This is an HTML version of an attachment to the Freedom of Information request 'Recruitment of Social Workers'.
RECRUITMENT AND SELECTION POLICY & PROCEDURE 
 
Policy Statement 
 
This policy outlines the main mandatory and advisory considerations for 
recruitment and selection within Cumbria County Council. 
 
It is important that Cumbria County Council has the right people with the right 
skills and abilities in post to deliver high quality services to the people of 
Cumbria.   
 
The purpose of this policy is to support managers within Cumbria County 
Council to ensure that the best possible candidates are appointed to a 
particular post taking into account skills, knowledge, experience, 
qualifications, ability and Cumbria County Council values. 
 
This policy also includes positive action schemes aimed at helping create 
employment opportunities within the local community thereby reducing 
unemployment in Cumbria and helping to make the county more prosperous. 
 
Cumbria County Council strives to ensure the recruitment and selection 
process is clear and easy to follow for all.  Fairness, transparency and a 
positive experience are the council’s key aims for all applicants. 
 
HRToolkit/Arrival & Departure/R&S v2 May 09 

 

Contents Page 
 
 
 
 
 
 
 
 
 
 
Page 
1. Agreeing a Vacancy 
 
1.1 Vacancy management procedure 
 
 
 
 
  1 
 
1.2 Approval of vacancy and budgetary authorisations 
 
  1 
 
1.3 Updating job profiles and person specifications 
 
 
  1 
1.4 Temporary to permanent post  
 
 
 
 
  1 
1.5 New posts 
 
 
 
   
 
 
 
  2 
 
 
2. 
Alternative 
Employment 
Scheme 
     
 
2 
 
 
  
3. Cumbria County Council –Employer of Choice   
 
   
3.1 
Talent 
pool 
        
 

3.2 Recruitment campaigns and careers fairs   
 
 
  3 
3.3 Young and older person’s recruitment strategy 
 
 
  3 
 
 
4. 
Internal 
Recruitment 
Process      
 
4.1 Internal applicants and time off to attend interviews 
 
  3 
4.2 Secondments and development opportunities 
 
 
  4 
 
5. 
External 
Recruitment 
Process      
 
5.1 
Beginning 
the 
process 
       
 

5.2 
Gender 
balance 
        
 

 
5.3 Development for those involved in the recruitment process 
  5 
5.4 
Job 
advertisement 
       
 

5.5 
Informal 
discussions 
       
 
5 
5.6 
Application 
forms        
 

5.7 Closing date for applications   
 
 
 
 
  6 
5.8 
Shortlisting 
        
 

5.9 Protecting the selection process 
 
 
 
 
  6 
5.10 Positive about disabled people 
 
 
 
 
  6 
 
6. Planning the selection process 
 
 
 
 
 
6.1 
Interview 
process        
 

6.2 Structured interview questions 
 
 
 
 
  7 
6.3 Scoring and weighting the interview   
 
 
 
  7 
6.4 
Interview 
dates 
        
 

6.5 Informing the candidates of the outcome and providing feedback 8 
6.6 
Interview 
expenses 
       
 

 
7. Other selection methods – assessment centre approach 
  8 
 
8. 

Record 
keeping 
         9 
 
 
 
 
9. 
Recruitment 
to 
partnership 
posts 
     
 
9 
 
 
10. Choosing with Care – safe recruitment   
 
 
  9 
 
 
11. Failure to Appoint – 3 months 
  10 
 
 
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Page 
 
12. Recruitment of Fire Fighters 

 
 
 
 
  10 
 
 
13. Corporate Director and Chief Officer Recruitment 
 
  10 
13.1  Recruitment / executive search 
 
14. Agency Workers, Interim Managers and Consultants   
  10 
 
15. 

Recruitment 
of 
Casuals 
       11 
 
16. 
Pre-employment 
Vetting 
      
16.1  Pre-employment checks and confirmation of appointment 
  11 
 
17. Induction, Probation and Appraisal 
Process 
   
 
  
17.1  Probationary Periods 
 
 
 
 
     
  12 
17.2 
Appraisal 
Scheme 
       
 
12 
 
 
 
 
Guidance Notes – Recruitment and Selection Procedure 
Vacancy 
Management 
Procedure 
      
 
13 
Agency Workers, Interim Managers and Consultants   
 
  14 
Temporary 
to 
permanent 
post 
 
      
 
15 
Alternative 
employment 
scheme 
      
 
15 
Internal 
recruitment 
process       
 
18 
Informal 
discussions        
 
19 
Protecting 
the 
selection 
process 
      
 
19 
Shortlisting   
 
 
 
 
 
 
 
  19 
Interview process 
 
 
 
