This is an HTML version of an attachment to the Freedom of Information request 'Bank DLR escalator closure'.
Change Assurance Plan 
 
 

Phase II Escalator works at Bank 
 
To be implemented on 01/03/2010 
 
 
 

 
 

Ref: MR 8504 
 
 
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1 Purpose 
1.1 
The purpose of this Change Assurance Plan (CAP) is to detail the changes 
that will be made to customer routes within Bank/Monument station in order to 
safely manage congestion during the planned works to Escalators 1, 2, 3, 8, 
10 & 11. 
 
2 Introduction 
2.1 
Escalators 1, 2, 3, 8, 10 & 11 at Bank/Monument station are due to be 
replaced or refurbished from 01/03/10 under Phase II of the station 
refurbishment programme.  The associated centre staircase of Escalator 11 
will also be hoarded off during the works.  This follows Phase I of the 
programme ending in September 2009 that completed works on Escalators 4, 
5, 12, 13, 14 & 15.  Works on Escalator 9 will be undertaken during the Phase 
III refurbishment works at Bank which will probably begin post the London 
Olympics in 2012. 
 
2.2 
Escalators 1, 2 and 3 serve customers between the Central line platforms and 
‘Bull ring’ and street level entrances/exits.  Escalator 8 is one of the escalators 
that serve the Northern line and escalators 10 and 11 serve the Docklands 
Light Railway (DLR).   The DLR will also lose its step free access ability at 
Bank/Monument during works on Escalator 11. 
 
2.3 
These works are planned to finish in November 2011.     
 
3  
Reason for the change  
3.1 
Phase II of the escalator works programme at Bank/Monument will cause 
significant disruption to customers – particularly on the DLR, Northern, 
Waterloo & City (W&C) and Central lines.   This will need to be carefully 
managed for mitigation against incidents associated with congestion and 
disruption - such as customer slips, trips and falls and staff assaults. 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 

 
.   
 
3.5 
Escalators 8, 10 and 11 
From 01/03/10, works will begin on Escalator 11.  During these works, the 
central staircase between escalator 10 and escalator 11 will be hoarded off.  
Escalator 10 will remain on the up direction during this time.  Works on 
Escalators 10 and 8 will begin when work is completed on Escalator 11. 
 
3.6 
During the entirety of the works on Escalators 8, 10 and 11, customers from 
the DLR can only leave Bank station via one escalator or by escalator 12 for 
the Monument exit.  The DLR will lose its step-free facility due to the hoarding 
layout of escalator 11.  Escalators 8 and 10 are to be worked on concurrently 
from December 2010. 
 
3.7 
Customers from the W&C and Central lines during the morning peak hours 
must go along the Northern line platforms which will be permanently manned 
during peak hours.  Northern line platforms will also be staffed at weekends. 
 
3.8 
All other customers will be allowed to continue with their normal routes. 
 
4  
Options Considered 
4.1 
Option 1: Do Nothing 
The works on the escalators are essential.  Asset failure becomes 
increasingly likely as time progresses, which may ultimately force action in an 
uncontrolled manner.   
Therefore, doing nothing is not an option.   
4.2 
Option 2: Shut Bank/Monument  
Shutting the station would eliminate the congestion risk at Bank/Monument.  
However, this option would have an adverse impact upon the stations 
surrounding Bank, causing congestion at other locations in addition to failing 
to meet the needs of key LUL stakeholders.  It would also have minimum 
impact upon any reduction in time of completion of works.   
Therefore, this option is discounted. 
4.3 
Option 3: Partial non-stopping of the Central line and DLR 
Non-stopping the Central line during peak hours will alleviate congestion at 
Bank, but would place an additional demand upon on other areas of the 
network – notably the stations surrounding Bank/Monument such as St. Paul’s 
and Liverpool Street.  It would also mean additional demand placed upon 
Tower Gateway on DLR services.  
Therefore, this option is discounted. 
4.4 
Option 4: Re-route Interchanges 
Interchanges between the Central and Waterloo & City lines to the Northern 
line and DLR (and vice-versa) will be via the Northern and Central line ticket 
halls and the ‘Bull-ring’.  This option involves rerouting interchange customers 

 

within Bank, creating congestion issues within Bank – but minimises the 
impact on other locations on the network.  With additional staff and planned 
customer routes, it is predicted it will be possible to successfully implement 
this proposal using congestion management techniques.   
This is the preferred option. 
 
5  
Programme of Works 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 

 

 
   
 
 
 
 
Works on Escalators 1, 2 and 3 should be complete by November 2011. 
 
Escalator 
Works 
Start date / 
Normal Operational arrangements 
duration 
 
 
 
Escalator 10 will remain on the up all day.  Centre 
 
 
 
stairs between escalators 10 & 11 will be hoarded off.  
 
 
 
 
 
 
 
Escalators 12 and 14 will run on the up and escalators 
 
 
 
13 and 15 on the down at all times. 
 
 
 
 
11 
Escalator 
01/03/10 
Central line and W&C line customers wishing to 
Replacement 
9 months 
access the DLR must pass along the Northern line 
platforms which will be permanently manned during 
peak hours. Northern line platforms to be staffed at 
weekends. 
 
The DLR will lose its step-free facility at Bank.   
 
 
 
 
 
 
 
 

Escalator 
01/12/10 
 
Replacement 
9 months 
  
 
 
 
.   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
10 
Escalator 
01/12/10 
 
Replacement 
9months 
 
 
 
 

Works on Escalators 8, 10 and 11 should be complete by November 2011. 
 
6  

Other Works Impacting upon Bank/Monument Station 
6.1 
Within Bank 
There are proposed building works for a new Control Room at the Monument 
ticket hall area.  The impact of these works is considered negligible in 
respects to congestion or customer flows as this area has already been 
hoarded off. 
 
