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David Hansen made this Freedom of Information request to Rother District Council
The request was partially successful.
From: David Hansen
19 September 2008
Dear Sir or Madam,
I refer to the amazing series of assertions made by Rother District
Council outlined in
<http://www.whatdotheyknow.com/request/co...>
and am aware of the response to
<http://www.whatdotheyknow.com/request/br...>.
However, while these assertions are revealing of a particular
attitude by the council they do not form any part of my inquiry.
We know that Rother District Council falsely asserted that people
making an inquiry must supply their postal address to the council
and, until recently, refused to comply with the Freedom of
Information Act until they did so.
I assume that this invalid policy has been in place since the start
of the FOI regime. If that assumption is wrong please tell me what
year this invalid policy was introduced.
Please provide me with a breakdown, by year working backwards, of
the number of enquiries which were initially wrongly refused
because of your invalid policy, but complied with after you had
threatened the enquirer and they provided you with personal
information (the postal address). Please also provide the number of
enquirers who refused to be browbeaten by your invalid policy, as
part of the same breakdown.
My last questions refer to your policies regarding the personal
information which you have falsely demanded from enquirers.
What were you doing with this personal information when the invalid
policy was in force?
What are you doing with this personal information now?
Is this personal information being stored on a database,
spreadsheet or other electronic form?
For how long is the personal information stored (in any form, paper
or electronic)?
How is the personal information destroyed (again in any form)?
In view of the opinion of the Information Commissioner's Office on
your policy with regard to postal addresses, have you revised your
policies with regard to the storage and destruction of this
personal information?
Yours faithfully,
David Hansen
From: David Edwards
Rother District Council
19 September 2008
I am now out of the office - I hope to be back Wednesday 24 September.
show quoted sections
From: Lynda Crawford
Rother District Council
22 September 2008
Dear Mr Hansen
FREEDOM OF INFORMATION ACT 2000
Thank you for your request received on 22 September 2008. We are
processing your request and hope to be able to respond to you within 4
weeks.
Lynda Crawford
Admin Assistant
01424 787835
[1]www.rother.gov.uk
show quoted sections
References
Visible links
1. http://www.rother.gov.uk/
From: Lynda Crawford
Rother District Council
30 September 2008
Dear Mr Hansen
FREEDOM OF INFORMATION ACT 2000
I refer to your request received on 22 September 2008.
Section 8 of the Freedom of Information Act 2000 clearly requires
applications to state "the name of the applicant and an address for
correspondence". There is no "right" to make anonymous requests. The
only issue concerned whether an e-mail address is "an address for
correspondence" and having received advice from the Information
Commissioner we now accept that it is. The Act is designed to enable
requests to be made very easily, and since it came into force, the
overwhelming majority of applications have been submitted on paper with a
postal address. Many people who make e-mail requests still include a
postal address without being asked. Some requests can only be complied
with by sending photocopies, photographs etc through the post. Where we
asked for a postal address and it was supplied, the application was
processed normally, and our system does not record that it was not
initially supplied. Unfortunately, we do not hold information on people
who made an e-mail request without giving a postal address and did not
supply one when requested, because these requests were not logged and the
e-mails have been deleted. In fact, looking at our records, some of these
requests were processed anyway notwithstanding our interpretation of the
law (3 in 2007, 1 in 2006 and 4 in 2005).
The addresses are held on a Database which is only accessed by staff
involved in Freedom of Information. We are entitled to refuse vexatious
or repeated requests and this information is important in identifying such
requests. We comply fully with the Data Protection Act 1998 and maintain
privacy not only of the addresses of people who make requests, but also
their identities. By using `whatdotheyknow' you have placed your identity
as the originator of this request on the Internet. In due course
information would be unnecessary and deleted, but the earliest requests
are only 3 years old.
You may use our internal complaints procedure if you are dissatisfied. If
you are still dissatisfied you may appeal to the Information
Commissioner. Please contact Anne Bruin, Team Leader - Customer Services,
if you wish to complain.
David Edwards
Interim Solicitor
[1]www.rother.gov.uk
show quoted sections
References
Visible links
1. http://www.rother.gov.uk/
From: David Hansen
10 October 2008
Dear Lynda Crawford,
Thank you for sending the reply from Mr Edwards. It answers a few
of the questions I raised, though not most of them. Let me give
what I hope you agree is an accurate summary of my questions and
your response, followed by some points. For ease of reference I
have numbered the questions.