 
 
 
 
  20 
The 
format 
of 
the 
interview 
       
 
21 
Structured 
interview 
questions 
      
 
22 
Scoring and weighting the interview 
 
 
 
 
  22 
Informing candidates of the outcome and providing feedback  
  22 
Interview 
expenses 
        
 
23 
Other selection methods – Assessment centre approach 
 
  23 
Choosing with care – Safer Recruitment  
 
 
 
  25 
Failure to appoint within 3 months  
 
 
 
 
  26 
Corporate Director / Chief Officer 
Recruitment 
 
    
 
26 
Pre-employment vetting 
 
Appendix 1 – Writing Job Profiles and Person Specifications 
 
Appendix 2 - Effective Interview Questions – Do’s and Don’ts 
 
Appendix 3 – Safer Recruitment – Suggested Areas of Questioning 
 

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1. 
Agreeing a Vacancy 
 
1.1  

Vacancy Management  
 
The Council delivers services to its citizens and customers some of whom are 
the most vulnerable in our society.  It aims to do so as efficiently as possible 
by enabling access to these services in a way that reflects the needs of 
service users both in the design of services and in the make up and capacities 
of its workforce. 
  
The purpose of this policy is to ensure that the Council strategically aligns its 
resourcing approach to these overall service aims to make the best use of 
limited funding, target money to service priorities, and develop the capacities 
of its workforce to deliver. 
 
By having a procedure in place to manage vacancies we should be able to 
use and direct our current resources more efficiently to absorb workload, 
provide improved career opportunities for staff, and reduce costs associated 
with staffing and recruitment.   
 
For further details on the principles and procedure please refer to 
guidance note 1. 
 
1.2  
Approval of Vacancy & Budgetary Authorisation 
Managers are required to liaise with their relevant Directorate Finance 
Manager or Finance Officer to ensure funding has been secured and the 
vacancy has been approved at a Head of Service level prior to 
commencement of the recruitment process. 
 
1.3  
Updating the job profile and person specification 
If, following the vacancy management procedure, the recruiting manager has 
authorisation to recruit, the manager must ensure that the job profile is up to 
date.   
 
The job profile must detail the main duties and accountabilities of the post 
holder.  The person specification must cover all the essential and desirable 
skills, qualifications, knowledge and experience that applicants need to carry 
out the role successfully. 
 
For further information on writing job profiles and person specifications 
please see Appendix 1. 
 
1.4  
Temporary to Permanent Post  
Where funding becomes available to allow for a temporary or fixed term post 
to be made permanent and where the current postholder has a year or more 
service then they may be confirmed as being permanent in post without 
having to advertise the position.  For further details please refer to 
guidance note 3. 
 
 
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1.5  
New Post 
Where the vacancy is for a completely new post a job profile and person 
specification must be drafted and forwarded to your Directorate HR Manager 
or HR Officer for an accurate evaluation of the post.   
 
Managers must to build between 6 and 8 weeks into their recruitment 
plan to allow for a new evaluation to take place.  
 
 2.  
Alternative Employment Scheme 
 
Cumbria County Council operates an alternative employment scheme.  The 
alternative employment scheme is for situations where employees who may 
be affected by one or more of the situations listed below can ask to be placed 
on the redeployment register.  This enables them to seek suitable alternative 
employment within Cumbria County Council.  Requests to be placed on the 
redeployment register must be approved by the line manager.  Reasons for 
joining the redeployment register are: 
 
•  Redundancy  
•  Disability 
•  Pregnancy  
•  Ill health or capability 
•  NVQ apprenticeship coming to an end 
•  Fixed term or temporary appointment coming to an end where the 
employee has been employed by the council for at least a year. 
 
Whatever the reason, the suitability of any alternative work which may be 
considered is to be assessed from the point of view of both the individual and 
the council and will take all relevant factors into account.  These factors may 
vary depending upon the reason for the redeployment but will always include: 
 
•  Job content and status 
•  Pay and other benefits 
•  Hours of work 
•  Location 
•  Consideration of reasonable adjustments. 
 
The recruiting manager must ensure that the alternative employment scheme 
has been checked prior to placing an internal or external job advert.   
 
The Management of Change Policy should also be read in conjunction with 
this policy and procedure and can be found at the following link:  
 
http://www.intouch.ccc/eLibrary/Content/Intranet/536/671/1101/39735135355.
pdf  
 
For further details please refer to guidance note 4. 
 
 
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3.  
Cumbria County Council – Employer of Choice 
 
3.1 Talent 
Pool 
As part of the council’s computerised HR system there will be the facility in the 
future for the council to implement a talent pool.  A talent pool is where 
potential applicants complete a standard county council job application form 
online and register their interest for jobs in a particular area or field within the 
council. 
 
