This is an HTML version of an attachment to the Freedom of Information request 'Strategic Plan'.
 
 
 

 
Audit Commission’s Access to Information Complaint and Appeal Procedure 
 
The Freedom of Information Act, the Data Protection Act and the Environmental Information Regulations 
provide you with the right of access to information held by the Audit Commission.  You have the right to 
complain about the response you have received regarding your request for information. 
 
How to complain 
 

  You must put your complaint in writing to us within 40 working days of receiving our response, please 
address complaints to: 
The Compliance Manager 
Audit Commission 
 
Westward House  
Lime Kiln Close 
Stoke Gifford 
Bristol, BS34 8SR 
[Audit Commission request email]  
  You may provide supporting evidence along with your complaint. Any information provided will be 
used to help assess your complaint. A full re-evaluation of the case will be undertaken, taking into 
account the matters you have raised. 
  Complaints should be made no later than 40 working days after receipt of our response. Unless there 
are extenuating circumstances, complaints made more than 40 days after the response will not be 
considered. Complaints made outside this timescale, will be reviewed by the Compliance Manager for 
a decision on whether or not the complaint will be investigated 
 
What can you complain about? 
 
Freedom of Information and Environmental Information Regulations: 
 
1.  The way the request was handled 
Within this you can complain about our: 
 
Failure to respond within 20 working days or explain why longer than 20 working days was 
required 
Failure to provide proper advice and assistance 
Failure to provide information in the requested format 
Failure to properly explain any reasons for refusing the request 
 
This type of complaint will be investigated by a Regional or Audit FOI Assessor.  If the complaint is 
specifically about a Regional or Audit FOI Assessor it will be investigated by the Compliance 
Manager/Complaints Manager.  
 
2.  The response received. 
You can appeal against a decision to: 
Refuse access to information 
Withhold some of the information requested 
 
This type of request will be investigated by the Compliance Manager.  If the original decision has been 
made by the Compliance Manager, the Information Manager will conduct the investigation. 
The Publication Scheme: 
If you have any complaint about the publication scheme, for example, you have requested information 
from it and have not received what you were expecting, please put your complaint in writing to the above 
address. 

Data Protection: 
 
1.   The way the request was handled 
Failure to respond within 40 calendar days  
2.   The response received. 
You can appeal against a decision to: 
Refuse access to information 
Withhold some of the information requested 
 
You can also complain if you feel that a breach of the Data Protection Act 1998 has occurred.  
 
All Data Protection and Publication Scheme complaints will be investigated by the Compliance Manager.  
If the Compliance Manager has been involved in the actions leading to the complaint, the Information 
Manager will conduct the investigation. 
 
What can you expect? 
 
  Your complaint will be considered free of charge.  
  Your complaint should be acknowledged promptly and within 3 days of receipt of the complaint.  
  You should be informed of the target date for determining the complaint.  
  Where it is apparent that determination of the complaint will take longer than the target time (for 
example because of the complexity of the particular case), you should be informed and provided with 
an explanation of the reason for the delay.  
  You should always be informed of the outcome of your complaint within 40 working days of receipt of 
the complaint. 
  If an appeal against the decision to withhold information is upheld you will be provided with a 
statement of: 
  The failure to comply 
  The action that will be taken in order to comply 
  The period within which that action is to be taken. 
 
Possible Outcomes of Complaint  
Possible Actions 
Information should be disclosed 
The information in question will be disclosed as soon as 
which was previously withheld. 
practicable and you will be informed how soon this will be. 
Procedures have not been properly 
An apology will be provided. (Appropriate steps should be 
followed by the Audit Commission’s 
taken to prevent similar errors occurring in future). 
staff. 
The initial decision to withhold 
You will be informed of the decision and told about your right 
information is upheld, or is otherwise 
to apply to the Information Commissioner.  
in the Audit Commission's favour. 
 
What can you do if you are not satisfied with the response to your complaint? 
 
If your complaint is not resolved to your complete satisfaction, you have the right of appeal to the 
Information Commissioner for a decision. 
 
Please contact the Information Commissioner with your complaint by writing to: 
The Information Commissioner 
Wycliffe House 
Wilmslow 
Cheshire  
SK9 5AF 
Tel: 01625 545700   Email: [email address]  Website: www.informationcommissioner.gov.uk