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This is an HTML version of an attachment to the Freedom of Information request 'List of Banks under FSA's jurisdiction'.

File samples (Raw data)


       FIRM FILES 
        
FIRM AUTHORISATION FILE       
        
Header|Firm Authorisation|20061019|2009|       
100013|Skipton Financial Services Ltd|5|1|N|PO Box 101||||Skipton|North Yorkshire|BD23|1XT|44|01756|694 670|44|01756|694 622|Authorised|20011201|20011201|SKIPTONFINANCIALSERVICESLTD|20060210|       
100014|Leek United Building Society|44|1|X|50 St. Edward Street||||Leek|Staffordshire|ST13|5DL|44|01538|384 151|44|01538|399 179|Authorised|20011201|20010704|LEEKUNITEDBUILDINGSOCIETY|20061017|       
100015|Saffron Building Society|44|1|Z|Saffron House|1a Market Place|||Saffron Walden|Essex|CB10|1HX|44|01799|522 211|44|01799|513 622|Authorised|20011201|20010704|SAFFRONBUILDINGSOCIETY|20061019|       
100017|SBCA|23|1|N|17 Moor Park Avenue||||Preston|Lancashire|PR1|6AS|44|01772|204 102|44|01772|883 837|Authorised|20011201|20011201|SBCA|20060407|       
100020|dng Financial Services|23|1|N|225 Watling Street West||||Towcester|Northamptonshire|NN12|6DD|44|01327|350 565|44|01327|359 941|Authorised|20011201|20011201|DNGFINANCIALSERVICES|20060121|       
100038|Crane & Partners|23|1|N|Sussex House|8-10 Homesdale Road|||Bromley|Kent|BR2|9LZ|44|020|8464 0131|44|020|8464 6018|Authorised|20011201|20011201|CRANEPARTNERS|20060208|       
100039|Crawfords|23|1|N|Stanton House|41 Blackfriars Road|||Salford|Lancashire|M3|7DB|44|0161|832 5366|44|0161|832 1829|Authorised|20011201|20011201|CRAWFORDS|20060121|       
100042|Creaseys|23|1|N|12-14 Lonsdale Gardens||||Tunbridge Wells|Kent|TN1|1PA|44|01892|546 546|44|01892|511 232|Cancelled|20060712|20011201|CREASEYS|20060712|       
100044|Davies Watson|23|1|N|Haybarn House|118 South Street|||Dorking|Surrey|RH4|2EZ||01306|880567||01306|740672|Cancelled|20020709|20011201|DAVIESWATSON|20030613|       
        
        
FIRM PERMISSION FILE       
        
Header|Firm Permission|20061019|2009|       
100013|14|31||4|20011201|20011130|       
100013|14|32||4|20011201|20011130|       
100013|14|33||4|20011201|20011130|       
100013|14|34||4|20011201|20011130|       
100013|14|35||4|20011201|20011130|       
100013|14|36||4|20011201|20011130|       
100013|14|44||4|20011201|20011130|       
100013|14|63||4|20011201|20011130|       
100013|14|64||4|20011201|20011130|       
        
        
ALTERNATIVE NAME FILE       
        
Header|Alternative Firm Name|20061019|2009|       
100014|Mortgage Connections|2|20050112|20050228|MORTGAGECONNECTIONS|20050228|       
100014|The Mortgage Outlet|2|20050228||THEMORTGAGEOUTLET|20050228|       
100015|Saffron Walden Herts & Essex Building Society|1|20010704|20060921|SAFFRONWALDENHERTSESSEXBUILDINGSOCIETY|20060921|       
100017|Stewart Bond|1|19010101|20051130|STEWARTBOND|20051130|       
100020|dng Dove Naish|1|20020318|20020709|DNGDOVENAISH|20020709|       
100020|Dove Naish|1|19010101|20020319|DOVENAISH|20020319|       
100044|Davies Watson & Co|2|19010101||DAVIESWATSONCO|20011108|       
        