When a vacancy becomes available the recruiting manager will check the 
talent pool for suitable applicants. 
Information in the talent pool will be stored for a maximum of 6 months after 
which time all information and personal details will be disposed of 
confidentially.  If the potential applicant wishes to remain in the talent pool for 
longer than 6 months they will be required to re-register their interest. 
 
Further guidance and information will be released to managers when the 
talent pool facility goes live. 
 
3.2 

Recruitment Campaigns and Careers Fairs 
Cumbria County Council will promote the varied employment opportunities 
within the council alongside our partner organisations at regular local careers / 
jobs fairs in Cumbria and at a regional and national level. 
 
3.3 

Young and Older Persons Recruitment Strategy 
The current age profile of the county council means that there is significant 
work still to do within local communities making careers in local government 
attractive to school leavers and graduates.   
 
At the same time with many council employees due to retire within the next 5 
to 10 years there is further work to do on recruiting and retaining an older 
workforce and promoting options such as flexible retirement. 
 
Cumbria County Council are committed to working closely with partner 
organisations to ensure we have the right people, with the right skills and 
abilities in the right jobs delivering excellent services to the people of Cumbria. 
 
Work on a young and older person’s recruitment and retention strategy is 
being currently being developed. 
 
4. 
Internal Recruitment Process 
 
There are significant benefits to both current employees and the council by 
advertising vacancies internally. 
 
Managers may advertise vacancies internally only, for a period of up to 2 
weeks 
on the council’s Intouch site and in the council’s weekly jobs bulletin.   
 
It is not acceptable for recruiting line managers to advertise positions via email 
to a few selected employees, teams or departments asking for expressions of 
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interest.  It is important that the council’s recruitment processes are open and 
transparent and that all employees across the organisation receive the same 
opportunities to apply for vacancies. 
 
All internal vacancies must be advertised council wide on the council’s Intouch 
site and/or within the council’s jobs bulletin. 
 
Agency staff are eligible to apply for internal vacancies where they have been 
working continously for one year for Cumbria County Council.   
 
For further information details please refer to guidance note 5. 
 
4.1 Internal 
Applicants 
and Time Off for Interviews 
Internal applicants should be granted time off to attend interviews within the 
council and the time should be credited back to them.   
 
4.2 
Secondments and Development Opportunities 
Secondments and development opportunities are subject to the above internal 
advertisement procedure and should be advertised internally across the 
organisation initially.   
 
A copy of the secondment policy can be found at the following link: 
 
http://www.intouch.ccc/eLibrary/Content/Internet/536/671/1101/38023102531.
pdf  
 
5. 

External Recruitment Process 
 
5.1 

Beginning the Process    
 
From the start of the process to the successful candidate commencing work 
with the council can sometimes take as long as 3 months.  In the case of 
Chief Officer or Corporate Director appointments it can often take as long as 6 
months.   
 
Recruiting managers need to ensure that time is allocated from the outset to 
planning the process thoroughly to avoid any unnecessary or unexpected 
delays. 
 
At the start of the process, and before the advertisement is placed, the 
recruiting manager should identify the recruitment panel who will be involved 
in the shortlisting, selection and appointment process.  At this stage the 
manager should also co-ordinate dates for shortlisting and interview to ensure 
that all members of the panel will be available.  Managers should also need to 
ensure the appropriate equipment is available, interview rooms are booked 
and that administrative help is on hand to meet and greet candidates and to 
take copies of the necessary documentation. 
 
The closing date for applications and interview date should be scheduled in 
advance and specified in the job advert. 
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5.2 Gender 
Balance 
Where possible the recruiting manager should ensure there is a gender 
balance throughout the recruitment process.  Specifically this is most 
important at the interview stages to ensure all candidates are comfortable with 
the process. 
 
5.3 

Development for those involved in the recruitment process 
It is a requirement of this policy that employees, team leaders, supervisors 
and managers involved in any aspect of recruitment and selection must have 
attended the required training before taking part in the process. 
 
It is a mandatory requirement is that all those involved in the recruitment and 
selection process must have attended the council’s one day recruitment and 
selection course and the one day equality and diversity course. 
 
Those who maintain an involvement in the recruitment and selection process 
must also attend the half day refresher course every 3 years to ensure they 
are aware of current changes in policy, best practice and employment and 
equality legislation. 
 
For further details on courses and availability please follow the link below:   
http://www.intouch.ccc/orgdev/default.asp  
 
5.4 Job 
Advertisement 
When placing an external job advertisement it is important for recruiting 
managers to note that the process can be time consuming and will be subject 
to publication and printing deadlines.  Recruiting managers are advised to 
plan such timescales into the recruitment process. 
 