Q1 I assume that this invalid policy has been in place since the
start of the FOI regime.
A1 this question was not answered, but an implication in the reply
is that my assumption is correct.
Q2 Please provide me with a breakdown of the number of enquiries
which were initially wrongly refused but complied with after you
had threatened the enquirer...
A2 information not held.
Q3 What were you doing with this personal information when the
invalid policy was in force?
A3 identifying vexatious and repeated requests.
Q4 What are you doing with this personal information now?
A4 the same.
Q5 Is this personal information being stored on a database,
spreadsheet or other electronic form?
A5 Yes.
Q6 For how long is the personal information stored (in any form,
paper or electronic)?
A6 not answered.
Q7 How is the personal information destroyed (again in any form)?
A7 not answered.
Q8 have you revised your policies with regard to the storage and
destruction of this personal information?
A8 not answered.
Perhaps you could now answer questions 6, 7 & 8? You claim to be
complying with the Data Protection Act, if that is the case then
you will already have policies on the three points. There does not
seem to be any reason for you to refuse to provide a summary of the
policies under FOI.
Perhaps you could also answer question 1? It should not be a
question you have difficulty answering.
That leaves questions 3 & 4.
The definition of a vexatious request at
http://www.justice.gov.uk/guidance/foi-p... is
one I hope you will agree to using. Please let me know how a postal
address allows you to spot an enquiry which, "seeks information of
a frivolous nature, if it is likely to cause distress or irritation
without justification or if it is aimed at disrupting the work of
an authority or harassing individuals in it". Please provide copies
of the documents on which you base your assertion that knowing a
postal address will assist you with this task. If you wish to
provide these documents in a format other than plain text please
check that the format is acceptable first.
The same link also provides a definition of a repeated request,
which I again hope you will agree to using. I hope you would not
disagree with me that a postal address is of no use in identifying
an enquiry which is "identical or substantially similar to a
previous request". Obviously that is the first step in any
examination process which is to decide on this point. That just
leaves us with, "from the same person".
Please provide a copy of your document(s) on the steps you take to
relate postal addresses to persons in these circumstances. The same
comment about file formats applies.
This also leads to question 9, a new question. Have you ever had an
enquiry which is identical or substantially similar to a previous
request? If so, how many?
Yours sincerely,
David Hansen
From: Lynda Crawford
Rother District Council
10 October 2008
Dear Mr Hansen
FREEDOM OF INFORMATION ACT 2000
With reference to your request received on 10 October 2008 about FOI
enquiries and data protection, I should like to clarify that the purpose
of Freedom of Information is to enable people to obtain "Information"
from public authorities. It is not about engaging the public authority
in an argument in order to air grievances, score points etc. I am
therefore concerned when the phraseology of questions is not
straightforward. For instance, your Question 1 is a classic example of
"begging the question". I have explained that the basis for our request
for a physical address was not a "policy" but a legal interpretation,
and so it is pointless for you to persist in asking a question that
assumes the existence of a "policy", because you already know that it
can't be answered.
In relation to storage and destruction of Information on our Database, I
pointed out that the Act has only been running for three years, and I
would have thought that it could be inferred from that that the issue
had not yet arisen. The fifth Data Protection Principle says that
information " shall not be kept for longer than is necessary". I,
personally, think an appropriate point at which to start deleting
personal information on Freedom of Information Act requests would be
seven years which would be in line with the Disposal Policy in relation
to similar records, but that is a personal opinion. I reiterate that
this information is kept secure.
On the issue of Repeated Requests, I think you are now pursuing an
argument rather than seeking information. I have looked at your link to
the Ministry of Justice Web site regarding vexatious and repeated
requests, but I have to say that I find the detailed Awareness Guidance
No. 22 issued by the Information Commissioner much more informative.
This can be found at
http://www.ico.gov.uk/upload/documents/l...
tailed_specialist_guides/awareness_guidance_22_vexatious_and_repeated_re
quests_final.pdf
<http://www.ico.gov.uk/upload/documents/l...> .
Insofar as you are requesting "Information" that this Council "holds" on
the topic, then that Awareness Guidance is the response. We track
Freedom of Information requests on a standard Microsoft Access Database,
and so there are no real "steps" to identifying repeated requests; it is
more investigating a suspicion.