        
APPOINTMENTS FILE       
        
Header|Appointment|20061019|2009|       
100014|117659|Withdrawn|20011201|20021104|       
100014|146786|Withdrawn|20011201|20021104|       
100015|110464|Withdrawn|20011201|20021104|       
100015|110466|Withdrawn|20011201|20021104|       
100015|119366|Withdrawn|20011201|20021104|       
100015|146477|Withdrawn|20011201|20021104|       
100015|188796|Withdrawn|20011201|20021104|       
100690|110954|Withdrawn|19010101|20030106|       
102489|149826|Registered|19940909|20020412|       
103849|146318|Withdrawn|20030106|20030106|       
104875|110353|Withdrawn|20020911|20020911|       
104875|110355|Withdrawn|20020911|20020911|       
104875|110382|Withdrawn|20020911|20020911|       
104875|110410|Withdrawn|20020911|20020911|       
104875|110432|Withdrawn|20020701|20020701|       
        
        
PRODUCTS FILE       
        
Header|Product Authorisation|20061019|2009|       
106448|THE ARBUTHNOT GROWTH FUND|acc. 28 Feb, 2002|Authorised Unit Trust|Authorised|19880429|19880429|122149|N|THEARBUTHNOTGROWTHFUND|20060710|       
106532|NEW STAR FIXED INTEREST UNIT TRUST||Authorised Unit Trust|Authorised|19880429|19880429|195747|N|NEWSTARFIXEDINTERESTUNITTRUST|20061005|       
106553|LEGAL & GENERAL (BARCLAYS) AMERICA TRUST |acc. 2 May, 2002/ANNUAL REPORT @ 02.11.02/INTERIM REPORT @ 02.05.03|Authorised Unit Trust|Authorised|19880429|19880429|119273|N|LEGALGENERALBARCLAYSAMERICATRUST|20060717|       
106571|L&G (BARCLAYS) MANAGED ALPHA TRUST||Authorised Unit Trust|Authorised|19880429|19880429|119273|N|LGBARCLAYSMANAGEDALPHATRUST|20060717|       
106574|LEGAL & GENERAL (BARCLAYS) 500 TRUST ||Authorised Unit Trust|Authorised|19880429|19880429|119273|N|LEGALGENERALBARCLAYS500TRUST|20060427|       
106586|LEGAL & GENERAL (BARCLAYS) COMBINED INCOME TRUST |Manager rep. MAR 2002; Interim rep. ended 16.07.02; Annual rep. yr end 16.01.03/INTERIM REPORT @ 16.07.03|Authorised Unit Trust|Authorised|19880429|19880429|119273|N|LEGALGENERALBARCLAYSCOMBINEDINCOMETRUST|20061005|       
106592|LEGAL & GENERAL (BARCLAYS) JAPAN TRUST ||Authorised Unit Trust|Authorised|19880429|19880429|119273|N|LEGALGENERALBARCLAYSJAPANTRUST|20060612|       
106613|LEGAL & GENERAL (BARCLAYS) WORLDWIDE TRUST |Annual rep. year end 02.07.02; Manager rep. MAR 2002; Interim rep. end 02.01.03/MANAGER INTERIM REPORT @ MARCH 2002/ANNUAL REPORT @ 22.07.03|Authorised Unit Trust|Authorised|19880429|19880429|119273|N|LEGALGENERALBARCLAYSWORLDWIDETRUST|20060918|       
106625|BARING EASTERN TRUST||Authorised Unit Trust|Authorised|19880429|19880429|119187|N|BARINGEASTERNTRUST|20051117|       
106628|BARING EQUITY INCOME TRUST||Authorised Unit Trust|Authorised|19880429|19880429|119187|N|BARINGEQUITYINCOMETRUST|20051117|       
106631|BARING EUROPE SELECT TRUST||Authorised Unit Trust|Authorised|19880429|19880429|119187|N|BARINGEUROPESELECTTRUST|20051117|       
106637|BARING EUROPEAN GROWTH TRUST||Authorised Unit Trust|Authorised|19880429|19880429|119187|N|BARINGEUROPEANGROWTHTRUST|20051216|       
106643|BARING AMERICAN GROWTH TRUST||Authorised Unit Trust|Authorised|19880429|19880429|119187|N|BARINGAMERICANGROWTHTRUST|20051117|       
106646|BARING UK SMALLER COMPANIES TRUST||Authorised Unit Trust|Authorised|19880429|19880429|119187|N|BARINGUKSMALLERCOMPANIESTRUST|20051117|       
106649|BARING GLOBAL GROWTH TRUST||Authorised Unit Trust|Authorised|19880429|19880429|119187|N|BARINGGLOBALGROWTHTRUST|20051117|       
106652|BARING PORTFOLIO FUND||Authorised Unit Trust|Authorised|19880429|19880429|119187|N|BARINGPORTFOLIOFUND|20051117|       
106655|BARING JAPAN GROWTH TRUST||Authorised Unit Trust|Authorised|19880429|19880429|119187|N|BARINGJAPANGROWTHTRUST|20051117|       
106664|BARING UK GROWTH TRUST||Authorised Unit Trust|Authorised|19880429|19880429|119187|N|BARINGUKGROWTHTRUST|20051117|       
106676|ST. JAMES'S PLACE INTERNATIONAL UNIT TRUST||Authorised Unit Trust|Authorised|19880429|19880429|122472|N|STJAMESSPLACEINTERNATIONALUNITTRUST|20061005|       
        