As part of the council’s budgetary savings, with effect from 1 May 2009, new 
restriction on recruitment adverts in local press have been set.  Recruitment 
adverts will now contain only basic information such as post title, reference 
number, location of the job or base, salary information, whom and where to 
contact for an application form and also the scheduled closing and interview 
date.   
 
Applicants wishing to find out more information about the job will be directed 
to the council Internet site or the recruitment brochure for further details.   
 
For those applicants who may not have Internet access the council is currently 
looking at providing this facility available free of charge in local job centres 
and libraries. 
 
5.5 Informal 
Discussions 
Informal discussions are an opportunity to provide potential applicants with 
further information about the job, the team, directorate and the county council.  
Ideally a script should be prepared in advance.  Having a set script will 
eliminate the possibility of different information being given out to different 
applicants and will also ensure no applicant has an unfair advantage.  For 
further details please refer to guidance note 6. 

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5.6 Application 
Forms 
Cumbria County Council only accepts the standard county council application 
form.  The reason for this is that often applicants can give too much 
information on a CV or not the right type of information.  The application has 
guidance notes attached to help applicants through the process and to make 
it as easy as possible to complete.  Using a standard form this also helps 
managers with the shortlisting process. 
 
5.7 

Closing Dates for Applications 
The closing date for receipt of application forms will be published in all press 
adverts and on the Internet and council’s Intouch website.   
To be fair to all applicants and to avoid any undue delays to the recruitment 
process, applications cannot be accepted after the specified closing date. 
 
In highly exceptional circumstances and where agreed beforehand with the 
recruiting manager and the Head of Human Resources a late application may 
be considered. 
 
Upon receipt of job application forms the equality and diversity monitoring 
form will be detached and processed separately.  The recruiting panel will not 
have sight of any sensitive information the candidate has provided.   
 
5.8 Shortlisting 
In all circumstances there should be a minimum of two officers involved in 
shortlisting applications for interview.  Where possible the shortlisting panel 
should be those who will also be involved in the interview process, and ideally 
should be of mixed gender.   
 
All applicants are informed both in the job advert and in the application pack 
that if they have not received a response within 3 to 4 weeks they may 
presume that their application on that particular occasion has been 
unsuccessful. 
 
For further details please refer to guidance note 8. 
 
5.9 Protecting 
the 
Selection Process 
Where a member of the panel is related to an applicant or is a close friend of 
an applicant they should make this known to the Chair of the panel 
immediately and step down from the process completely, including from 
shortlisting. 
 
5.10  Positive about Disabled People 
Cumbria County Council is a Positive about Disabled People Employer.  In 
accordance with the Disability Discrimination Act 2005 and the council’s 
Equality Scheme, Cumbria County Council adopts a positive action strategy 
for the recruitment of internal and external disabled applicants. 
 
If a disabled applicant meets the essential criteria for the post they will 
automatically be invited to interview. 
 
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Every effort will be made to accommodate any reasonable adjustments the 
applicant may need to attend the interview and subsequently should they be 
successful following the selection process. 
 
 
6. 

Planning the Selection Process 
 
Every part of the selection process should be pre-planned and the interview 
questions should be set in advance and structured.  The same job related 
questions should be consistently applied to all candidates at interview.   
 
The panel should ask further supplementary or probing questions to glean 
more information from the candidate with regards to their background, 
particular skills, qualifications, knowledge and experience as to how they best 
meet both the essential and desirable requirements of the job. 
 
A set of values has been identified within the Council Plan.  If Cumbria County 
Council is to become a great place to work, operating a high performance 
culture and providing excellent services across Cumbria then recruitment 
panels should also test the candidate’s values against those that the council 
requires of their employees.   
 
A copy of the council’s people and places, performance and partnership 
values can be found within the Council Plan at the following link: 
 
http://www.intouch.ccc/eLibrary/Content/Internet/536/647/2232/4101/3953911
285.pdf  
 
6.1 Interview 
Process 
The purpose of an interview is to assess the candidate’s suitability for the post 
for which they are applying against a pre-determined job profile and person 
specification and to appoint the best candidate for the job paying regard for 
qualifications, experience, skills and abilities and council values.  For further 
information please see guidance note 7.
 
 
6.2 Structured 
Interview 
Questions 
Interview questions should be related back to the job profile and person 
specification.   
 
It is important when planning the questions for interview that there is a mix 
between experiential and open questions.  The recruiting panel should also 
feel free to use probing questions to glean additional information from the 
candidate where appropriate.  For further information please refer to 
guidance note 11. 
 
