The Financial Conduct Authority

A regulator, also called FCA

On 1 April 2014 the FCA took on responsibility for regulating consumer credit, including credit cards, personal loans. Prior to 1 April 2013, the FCA the was known as the Financial Services Authority (FSA). It should be noted that the FSA's prudential regulatory function was transferred to the Prudential Regulatory Authority.

240 requests
Make a request to this authority
Non Compliance or non response to Data Subject Access Request
Response by The Financial Conduct Authority to George Tsigarides on .

Awaiting response.

Thank you for e-mailing the Financial Conduct Authority's Information Access Team. This is an automatic acknowledgement to tell you we have received yo...
Debt Collectors authorised by the FCA
Response by The Financial Conduct Authority to George Tsigarides on .

Awaiting response.

Thank you for e-mailing the Financial Conduct Authority's Information Access Team. This is an automatic acknowledgement to tell you we have received yo...
RE;- Wilkinson versus Rossendale Borough Council [2002] and Suppression of Evidence
Response by The Financial Conduct Authority to Ismail Abdulhai Bhamjee on .

Awaiting response.

Thank you for e-mailing the Financial Conduct Authority's Information Access Team. This is an automatic acknowledgement to tell you we have received yo...
FCA Handbook -SUP 15 - Notifications to the FCA _ Cyber
Response by The Financial Conduct Authority to Tilly P on .

Awaiting classification.

Our Ref: FOI6394   Dear Ms Parker   Freedom of Information: Right to know request   I refer to your e-mail dated 3 July 2019 asking the Fin...
Financial Inst. Employing 'herding' Practices
Response by The Financial Conduct Authority to t.otty on .

Awaiting classification.

Dear Sir / Madam Thanks for your email to the Financial Conduct Authority (FCA) on 9 September 2019, following my previous email on 1 August 2019....
eIDAS equivalent certificates for PSD2
Response by The Financial Conduct Authority to Mr Williams on .

Awaiting response.

Thank you for e-mailing the Financial Conduct Authority's Information Access Team. This is an automatic acknowledgement to tell you we have received yo...
Software Systems
Response by The Financial Conduct Authority to Jack Wheeler-Bailey on .

Delayed.

Our ref:        FOI6677   Dear Mr Wheeler-Bailey   Freedom of Information: Right to know request   We refer to your request under the Freed...
[Name removed] - investigation by Human Resources following numerous complaints including bullying
Response by The Financial Conduct Authority to Steven Franks on .

Awaiting classification.

Our Ref: FOI6519   Dear Mr Franks   Freedom of Information: Right to know request   I refer to your e-mail dated 15 July 2019 asking the Financia...
Details of FCA ruling against Lendy Ltd (in administration)
Response by The Financial Conduct Authority to owen on .

Refused.

Our ref: FOI6653   Dear Mr O'Neill,   Freedom of Information: Right to know request   Thank you for your request under the Freedom of Infor...
No deal Brexit planning
Response by The Financial Conduct Authority to Abdul Hai on .

Awaiting classification.

Thank you for e-mailing the Financial Conduct Authority's Information Access Team. This is an automatic acknowledgement to tell you we have received yo...
FCA applications to enter premises using search warrants, under s176 FSMA
Response by The Financial Conduct Authority to Joel M Benjamin on .

Delayed.

Email:         [FCA request email]     Joel M Benjamin Date               19 August 2019     (By email) Our Ref:          FOI6633      ...
Complaint statistics of FCA regulated firms not adhering to FCA DISP 1.4 when sending Final Response letters to complainants
Response by The Financial Conduct Authority to Ms. Adeleke on .

Information not held.

  Our Ref: FOI6627   Dear Ms Adeleke,   Freedom of Information: Right to know request   We refer to your request under the Freedom of Inf...
A list of organisations that are regulated for debt collection
Response by The Financial Conduct Authority to Mr. Smith on .

Successful.

Mr Smith        23rd May 2019   Our Ref: FOI6461     Dear Mr Smith   Freedom of Information: Right to know request   Thank you for your reque...
FCA contact response time targets and performance monitoring for public/ FOI helpline vs regulated firms
Response by The Financial Conduct Authority to Joel M Benjamin on .

Partially successful.

Our Ref: FOI5961     Dear Mr Benjamin   Freedom of Information: Right to know request   Thank you for your request dated 22 August 2018 u...
Application documents for Starling Bank Limited
Response by The Financial Conduct Authority to Aimie on .

Refused.

  Our ref:  FOI6453     Dear Ms Suffolk   We write further to our email of 7 June 2019 following your request under the Freedom of Informa...
Legal cases
Response by The Financial Conduct Authority to Louis Goddard on .

Information not held.

Our ref: FOI6051   Dear Mr Goddard   Freedom of Information: Right to know request   I refer to your request under the Freedom of Informati...
Member Data Commercial Usage
Response by The Financial Conduct Authority to Darren Isaac on .

Long overdue.

Thank you for e-mailing the Financial Conduct Authority's Information Access Team. This is an automatic acknowledgement to tell you we have received yo...
Security Trustee
Response by The Financial Conduct Authority to George Tsigarides on .

Successful.

Our ref:               FOI6609   Dear Mr Tsigarides   Freedom of Information: Right to know request   Thank you for your request dated 8 Ju...
Release of "Confidential Information" by the Chairman of the FCA
Response by The Financial Conduct Authority to Mark Daniels on .

Awaiting classification.

Our Ref:                 QUE0714   We refer to your enquiry of 28 June 2019 and your subsequent email on the 11 July 2019.   28 June email -...
Re: The involvement of Anabel Hoult in Geek Squad during the period in which the fine was imposed
Response by The Financial Conduct Authority to Fiona Clode on .

Awaiting classification.

Our ref:         FOI6397   Dear Ms Clode   Freedom of Information : Right to know request   Thank you for your request dated 15 April 2019,...
Correspondence with Complaints Commissioner Anthony Townsend in relation to review of HFC/HSBC Illegal Card Charges
Response by The Financial Conduct Authority to Joel M Benjamin on .

Information not held.

  Our ref:  FOI6575     Dear Mr Benjamin   We refer to your request of 21 June 2019 under the Freedom of Information Act 2000 (“the Act”)...
BSPS compensation for alleged pension transfer mis-selling.
Response by The Financial Conduct Authority to Al Rush on .

Awaiting classification.

Our ref: FOI6503   Dear Mr Rush   Freedom of Information: Right to know request   Thank you for your request under the Freedom of Informati...
Information of UK registered brokers
Response by The Financial Conduct Authority to Darren Isaac on .

Long overdue.

Our Ref: FOI6409   Dear Mr Isaac   Freedom of Information: Right to know request   I refer to your email of earlier today and also our emai...
Directly authorised firms / individuals in Wales
Response by The Financial Conduct Authority to Alun Winter on .

Refused.

Our reference: FOI4494   Dear Alun Winter     Thank you for your request under the Freedom of Information Act 2000 (the Act) for the followi...
Numbers of Restricted and Independent Firms and Advisers in the UK
Response by The Financial Conduct Authority to Cherie-Anne Baxter on .

Refused.

Our reference: FOI4550   Dear Ms Baxter     Thank you for your request under the Freedom of Information Act 2000 (the Act) for the following...

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