        
       INDIVIDUAL FILES 
        
INDIVIDUALS FILE       
        
Header|Approved Individual Details|20061019|2009|       
AAA00001|Mr Alaba Adewale Adebajo|||4|ADEBAJOALABAADEWALE|20041023|       
AAA00002|Mr Andy Ademola Adewale|||4|ADEWALEANDYADEMOLA|20020529|       
AAA00003|Mr Adrian Alexander Arnold|||3|ARNOLDADRIANALEXANDER|20021129|       
AAA00004|Mr Anthony Alston Addison|||4|ADDISONANTHONYALSTON|20030620|       
AAA00005|Mr Anthony Andrew Apps|||4|APPSANTHONYANDREW|20030428|       
AAA00006|Miss Arleen Ann Arnott|||3|ARNOTTARLEENANN|20021129|       
AAA00007|Miss Adelayo Abibat Adetunji|||3|ADETUNJIADELAYOABIBAT|20030923|       
AAA00008|Mr Anthony Alex Antoniou|||4|ANTONIOUANTHONYALEX|20061005|       
AAA00009|Mr Amos Adedeji Adeyeye|||4|ADEYEYEAMOSADEDEJI|20050108|       
AAA01013|Mr Alan Archibald Aitchison|||4|AITCHISONALANARCHIBALD|20011106|       
AAA01014|Mrs Ayse Arzu Akkemik|||4|AKKEMIKAYSEARZU|20060131|       
AAA01020|Mr Ali Aijaz Abedi|||3|ABEDIALIAIJAZ|20050311|       
AAA01021|Mr Amir Ali Abidi|||3|ABIDIAMIRALI|20021129|       
AAA01022|Mr Alexander Alfred Austin|||3|AUSTINALEXANDERALFRED|20021129|       
AAA01023|Mr Ademola Adebowale Adebajo|||4|ADEBAJOADEMOLAADEBOWALE|20021211|       
AAA01024|Mr Andreas Arthur Apitz|||3|APITZANDREASARTHUR|20030729|       
AAA01027|Mr Adnan Aziz Ahmed|||3|AHMEDADNANAZIZ|20060315|       
AAA01034|Mr Ahmad Alman Aslam|||3|ASLAMAHMADALMAN|20040804|       
AAA01035|Mr Abdulkader Abdullah Al-Qadi|||3|ALQADIABDULKADERABDULLAH|20050630|       
AAA01036|Mr Abdulla Abdul Aziz Al Qandi|||3|ALQANDIABDULLAABDULAZIZ|20021213|       
        
        
CONTROLLED FUNCTION FILE       
        
Header|Approved Individual Controlled Functions|20061019|2009|       
AAA00001|160990|44|20011201|20040505|20041023|       
AAA00001|150026|44|20011201|20030603|20041023|       
AAA00001|304508|22|20041031||20041030|       
AAA00001|304508|60|20050114||20050113|       
AAA00001|304508|29|20041031||20041030|       
AAA00001|122472|44|20011201|20030603|20041023|       
AAA00001|195351|44|20011201|20030929|20041023|       
AAA00002|217742|22|20021108||20021129|       
AAA00002|217742|30|20021108||20021129|       
AAA00002|217742|31|20021108||20021129|       
AAA00002|217742|44|20021108||20021129|       
AAA00002|217742|60|20050114||20050113|       
AAA00002|184591|44|20011201|20020611|20020920|       
AAA00003|141726|44|20011201|20020523|20020530|       
AAA00004|213321|23|20030620||20030620|       
AAA00004|191518|44|20011201|20011231|20030610|       
AAA00004|191517|44|20011201|20011231|20030610|       
AAA00005|440557|30|20060130||20060130|       
AAA00005|440557|29|20060130||20060130|       
AAA00005|440557|22|20060130||20060130|       
AAA00005|440557|44|20060130||20060130|       
AAA00005|440557|43|20060130||20060130|       
        