In response to your new question (9), I would respond that we have so
far had two repeated requesters; incidentally, neither were users of
whatdotheyknow.
You may use our internal complaints procedure if you are dissatisfied.
If you are still dissatisfied you may appeal to the Information
Commissioner. Please contact Anne Bruin, Team Leader - Customer
Services, if you wish to complain.
David Edwards
Interim Solicitor
www.rother.gov.uk
show quoted sections
Francis Irving left an annotation (16 October 2008)
This request is definitely successful - they've answered all the questions and most patiently. I've marked it as successful.
A reminder - FOI requests are principally for requesting documents or information, not for holding arguments about policy or process. Including irrelevant text in a request, particularly commentary and opinion, is distracting and unhelpful.
In the initial request, the requester could have skipped the first four paragraphs, and kept the request to simply one asking for information.
Another example. << Please let me know how a postal
address allows you to spot an enquiry which, "seeks information of a frivolous nature ... >> is not a request for a piece of information, and therefore not within the scope of the FOI act or WhatDoTheyKnow.
Instead, I would ask for policy documents, minutes, emails etc. relating to policy on handling vexatious requests, or to particular cases of vexatious requests.
Jon Green left an annotation (16 October 2008)
As one of the people that made a request for information the reason was because I could not believe what I was seeing and reading. The responses from Rother Council were fundamentally undermining everything that I had sought to put in place as operational requirements in other public sector organisations. I now use this website as a resource material when dealing with FOI as it highlights how the public perceive the responses provided.
From: David Hansen
20 October 2008
Dear Lynda Crawford,
I refer to your reply of 10/10/08. For completeness I enclose my
summary of the state of this request in relation to my questions.
Q1 - remains unanswered, though there is an assertion that it
cannot be answered as there was no such policy. That assertion is
patently false, as the evidence that there was such a policy is
contained in the text of the replies from Rother District Council,
some of which I linked to. The evidence is plain.
Q2 - information not held.
Q3 - answered. However, my request for further information has been
ignored. The large number of words in your reply of 10/10/08 do not
provide any sort of reply to the points raised.
Q4 - as Q3.
Q6 - not answered.
Q7 - not answered.
Q8 - not answered.
Q9 - answered.
It seems to me that the council has no intention of answering what
are very simple questions.
If the council wishes to change its mind and answer these questions
fully then I will be interested in the reply.
Yours sincerely,
David Hansen
David Hansen left an annotation (20 October 2008)
Assertions that the council is being "victimised", "harassed" and their policy was "not deliberate" are very wide of the mark. The council is simply being held to account for what was very clearly a deliberate policy due to the repeated way it was applied. This was not a one off mistake, but clearly a deliberate decision taken by the council.
Holding officials to account is one of the reasons for having Freedom of Information laws. Nobody should be criticised for using them in the way they are supposed to be used.
David Hansen left an annotation (20 October 2008)
Other people are entitled to their views on whether an enquiry has been answered or not. That is called freedom of expression. However, I am extremely surprised that someone else is both confident enough to be able to claim that they know what someone else thinks and is also somehow able to mark an enquiry as "successful".
This enquiry was not successful, though it was partly successful. It was an abuse for someone else to be able to mark it as successful. I WOULD NOT HAVE MARKED IT AS SUCCESSFUL. It is clear that the operators of this web site are not interested in openness. What their true motives are will presumably remain a mystery, but arrogantly presuming to speak for others demonstrates conclusively that they are not interested in openness.
I made several enquiries. All were requests for specific information, no matter what assertions the operators of this web site may make to the contrary. There was certainly some background to the enquiries, as there should be.
My request for information on how knowing a postal address helps identify a vexatious enquiry is a prime example of a request for information, an enquiry which remains unanswered. That the council are unwilling or unable to answer that simple question is revealing.
Time will tell whether the operators of this site will delete this annotation or not. If they are interested in discussing the issues then they know how to get hold of me, time will tell whether they do or not.
Francis Irving left an annotation (20 October 2008)
Hi David,
I repeat, FOI law is not a place to argue about policy, but to ask for specific information.
For example, regarding Q1, the authority has clearly answered that they did not have a formal policy, but merely believed that that was the law.
Q6, Q7, Q8 are again clearly answered. The authority has made it clear that they do not currently have a deletion policy, and that they believe they will only need to create one at some point nearer to 7 years after FOI was introduced.