6.3 
Scoring and Weighting the Interview 
By implementing a structured scoring system during interviews managers 
have a clear audit trail, documentary evidence and justification for appointing 
the successful candidate and clear reasons for not appointing other shortlisted 
candidates.  The panel should agree a scoring system prior to the interviews.   
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Weighting systems also need to be discussed and decided upon if one 
particular area e.g. experience should have more relevance than skills and 
abilities.  Weighting then feeds through to the total interview score assisting 
the recruitment panel in identifying those candidates that best match the 
criteria.  For further information please refer to guidance note 12. 
 
6.4 Interview 
Dates 
Interview dates will be published in the job advert alongside the closing date 
so that applicants are aware in advance of the date they would be required to 
attend for interview if their application were to be short-listed.   
 
Candidates invited for interview will generally be informed by letter giving at 
least 7 days notice. 
 
Applicants are informed in their recruitment packs that interview dates cannot 
be changed or rearranged due to the difficulties in the recruitment panel 
having to reconvene at a later date.  Trying to accommodate alternative 
interview dates will also further delay the recruitment process.   
 
6.5 
Informing Candidates of the Outcome and providing Feedback 
Following the interviews the recruiting manager or members of the recruitment 
panel should ensure that all candidates are informed of the outcome of the 
selection process when promised.  If the panel cannot agree on a decision 
and need to debate and deliberate their decision further then all candidates 
should be contacted and informed when a decision should be likely to be 
reached.  For further information please refer to guidance note 13. 
 
6.6 Interview 
Expenses 
For information on what candidates can claim when attending interview please 
refer to guidance notes 14. 
 
7. 
Other Selection Methods-Assessment Centre Approach 
 
Other selection methods, which can be used in conjunction with an interview, 
are listed below: 
 
•  Psychometric testing 
•  In-tray exercises 
•  Written tests 
•  Presentations 
•  Service user panels 
•  Role plays 
 
For further information on the different selection methods open to 
recruiting managers please refer to guidance note 15. 
 
 
 
 
 

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8. Record 
Keeping 
 
In case of challenges to the recruitment process at a later date it is essential 
that recruitment panels keep clear, concise and comprehensive notes 
throughout the shortlisting and interview processes to be able to justify their 
rationale for: 
 
•  Inviting candidates to interview. 
•  The actual appointment decision. 
•  Reason why candidates were unsuccessful. 
•  Providing constructive feedback to unsuccessful those candidates. 
 
Under the Data Protection Act 1998 applicants and candidates can ask to see 
any manual or electronic records that the council holds about them. This 
includes any notes that the recruitment panel make during shortlisting and 
interview.   
 
Shortlisting and interview notes may be also brought before a tribunal should 
a candidate bring a claim against the council.  It is vitally important that these 
notes are clear and concise in order to defend the council against any 
potential claims.    
 
The interview panel should not rely on memory to respond to queries 
which may be raised at a later date. 
 
Recruitment files are currently held for a period of 4 months and then 
disposed of as confidential waste. 
 
Interview notes will be placed on the successful candidate’s personal file as 
part of their employment history with the council.   
 
9. 

Recruitment to Partnership Posts 
 
Where recruiting to a partnership post, where the county council is the legal 
employer and members from the partner organisation may be sitting on the 
recruitment panel they should be given a copy of the council’s Recruitment 
and Selection Policy and Procedure in advance. 
 
The county council recruitment and selection course is open to partner 
organisations should they wish to attend. 
 
10. 
Choosing with Care - Safer Recruitment  
 
 
Cumbria County Council strives to protect all service users in particularly 
children and vulnerable adults.  Through thorough selection processes and 
rigorous pre-employment vetting Cumbria County Council will prevent 
unsuitable applicants from gaining access to service users.  For further 
information please refer to guidance note 16. 
 
 
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11. 
Failure to Appoint within 3 months 
 
In situations where the successful candidate does not complete their 
probationary period and leaves within the first 3 months the recruiting 
manager may return to the original interview list.  For further guidance 
please refer to guidance note 17. 
 
 
12. 
Recruitment of Fire Fighters 
 
The recruitment of Fire Fighters is exempt from this policy.  National guidance 
will be followed for the recruitment of Fire Fighters to Cumbria County Council. 
 
 
13. 

Corporate Director and Chief Officer Recruitment 
 
13.1   Recruitment / Executive Search 
 
For the procedure relating to the appointments for Corporate Director 
and Chief Officer Posts please refer to guidance note 18. 
 
14. 