        
APPOINTMENT EMPLOYMENT FILE       
        
Header|Approved Individual Appointments|20061019|2009|       
AAA00005|200148|21|19981001|20020215|20030428|       
AAA00005|182132|21|20011201|20060131|20060131|       
AAA01104|429760|21|20050330|20060428|20060426|       
AAA01113|448021|21|20060216||20060216|       
AAB00006|232217|21|20040318||20050128|       
AAB00006|419772|21|20050114||20050114|       
AAB00006|189687|21|19981001|20040316|20040918|       
AAB00010|401769|21|20040119|20050518|20050518|       
AAB00014|110396|21|20031125|20050114|20050114|       
AAB00015|210576|21|20020321||20020321|       
AAB00018|194619|21|20050425|20050812|20050812|       
AAB00018|200111|21|20020802|20040120|20040120|       
AAB00018|229995|21|20031212||20050607|       
AAB00020|187077|21|20000809|20031222|20040918|       
AAC00003|157437|21|19990409|20020607|20040918|       
AAC00014|158244|21|19990316|20041129|20041129|       
AAC00014|114974|21|20011201|20041129|20041129|       
AAC00019|196223|21|20020218|20020514|20020514|       
AAC00019|207016|21|20020726|20040416|20040918|       
AAC00019|215749|21|20011201|20020723|20040918|       
AAC00020|193340|21|20020530|20020722|20040918|       
AAC01033|416233|21|20050211|20060605|20060605|       
AAC01043|229450|21|20040226|20050310|20050310|       
AAC01046|213048|21|20020715|20040408|20040918|       
AAC01057|424846|21|20050303||20050303|       

File samples (Delimited)


       FIRM FILES                 
                        
FIRM AUTHORISATION FILE                       
                        
This file contains basic contact details for the firm, as well as their legal status, firm type, authorisation status and authority to hold client money. The FRN is linked to the majority of other files.                       
FSA Firm RefRegistered Firm NameFirm Legal Status Type CodeFirm Type CodeAuthority to hold client moneyPrincipal address line 1Principal address line 2Principal address line 3Principal address line 4Principal address line 5Principal address line 6Postcode OutPostcode InTelephone no -country prefixTelephone no - Area codeTelephone no - Local numberFax no -country prefixFax no - Area codeFax no - Local numberCurrent authorisation status codeDate status last changedDate first authorised by RegulatorSort KeyLast update date
100013Skipton Financial Services Ltd51NPO Box 101   SkiptonNorth YorkshireBD231XT441756694 670441756694 622Authorised2001120120011201SKIPTONFINANCIALSERVICESLTD20060210
100014Leek United Building Society441X50 St. Edward Street   LeekStaffordshireST135DL441538384 151441538399 179Authorised2001120120010704LEEKUNITEDBUILDINGSOCIETY20061017
100015Saffron Building Society441ZSaffron House1a Market Place  Saffron WaldenEssexCB101HX441799522 211441799513 622Authorised2001120120010704SAFFRONBUILDINGSOCIETY20061019
100017SBCA231N17 Moor Park Avenue   PrestonLancashirePR16AS441772204 102441772883 837Authorised2001120120011201SBCA20060407
100020dng Financial Services231N225 Watling Street West   TowcesterNorthamptonshireNN126DD441327350 565441327359 941Authorised2001120120011201DNGFINANCIALSERVICES20060121
100038Crane & Partners231NSussex House8-10 Homesdale Road  BromleyKentBR29LZ44208464 013144208464 6018Authorised2001120120011201CRANEPARTNERS20060208
100039Crawfords231NStanton House41 Blackfriars Road  SalfordLancashireM37DB44161832 536644161832 1829Authorised2001120120011201CRAWFORDS20060121
100042Creaseys231N12-14 Lonsdale Gardens   Tunbridge WellsKentTN11PA441892546 546441892511 232Cancelled2006071220011201CREASEYS20060712
100044Davies Watson231NHaybarn House118 South Street  DorkingSurreyRH42EZ 1306880567 1306740672Cancelled2002070920011201DAVIESWATSON20030613
                        