Just because you do not like the answer to part of your request, or even if you believe the answer to a request shows the authority is acting illegally, does not mean it is not an answer to the request.
As for why I marked your request successful - you marked it as requiring administrator attention. I examined it, and felt the authority had given an answer to all of your original questions and therefore that it was successful.
Clearly you do not feel that way, however you agree that they have answered some of your questions, so I have changed it to "partially successful".
As Alex explained to you by email, we try to keep the set of statuses simple, so the site is comprehensible. It is impossible to build an exact model that can model all of FOI law, especially for complex requests, so the "partially successful" status exists to cover many edge cases.
You would find it easier to categorise your requests if you didn't digress into policy discussions which do not come under FOI law, and if you asked for new information in new requests, rather than as follow ups.
I will allow the record on openness of both myself and mySociety (who run WhatDoTheyKnow) to speak for itself.
David Hansen left an annotation (21 October 2008)
"I repeat, FOI law is not a place to argue about policy, but to ask for specific information."
As is clear from this web site I did ask for specific information. Some of this specific information was provided and some not.
Trying to give the impression that I did not ask for specific information is not productive.
In the case of Q1 the council have asserted that they did not have a policy. However, that assertion is patently untrue because the accusations (no matter how "cleverly" worded that is how they read) against enquirers were made repeatedly by the council. It was not a "mistake", the sort of thing people make from time to time, it was obviously a policy. I don't suppose the council had a piece of paper entitled, "Policy on how to discourage the dammed public from bothering us", but that does not mean there was no policy on trying to force enquirers to reveal irrelevant information. I note that the council has not yet answered specific questions on how this irrelevant information supposedly assisted them in undertaking the tasks the council claimed they were gathering this irrelevant information for. The evidence that there was a policy cannot be refuted. A policy does not have to be written down to be a policy.
The question is then, if a public organisation makes a statement which is patently untrue what should an employer do? Should the employer accept the untruth, or should the employer question it? I decided on the latter course of action and I will do so again in the same circumstances. They work for me.
"Q6, Q7, Q8 are again clearly answered. The authority has made it clear that they do not currently have a deletion policy,"
The "answers" are, at best, incomplete. Under the data protection law the council must have policies on these matters now. They cannot put drawing up the policies off until some date in the future, not the least because it is likely to be put off due to "pressure of work" or "forgotten". I have checked this point most carefully with the Information Commissioner's Office, with regard to another organisation which was seeking to gather irrelevant information.
"As for why I marked your request successful - you marked it as requiring administrator attention."
I did not ask to be patronised, as if it was too complicated for my pretty little head to cope with whether my enquiry was successful or not.
The reason it required administrator attention was to alert the operators to the fact that the web site is unable to cope with anything other than a simplistic model and this limits its usefulness. The model is that of a supplicant, the supplicant asks something of their betters and should be grateful for what they are given. Still, if that is the way the operators of this web site react to suggestions for improvements then I won't bother to take the time to make suggestions in the future.
This is an excellent web site, which I have pointed out to many people. However, it will only remain an excellent web site if it is developed from its current early form.
That is my last word on this subject. It is a pity I have had to respond at such length.
Tony Bowden left an annotation (21 October 2008)
Unfortunately, I think unless an authority really _does_ have a piece of paper entitled, "Policy on how to discourage the dammed public from bothering us", then it's unlikely that there's anything that can be obtained from them under FOI.
Much as it would be useful to be able to grill them on why they do things in certain ways, if that reason is just in people's heads then FOI isn't particularly useful as it only applies to information that is "recorded in some form". Of course if you think there's something written somewhere that they haven't supplied, the Commissioner is allowed to dig deeper, and also request unrecorded information.
I suspect complaining about not having requisite policies in place may be more useful. There's at least one other similar complaint open against Rother: http://www.whatdotheyknow.com/request/fo...
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Stuart Bell left an annotation (10 October 2008)
Now, because of that original incident, people seem to be targeting the council -- and I can't help but feel sorry for David Edwards! Although no one particular request appears 'vexatious', as a group they're becoming tantamount to harassment -- whatever people's views on the council's policies and past decisions, I'm sure no one wants to end up giving someone a nervous breakdown.
Relax, folks -- it'd be good to see only genuine enquiries about the work that the council do (for better or for worse): isn't that a better way to see if they have learnt lessons from the past few months?
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