Agency workers, interim managers and consultants 
 
There will always be occasions when the need for additional temporary staff 
will arise.  Deciding what type of staff are needed will depend on various 
factors including the urgency of the situation, the level of skill / expertise which 
is required and the availability of such staff. 
Circumstances in which the use of agency staff may be appropriate include: 
holiday periods where cover is essential; cover of short term sickness 
absence; emergency cover during staff shortages in general; provision of 
specialist skills on a short-term basis; cover to ensure that customer service 
levels are maintained during peak periods of demand.  The Strategic & 
Commercial Procurement Unit manages the contract to provide agency staff 
to the county council. 
Interim Management is the provision of highly qualified and experienced 
senior executives and senior managers on a temporary basis (usually six to 
twelve months) when insufficient internal resources of the right calibre exist.  
Examples of an interim management assignment include: rapidly and 
effectively managing a priority business need, sensitive or complex change 
projects, or bridging a gap during a restructure or recruitment campaign.  
Interim managers are normally experienced at the level above that which the 
Council requires resource therefore enabling them to make an immediate 
contribution.  They bring on board specialist skills or broad senior experience 
that can challenge traditional practices and implement new service initiatives.  
Interim managers are usually self employed or are Directors of their own small 
firm, and are resourced through a third party such as a recruitment 
consultancy firm. 
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10 
 

 
The role of a consultant is to provide expertise, specialist skills and 
challenge.  Consultancy firms provide teams of people, or sometimes 
individuals, who are sector experts with wide experience helping different 
organisations with an ability to facilitate step change by providing access to 
networks, benchmarking, and making added value suggestions.  They are 
sometimes used because they will challenge current thinking and provide 
advice and ideas which influential people will respect but they will not 
necessarily work within the organisation to implement these ideas. 
Agency workers, Interim managers and consultants are subject to all 
necessary pre-employment checks prior to commencing work for Cumbria 
County Council.   
 
For further details of when it may be appropriate to procure the services 
of agency workers, interim managers or consultants please refer to 
guidance note 2. 
 
15. Casual 

Staff 
 
It is recognised that the council needs to provide a service to people of 
Cumbria and it is appreciated that occasionally the use of casual staff may be 
required for seasonal pieces of work and to ensure service delivery is not 
affected or interrupted.   
 
The utilisation of casual staff should be in the short term and for a maximum 
of 3 months only.  Casual employees will not receive a contract of 
employment with the County Council and are not eligible to apply for internal 
vacancies.   
 
All casual staff are required to have the necessary pre-employment checks in 
place prior to commencement with Cumbria County Council. 
 
16. Pre-Employment 

Vetting 
 
16.1  Pre-employment Checks and Confirmation of Appointment 
 
Pre-employment checks include the following depending on the requirements 
of the post: 
 
•  Qualifications and Certificates 
•  Asylum and Immigration Checks 
•  Criminal Records Bureau Checks 
•  Pre-employment Medical Screening 
•  Employment and Character References 
•  Professional Registration Checks 
 
The successful candidate cannot commence employment with Cumbria 
County Council until all the relevant checks have been returned and the 
candidate has been cleared to start.   
 

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11 
 

 
For further information on pre-employment vetting please refer to 
guidance note 19. 
 
 
17. Induction, 

Probation 
and Appraisal Process 
 
The county council’s induction, probation and appraisal process is designed to 
help new employees through the first year in their new role and to help them 
perform to their full capacity. 
 
All new starters to the county council will be required to attend a half day 
induction course.   
 
A copy of the county council induction policy and checklist can be found at the 
link below:  
 
http://www.intouch.ccc/eLibrary/Content/Internet/536/671/1101/38023101737.
pdf  
 
17.1 Probationary 
Periods 
 
All new employees are subject to a 6 month probationary period with the 
exception of those joining the council with continuous service from another 
authority or public body as listed in the Redundancy Modification Order 1999. 
 
For a copy of the probationary policy please see the link below:  
 
http://www.intouch.ccc/eLibrary/Content/Internet/536/671/1101/380021756.pd
f
   
 
17.2 Appraisal 
Scheme 
The annual appraisal scheme will involve setting objectives and performance 
targets that are consistent with the teams and directorates objectives and 
targets and the Council Plan. 
 
The aim of the appraisal scheme is show employees where they fit in the 
“bigger picture”. 
 
For a copy of the appraisal scheme and form please follow the link below: 
 
http://www.intouch.ccc/orgdev/appraisal.asp   
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GUIDANCE NOTES – RECRUITMENT AND SELECTION PROCEDURE 
 
 
 
1. Vacancy 
Management 
Procedure 
 
Principles 
•  No vacancy will be filled automatically.  An analysis of business need 
and risk will be undertaken first. 
•  All additional service priorities or vacancies will be considered against 
the talent pool of existing staff. 
•  Consideration will be given to alternative resourcing approaches such 
as additional responsibilities, apprenticeships, secondments, project 
roles, joint commissioning or working with other agencies, establishing 
trainee roles such as apprenticeships and graduates. 
•  Consideration will be given to opportunities to ensure our workforce 
better reflects the diversity of our communities and our customer base. 
 