Further information on the structure of the Firm Authorisation file can be found on page 12 of the Subscribers Handbook. Details of the file content (code meanings) can be found on pages 18 and 19                  
                        
                        
FIRM PERMISSION FILE                       
                        
This file contains details of the regulated activities the firm is permitted (or has been permitted) to carry on, along with the associated investment and customer types                       
                        
FSA Firm refRegulated activity codeInvestment type codeCustomer type codeStatus codeEffective dateLast update date                 
                        
1000131431 42001120120011130                 
1000131432 42001120120011130                 
1000131433 42001120120011130                 
1000131434 42001120120011130                 
1000131435 42001120120011130                 
1000131436 42001120120011130                 
1000131444 42001120120011130                 
1000131463 42001120120011130                 
1000131464 42001120120011130                 
                        
Further information on the structure of the Firm Permission file can be found on page 13. Details of the file content (code meanings) can be found on pages 20 to 24                       
                        
ALTERNATIVE NAME FILE                       
                        
This file contains current and previous alternative firm names (Trading, Common and Registered) for the FRNs contained in the Firm authorisation file                       
                        
FSA Firm refAlternative nameAlternative name type codeEffective dateEnd dateSort codeLast update date                 
100014Mortgage Connections22005011220050228MORTGAGECONNECTIONS20050228                 
100014The Mortgage Outlet220050228 THEMORTGAGEOUTLET20050228                 
100015Saffron Walden Herts & Essex Building Society12001070420060921SAFFRONWALDENHERTSESSEXBUILDINGSOCIETY20060921                 
100017Stewart Bond11901010120051130STEWARTBOND20051130                 
100020dng Dove Naish12002031820020709DNGDOVENAISH20020709                 
100020Dove Naish11901010120020319DOVENAISH20020319                 
100044Davies Watson & Co219010101 DAVIESWATSONCO20011108                 
                        
Further information on the structure of the Alternative Names file can be found on page 13. Details of the file content (code meanings) can be found on page 19                       
                        
APPOINTMENTS FILE                       
                        
This file displays the links between authorised firms (principal) and their appointed representatives.                        
                        
Appointed Representative FSA Firm refPrincipal FSA Firm refStatus CodeStatus effective dateLast update date                   
100014117659Withdrawn2001120120021104                   
100014146786Withdrawn2001120120021104                   
100015110464Withdrawn2001120120021104                   
100015110466Withdrawn2001120120021104                   
100015119366Withdrawn2001120120021104                   
100015146477Withdrawn2001120120021104                   
100015188796Withdrawn2001120120021104                   
100690110954Withdrawn1901010120030106                   
102489149826Registered1994090920020412                   
103849146318Withdrawn2003010620030106                   
104875110353Withdrawn2002091120020911                   
104875110355Withdrawn2002091120020911                   
104875110382Withdrawn2002091120020911                   
104875110410Withdrawn2002091120020911                   
104875110432Withdrawn2002070120020701                   
                        
Further information on the structure of the Appointments file can be found on page 14. Details of the file content (code meanings) can be found on page 20                       
                        
                        
PRODUCTS FILE                       
                        
This file contains details of authorised products and the product operator's FRN.                       
                        
FSA product refProduct nameProduct descriptionProduct legal formCurrent product statusDate status last changedDate first authorised by regulatorOperator FSA Firm refSub-Fund flagSort KeyLast update date             
                        
