ref:        FOI7395   Dear Mr Steele   Freedom of Information: Right to know request   Thank you for your emails of 20 June 2020 and 16...
Enforcement under FSMA
Response by The Financial Conduct Authority to Jason Steele on .

Successful.

Our Ref: FOI7563 Dear Mr Steele, Freedom of Information: Right to know request Thank you for your below email, as requested we have provided the tab...
Call Centres in the UK
Response by The Financial Conduct Authority to Claire Buckland on .

Awaiting classification.

  Our Ref: FOI7627     Dear Ms Buckland, Freedom of Information: Right to know request Thank you for your email of 10 September 2020, in wh...

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