Procedure 
All vacancies to be filled by either internal or external recruitment will be 
subject to recruitment authorisation against the establishment.  Establishment 
controls will be developed as an outcome of Midland Trent and single status 
processes. 
 
Full consideration should be given to alternative resourcing approaches for 
every vacancy prior to recruitment. Only once these have been exhausted 
may direct external recruitment be considered with a supporting business 
case.  Issues to be considered when a post becomes vacant are: 
 
•  What are the main tasks, skills, attributes of this post? 
•  What are the risks of not filling this vacancy? 
•  Can the role be filled through the council’s apprenticeship scheme? 
•  Can these tasks be incorporated into the role of another member of 
staff? 
•  Is there likely to be a suitable pool of internal applicants for the 
vacancy? 
•  Could another member of staff move into this post, and in turn create a 
vacant post which could be deleted? 
•  Could the duties be ‘shared’ with another function within the authority? 
•  Could the post be a development opportunity for another member of 
staff? 
 
If the post is to be considered as a development or career progression 
opportunity, it can be linked to a career grade, with incremental salary 
progression on achieving set targets.  It should be linked to business needs 
and the future potential of an employee. 
 
It is recognised that some areas of work may be exempt from the full vacancy 
management process, particularly if they are high turnover service critical 
roles, such as cooks, cleaners and care workers or professional roles where 
HRToolkit/Arrival & Departure/R&S v2 May 09 
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there is a recognised skills shortage, such as Employment Solicitors and 
Town Planners.    
 
It is proposed that HR Managers will work with Senior Managers in 
Directorates to agree a list of roles which would qualify as exemptions. 
 
 
2. 

Agency Workers, Interim Managers and Consultants 
 
See examples below of situations of when it would be appropriate to procure 
the services of agency workers, interim managers and consultants. 
 
Circumstances 
Resourcing solution 
Examples 
Short term cover for 
Agency 
Cleaners, chefs, care 
holiday periods / 
assistants, admin 
sickness 
Temporary senior 
Interim 
Single Status project 
management of a 
Cumbria Waste Mgt 
specific project or 
business need 
Requirement for 
Consultant Recruitment 
consultant 
expertise or specialist 
Priority based budgeting 
skills / advice 
Before contracting for additional agency, interim or consultancy resources you 
should always consider other options such as: 
•  A working group comprising of existing employees 
•  Secondment from other areas of the organisation or from partner 
organisations 
•  Temporarily promoting existing staff (acting up) 
•  Temporary additional duties for existing staff 
•  Sharing work among other colleagues 
•  Re-arranging tasks 
•  Offering overtime / asking part time staff if they wish to work extra 
hours 
•  Recruiting temporary / casual staff onto the Council’s payroll 
3. 
Temporary to Permanent Post 
Where funding becomes available to allow a temporary or fixed term post to 
be made permanent and where the current postholder has a year or more 
service then they may be confirmed as being permanent in post without 
having to advertise the position.   
 
The above is subject to the provision that there are no disciplinary, capability 
or performance issues outstanding with the current postholder and that they 
have not been subject to the formal Positive Attendance Procedure.   
 
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Where a permanent post becomes available and there is more than one 
person carrying out the role then all candidates must go through a competitive 
interview process. 
 
This does not apply to casual employees, employees on secondment or 
acting up where they have a substantive post to return to. 
 
4. 

Alternative Employment Scheme 
 
Notes for Recruiting Managers 
 
Recruiting managers should notify the HR Service Delivery Centre of their 
intention to recruit so that an immediate check of the alternative employment 
scheme can be made.  Managers should allow up to 3 days for the register to 
be checked. 
 
If there is a suitable match the application form will be short-listed by the 
interview panel and the applicant informed whether or not they will be invited 
for interview.   
 
Where there is more than one employee from the alternative 
employment scheme being interviewed the process automatically 
becomes competitive.   
 
If there is more than one suitable candidate please discuss this with the 
HR Service Centre, as priority should be given in the following order: 
 
1.  Disabled employees   
2.  Pregnant women   
3.  Redundancy risk   
4.  Ill Health (non disability) 
5. Capability redeployment 
6.  Fixed term contracts coming to an end 
7. NVQ / Youth pathways to employment – period of training 
coming to an end. 
  