106448THE ARBUTHNOT GROWTH FUNDacc. 28 Feb, 2002Authorised Unit TrustAuthorised1988042919880429122149NTHEARBUTHNOTGROWTHFUND20060710             
106532NEW STAR FIXED INTEREST UNIT TRUST Authorised Unit TrustAuthorised1988042919880429195747NNEWSTARFIXEDINTERESTUNITTRUST20061005             
106553LEGAL & GENERAL (BARCLAYS) AMERICA TRUST acc. 2 May, 2002/ANNUAL REPORT @ 02.11.02/INTERIM REPORT @ 02.05.03Authorised Unit TrustAuthorised1988042919880429119273NLEGALGENERALBARCLAYSAMERICATRUST20060717             
106571L&G (BARCLAYS) MANAGED ALPHA TRUST Authorised Unit TrustAuthorised1988042919880429119273NLGBARCLAYSMANAGEDALPHATRUST20060717             
106574LEGAL & GENERAL (BARCLAYS) 500 TRUST  Authorised Unit TrustAuthorised1988042919880429119273NLEGALGENERALBARCLAYS500TRUST20060427             
106586LEGAL & GENERAL (BARCLAYS) COMBINED INCOME TRUST Manager rep. MAR 2002; Interim rep. ended 16.07.02; Annual rep. yr end 16.01.03/INTERIM REPORT @ 16.07.03Authorised Unit TrustAuthorised1988042919880429119273NLEGALGENERALBARCLAYSCOMBINEDINCOMETRUST20061005             
106592LEGAL & GENERAL (BARCLAYS) JAPAN TRUST  Authorised Unit TrustAuthorised1988042919880429119273NLEGALGENERALBARCLAYSJAPANTRUST20060612             
106613LEGAL & GENERAL (BARCLAYS) WORLDWIDE TRUST Annual rep. year end 02.07.02; Manager rep. MAR 2002; Interim rep. end 02.01.03/MANAGER INTERIM REPORT @ MARCH 2002/ANNUAL REPORT @ 22.07.03Authorised Unit TrustAuthorised1988042919880429119273NLEGALGENERALBARCLAYSWORLDWIDETRUST20060918             
106625BARING EASTERN TRUST Authorised Unit TrustAuthorised1988042919880429119187NBARINGEASTERNTRUST20051117             
106628BARING EQUITY INCOME TRUST Authorised Unit TrustAuthorised1988042919880429119187NBARINGEQUITYINCOMETRUST20051117             
106631BARING EUROPE SELECT TRUST Authorised Unit TrustAuthorised1988042919880429119187NBARINGEUROPESELECTTRUST20051117             
106637BARING EUROPEAN GROWTH TRUST Authorised Unit TrustAuthorised1988042919880429119187NBARINGEUROPEANGROWTHTRUST20051216             
106643BARING AMERICAN GROWTH TRUST Authorised Unit TrustAuthorised1988042919880429119187NBARINGAMERICANGROWTHTRUST20051117             
106646BARING UK SMALLER COMPANIES TRUST Authorised Unit TrustAuthorised1988042919880429119187NBARINGUKSMALLERCOMPANIESTRUST20051117             
106649BARING GLOBAL GROWTH TRUST Authorised Unit TrustAuthorised1988042919880429119187NBARINGGLOBALGROWTHTRUST20051117             
106652BARING PORTFOLIO FUND Authorised Unit TrustAuthorised1988042919880429119187NBARINGPORTFOLIOFUND20051117             
106655BARING JAPAN GROWTH TRUST Authorised Unit TrustAuthorised1988042919880429119187NBARINGJAPANGROWTHTRUST20051117             
106664BARING UK GROWTH TRUST Authorised Unit TrustAuthorised1988042919880429119187NBARINGUKGROWTHTRUST20051117             
106676ST. JAMES'S PLACE INTERNATIONAL UNIT TRUST Authorised Unit TrustAuthorised1988042919880429122472NSTJAMESSPLACEINTERNATIONALUNITTRUST20061005             
                        
Further information on the structure of the Products file can be found on page 14.                        
       INDIVIDUAL FILES                 
                        
                        
INDIVIDUALS FILE                       
                        
This file contains full details of an approved person, along with their current status.                        
                        