 

 

6.2 
External to Bank 
There are construction works of a new Network Rail station at Cannon Street, 
including a new entrance to the main station.  Cannon Street closes at 22.00 
hours Monday to Thursday and earlier on Friday and Saturdays.  Cannon 
Street is closed Sundays. 
The impact to Bank/Monument because of these works is considered 
negligible.  
 
7  
Identified Areas of Customer Congestion at Bank/Monument 
 
 
 
 
 
 
8  
Staffing Arrangements during Escalator Works  
 
  
 
 
 
 
        
 
 
     
 
        
 
 
 
     
 
        
 
 
 
 
 
 
   
 
 
 
 
   
 
 
DLR Staff 
Morning Peak  
 
 
 
 
 
Staff Deployment 
DLR Platforms and Concourse    
 
 
 

 
 
 
 
 
Evening Peak 
DLR 
Platforms 
and 
Concourse 
    3 
 
 

 

9  
Temporary Arrangements for lines during Works  
 
  
  
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
9.4 DLR 
DLR services are being upgraded from February 2010 to incorporate 3 car 
trains.  During the entirety of the works on Escalators 8, 10 and 11, customers 
from the DLR can leave Bank station via one escalator or by Escalator 12 for 
the Monument exit, two escalators in total.   
 
9.5 
All customers accessing the DLR must go along the Northern line platforms 
which will be permanently manned during peak hours.  Northern line platforms 
to be staffed at weekends. 
 
9.6 
The DLR will lose its step-free access facility at Bank during the entirety of the 
works to Escalator 11.   
 
 
 
10 
Risks Associated with the Change 
 
 
 
 
 
   
 
 

 

1
  
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
  
 
  
 
 
 
 
 
 
 
  
 
  
 
 
 
 
 
 
  
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 

 

 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 


 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

10 
 

12  
Actions 
12.1  The following actions are required to appropriately mitigate against the risks 
identified. 
 
Action Person 
Completion 
Responsible 
Date 
Revise Bank/Monument CCEP 
 
01/02/10  
Customer communication strategy 
N
 
Ongoing 
 
throughout works 
 
Install signage for new routes 
 
For 28/02/10  
Brief staff on local arrangements 
 
09 & 11/02/10 
Identify key locations for station staff 
 
15/12/09 
Obtain extra station staff 
 
 
 
Develop ‘role and responsibilities’ for key station staff 
 
09 & 11/02/10 
positions 
Provide welfare facilities for extra staff  
 
November 09  
Revise PA messages to reflect current situation at 
 
09 & 11/02/10 
Bank 
Inform surrounding stations, groups and lines of 
 
 
changes to Bank 
Confirm escalators 1 and 3 can be switched to the 
 
Complete 
up/down 
 
       
    
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 

 
Risk/Failure 
LUL 1st Response 
LUL 2nd Response 
 
 
 
 
 
 
  
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
12 
 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
                    
 
 
                    
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
14 
 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

14  
Verification Activity Plan 
 
Verification Activity 
When 
Who by 
Status 
Confirmation customer communications 
Feb 10 
 
Complete 
commenced 
Check CCEP to confirm revised arrangements 
Feb 10 
 
Complete 
are included 
Visit station to check extra handsets and new 
Feb 10 
 
Complete 
batteries have been provided 
Tour of station to verify new signage in place 
Feb 10 
 
Complete 
Check with sample of staff that briefings have 
Feb 10 
 
Complete 
been completed 
Confirmation of extra staff 
Mar 10 
 
Complete 
Site visits to confirm staff present in key 
From 
 
Ongoing 
locations 
01/03/10 
Verification of extra welfare facilities provided 
Jan 10 
 
November 
for extra staff 
09 
Test revised PA programme 
Feb 10 
 
Complete 
Confirm from ED escalators 1 – 3 and 12 – 15 
Feb 10 
 
Complete 
can be turned up/down 
Confirm with neighbouring stations, groups and 
Feb 10 
 
Complete 
lines of change to Bank/Monument working 
Inform LFEPA through Bb224 process 
Complete
 
Done 
Approved 
for 
Escalator 1
Update CRA/WRAs and compliance plans 
Feb 10 
 
Complete 
Ad hoc monitoring visits to Bank/Monument to 
See 
 
Ongoing 
assess customer congestion arrangements 
Status 
from 
 
01/03/10 
 
 
 
 
 
 
 
 
 
 
 
16 
 

15       Consultation 
The following parties have been consulted on the development of this Change 
Assurance Plan. 
  
Name Role 
 
Acting Central Line General 
Manager 
 
Performance Manager Stations 
 
Operational Integration Manager 
 
Group Station Manager Bank 
 
Performance Manager Trains 
 
Acting Performance Manager 
 
Stations 
 
LU Lead Fire Engineer 
 
LU S&SD 
 
H&S Representative (RMT)  
 
H&S Representative (TSSA) 
DLR 
 
 
Serco 
 
Serco 
 
ORR Inspector 
 
16  
Appendices 
 
DLR Operation 
 
DLR related items to Bank/Monument Change Assurance Plan 
 
 
Identified Areas of Congestion  
 
 
 
 
 
 
 
Pre-existing Procedures that will Mitigate the Risk of Overcrowding on Bank 
DLR Station  
 

•  LUL Supervisor has the authority to terminate inbound train services to BAN 
DLR station should overcrowding become imminent 
•  DLR Customer Service Team Leader or Lead Customer Service Officer has 
the authority to terminate inbound train services should overcrowding become 
imminent 
17 
 

• 
 
 
 
Additional Procedures to Mitigate the Impact of Escalator Works on Crowd 
Control; Also Taking into Account 3-Car Running 
 

• 
 
 
 
 
   
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 

 
 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
19