The Financial Conduct Authority

A regulator, also called FCA

On 1 April 2014 the FCA took on responsibility for regulating consumer credit, including credit cards, personal loans. Prior to 1 April 2013, the FCA the was known as the Financial Services Authority (FSA). It should be noted that the FSA's prudential regulatory function was transferred to the Prudential Regulatory Authority.

159 requests
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MOU_with_FCA-APRIL2013.pdf
Response by The Financial Conduct Authority to W Hunter on .
Awaiting classification.
Our Ref: FOI5341   Dear Mr Hunter   Freedom of Information: Right to know request   I refer to your request for information under the Freed...
Deferred member reinstatement ban in SIB phase 1 pension review by Prudential PLC.
Response by The Financial Conduct Authority to Geoff Griffiths on .
Information not held.
Our Ref: FOI5290 Dear Mr Griffiths Freedom of Information: Right to know request Thank you for your request under the Freedom of Information Act 200...
Printing
Response by The Financial Conduct Authority to Mr R Ell on .
Successful.
Telephone:  020 7066 8080 Email:         [1][FCA request email]   Dear Mr Ellis   Freedom of Information : Right to know request   Thank...
FCA Handbook section 2.7.2 ammendment
Response by The Financial Conduct Authority to W Hunter on .
Waiting clarification.
Our Ref: FOI5255   Dear Mr Hunter,   Freedom of Information: Right to know request   I refer to your telephone conversation with Cosmo Gibs...
debt collection complaint Data
Response by The Financial Conduct Authority to peter menzies on .
Refused.
  Our ref:  FOI4112     Dear Mr Menzies   We refer to your request under the Freedom of Information Act 2000 (the Act), for information on...
List of MIFID authorized investment firms
Response by The Financial Conduct Authority to Jason Steele on .
Partially successful.
Telephone:  0207 066 8080 Email:         [1][FCA request email]   Our ref:        FOI4753   Dear Mr Steele   Freedom of Information: Righ...
Bonus Payments
Response by The Financial Conduct Authority to Graeme Wingate on .
Awaiting classification.
Telephone:  020 7066 8080 Email:         [1][FCA request email]   Our ref:        FOI5281   Dear Mr Wingate   Freedom of Information : Ri...
Credit Card income Checks
Response by The Financial Conduct Authority to Niraj Shah on .
Awaiting classification.
Dear Mr Shah,   Thank you for your request.   You can find more information in the Consumer Credit sourcebook (CONC) within the FCA Handbook. Plea...
Number Prosecuted For Trading Without Permissions
Response by The Financial Conduct Authority to Graeme Wingate on .
Awaiting classification.
Thank you for e-mailing the Financial Conduct Authority's Information Access Team. This is an automatic acknowledgement to tell you we have received yo...
Please provide a copy of all completed Regulatory Sandbox Application forms
Response by The Financial Conduct Authority to James Amber on .
Refused.
Our Ref: FOI4678     Dear Mr Amber   Freedom of Information: Right to know request   Thank you for your request under the Freedom of Info...
Subject of materials leaked by Barclay's whistleblower
Response by The Financial Conduct Authority to Mark Taylor on .
Refused.
Telephone:  020 7066 8080 Email:         [1][FCA request email]   Our ref:        FOI5239   Dear Mr Taylor   Freedom of Information : Rig...
Report into RBS collapse
Response by The Financial Conduct Authority to Josh Hastings on .
Successful.
  Our ref:  FOI5252     Dear Mr Hastings   We refer to your request under the Freedom of Information Act 2000 (“the Act”) for the followin...
MYERS CLARK LTD - Disciplinary Orders And Regulatory Decisions Including Consent Orders
Response by The Financial Conduct Authority to Ed Boyce on .
Long overdue.
  Our ref:  FOI5227     Dear Mr Boyce   We refer to your request under the Freedom of Information Act 2000 (“the Act”) for the following i...
It has come to me and my associates attention that Banks and Building Societies are all operating within their own guidelines and ignoring FCA and Government policies and regulations
Response by The Financial Conduct Authority to Peter Danby on .
Information not held.
Dear Mr Danby Thanks for contacting the Financial Conduct Authority (FCA) with regards to banks and building societies and how our rules and regulat...
Contactless debit card scheme
Response by The Financial Conduct Authority to NIFFLAGAN: the Sovereign on .
Partially successful.
Dear Nicholas Sternham, At the FCA we’re always looking at ways to add value to the service we deliver. You were recently in touch with a member o...
IT budget and inspections
Response by The Financial Conduct Authority to Monika on .
Awaiting classification.
Our Ref: FOI5063     Dear Ms Wisniewska   Freedom of Information: Right to know request   Thank you for your request under the Freedom of...
Appointed representative and regulation
Response by The Financial Conduct Authority to Victoria Dixon on .
Partially successful.
Dear Victoria Thank you for contacting our Information Access Team, after their review your queries have been forwarded onto us for further review a...
Stress tested
Response by The Financial Conduct Authority to J. on .
Waiting clarification.
    Our reference: QUE0374   Dear Anon   Thank you for your request under the Freedom of Information Act 2000 (the Act), for the following infor...
Investigatory Powers Act
Response by The Financial Conduct Authority to Christine Pease on .
Successful.
Dear Ms Pease   Freedom of Information: Right to know request   Thank you for your request under the Freedom of Information Act 2000 (the Act)...
Names of offshore companies that appear in the Deutsche Bank mirror trading case
Response by The Financial Conduct Authority to Mr. J. Wrate on .
Awaiting classification.
Our Ref: FOI5107     Dear Mr Wrate   Freedom of Information: Right to know request   We refer to your request under the Freedom of Inform...
Motor Insurance forced cancellation scam
Response by The Financial Conduct Authority to Paul Howells on .
Awaiting classification.
Our Ref: FOI5106     Dear Mr Howells     Freedom of Information: Right to know request   We refer to your request under the Freedom of...
Secondments of staff to FOS
Response by The Financial Conduct Authority to Eilidh Hutchison on .
Awaiting classification.
Our Ref: FOI5117     Dear Ms Hutchison     Freedom of Information: Right to know request     Thank you for your follow-up request, da...
Paying staff daily
Response by The Financial Conduct Authority to Mike Moores on .
Awaiting classification.
  Our ref:  FOI5096     Dear Mr Moores   We refer to your request under the Freedom of Information Act 2000 (“the Act”) for the following...
Complaints regarding misleading statements to investors
Response by The Financial Conduct Authority to Helen Bradshaw on .
Awaiting classification.
  Our Ref: FOI5060     Dear Ms Bradshaw   Freedom of Information: Right to know request   Thank you for your request under the Freedom...
Warrington Borough Council / Redwood Bank
Response by The Financial Conduct Authority to Jim Sullivan on .
Refused.
Direct line:   0207 066 8080 Email:          [1][FCA request email]   Our ref:        FOI5049   Dear Mr Sullivan   Freedom of Information...

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