FSA Individual referenceFull NameNI NumberDOBStatus codeSortKeyLast update date                 
AAA00001Mr Alaba Adewale Adebajo  4ADEBAJOALABAADEWALE20041023                 
AAA00002Mr Andy Ademola Adewale  4ADEWALEANDYADEMOLA20020529                 
AAA00003Mr Adrian Alexander Arnold  3ARNOLDADRIANALEXANDER20021129                 
AAA00004Mr Anthony Alston Addison  4ADDISONANTHONYALSTON20030620                 
AAA00005Mr Anthony Andrew Apps  4APPSANTHONYANDREW20030428                 
AAA00006Miss Arleen Ann Arnott  3ARNOTTARLEENANN20021129                 
AAA00007Miss Adelayo Abibat Adetunji  3ADETUNJIADELAYOABIBAT20030923                 
AAA00008Mr Anthony Alex Antoniou  4ANTONIOUANTHONYALEX20061005                 
AAA00009Mr Amos Adedeji Adeyeye  4ADEYEYEAMOSADEDEJI20050108                 
AAA01013Mr Alan Archibald Aitchison  4AITCHISONALANARCHIBALD20011106                 
AAA01014Mrs Ayse Arzu Akkemik  4AKKEMIKAYSEARZU20060131                 
AAA01020Mr Ali Aijaz Abedi  3ABEDIALIAIJAZ20050311                 
AAA01021Mr Amir Ali Abidi  3ABIDIAMIRALI20021129                 
AAA01022Mr Alexander Alfred Austin  3AUSTINALEXANDERALFRED20021129                 
AAA01023Mr Ademola Adebowale Adebajo  4ADEBAJOADEMOLAADEBOWALE20021211                 
AAA01024Mr Andreas Arthur Apitz  3APITZANDREASARTHUR20030729                 
AAA01027Mr Adnan Aziz Ahmed  3AHMEDADNANAZIZ20060315                 
AAA01034Mr Ahmad Alman Aslam  3ASLAMAHMADALMAN20040804                 
AAA01035Mr Abdulkader Abdullah Al-Qadi  3ALQADIABDULKADERABDULLAH20050630                 
AAA01036Mr Abdulla Abdul Aziz Al Qandi  3ALQANDIABDULLAABDULAZIZ20021213                 
                        
Further information on the structure of the Individuals file can be found on page 15. Details of the file content (code meanings) can be found on page 25                       
                        
                        
CONTROLLED FUNCTION FILE                       
                        
This file shows the controlled functions that each of the FSA approved persons (individuals) is permitted to carry out, as well as the firm at which they are permitted to continue these activities                       
                        
FSA individual refFSA Firm refFunction codeStart dateEnd dateLast update date                  
AAA0000116099044200112012004050520041023                  
AAA0000115002644200112012003060320041023                  
AAA000013045082220041031 20041030                  
AAA000013045086020050114 20050113                  
AAA000013045082920041031 20041030                  
AAA0000112247244200112012003060320041023                  
AAA0000119535144200112012003092920041023                  
AAA000022177422220021108 20021129                  
AAA000022177423020021108 20021129                  
AAA000022177423120021108 20021129                  
AAA000022177424420021108 20021129                  
AAA000022177426020050114 20050113                  
AAA0000218459144200112012002061120020920                  
AAA0000314172644200112012002052320020530                  
AAA000042133212320030620 20030620                  
AAA0000419151844200112012001123120030610                  
AAA0000419151744200112012001123120030610                  
AAA000054405573020060130 20060130                  
AAA000054405572920060130 20060130                  
AAA000054405572220060130 20060130                  
AAA000054405574420060130 20060130                  
AAA000054405574320060130 20060130                  
                        
Further information on the structure of the Individuals controlled functions file can be found on page 16. Details of the file content (code meanings) can be found on pages 25 and 26.                       
                        
                        
APPOINTMENT EMPLOYMENT FILE                       
                        
This file shows details of employment of FSA approved individuals at FSA authorised firms                       
                        
FSA individual refFSA Firm refStatus codeStart dateEnd dateLast update date                  
AAA0000520014821199810012002021520030428                  
AAA0000518213221200112012006013120060131                  
AAA0110442976021200503302006042820060426                  
AAA011134480212120060216 20060216                  
AAB000062322172120040318 20050128                  
AAB000064197722120050114 20050114                  
AAB0000618968721199810012004031620040918                  
AAB0001040176921200401192005051820050518                  
AAB0001411039621200311252005011420050114                  
AAB000152105762120020321 20020321                  
AAB0001819461921200504252005081220050812                  
AAB0001820011121200208022004012020040120                  
AAB000182299952120031212 20050607                  
AAB0002018707721200008092003122220040918                  
AAC0000315743721199904092002060720040918                  
AAC0001415824421199903162004112920041129                  
AAC0001411497421200112012004112920041129                  
AAC0001919622321200202182002051420020514                  
AAC0001920701621200207262004041620040918                  
AAC0001921574921200112012002072320040918                  
AAC0002019334021200205302002072220040918                  
AAC0103341623321200502112006060520060605                  
AAC0104322945021200402262005031020050310                  
AAC0104621304821200207152004040820040918                  
AAC010574248462120050303 20050303                  
                        
Further information on the structure of the Individuals employment file can be found on page 16. Details of the file content (code meanings) can be found on page 26.                       
Spreadsheet's Author: Joel Williamson
Last Updated with Excel 97
 
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