If an employee on the alternative employment scheme does not meet the 
essential criteria for the role, the recruiting manager and interview panel 
members must give serious consideration as to whether or not with additional 
training, coaching or mentoring the candidate could potentially meet the 
essential criteria within a reasonable period of time. 
 
It is a legal requirement for the council to seriously consider suitable 
alternative employment where an employee may potentially lose their 
livelihood in cases of redundancy.  In cases of disability there is also a legal 
requirement to consider all reasonable adjustments, one of which could be an 
alternative type of work. 
 
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It is important that recruiting managers build sufficient time into the 
recruitment processes to allow for the alternative employment scheme to be 
checked and for applicants to respond and register their interest. 
 
All redeployment register candidates will be considered for all county council 
vacancies where the individual matches the essential criteria or slightly falls 
short of matching the criteria up until the closing date for a particular vacancy. 
 
 
 
Notes for Managers Referring Employees on to the Alternative 
Employment Scheme 
 
Managers will find all the necessary information and forms with which to refer 
a council employee on to the alternative employment scheme at the following 
link: http://www.intouch.ccc/handbook/hradminprocedures/redeployment.asp  
 
When making a referral managers should include a copy of the job profile and 
person specification for the individual’s substantive post to ensure a good 
understanding of the individual’s skills and possible match against any 
vacancies.  
 
When to refer an employee on to the alternative employment scheme 
depends upon why they are being referred however below are some 
indications of timescales: 
 
Reason for Referral 
When to Refer 
Redundancy 
When employee formally notified as 
being “at risk” of redundancy. 
Disability,  
Dependant upon the case and 
 
following advice from occupational 
health. 
Pregnancy,  
As identified in pregnancy risk 
 
assessment carried out. 
Ill health (non disability)  
Dependant upon the individual case 
and following medical advice from 
occupational health. 
Capability Dependant 
upon 
the individual case 
but when the employee has reached 
the formal stage of the council’s 
capability procedure. 
Fixed term or temporary appointment 
3 months before the fixed term or 
which is coming to an end and where 
temporary appointment is due to 
the employee has a year or more 
come to an end. 
continuous service. 
 
NVQ apprenticeship is coming to an 
3 months before the apprenticeship 
end 
is due to come to an end. 
 
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Employees can remain on the redeployment register for up to a maximum of 6 
months.  It is important to wait until formal notice of the employee being “at 
risk” of redundancy has been issued prior to including the individual on the 
redeployment register. 
 
In cases of potential redundancy and where the employee is undertaking a 
post on a trial basis for a 4 week agreed period is subsequently unsuccessful 
they will be placed back on the register.  In this case the 6 month period will 
still be counted from the date they were originally referred by their substantive 
line manager and the substantive line manager remains responsible for the 
employee until alternative employment can be found or dismissal. 
 
Notes for Employees in the Alternative Employment Scheme 
 
All new entrants on to the alternative employment scheme will be required to 
complete a county council job application form to facilitate finding alternative 
employment as soon as possible.  It is in the employee’s best interests to 
complete this fully providing as much information as possible.  Applicants are 
strongly encouraged to submit additional information in support of their 
application depending on the post they are being put forward for.   
 
Applicants may remain on the alternative employment scheme for up to a 
maximum of 6 months following which they shall be removed if alternative 
employment has not been found. 
 
Applicants referred by their line manager for consideration for alternative 
employment will be given any assistance required in completing the job 
application form and in any training requirements to assist in preparing for 
interviews.  Applicants requiring assistance should contact their directorate 
HR Team. 
 
The onus is also on the “at risk” employee to notify the HR Service Delivery 
Centre of any posts, which they see advertised which may be suitable for 
them to be considered for.  
 
Employees on the redeployment register will be given the opportunity to apply 
for potentially suitable posts, where they exist. An employee who 
unreasonably rejects such opportunities to be considered for alternative 
employment may, after consideration by the line manager, Directorate HR 
Manager and HR Service Delivery Centre be removed from the redeployment 
register. 
 
Further information on the redeployment process and the necessary forms 
can be found at the following link:  
http://www.intouch.ccc/handbook/hradminprocedures/redeploymeasp  
 
The Management of Change Policy should also be read in conjunction with 
this policy and procedure which can be found at the following link:  
HRToolkit/Arrival & Departure/R&S v2 May 09 
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http://www.intouch.ccc/eLibrary/Content/Intranet/536/671/1101/39735135355.
pdf  
 
5. 
Internal Recruitment Process 
There are significant benefits to both current employees and the council by 
advertising vacancies internally. 
 
Managers may advertise vacancies internally only, for a period of up to 2 
weeks 
on the council’s Intouch site and in the council’s weekly jobs bulletin.   
 
It is not acceptable for recruiting line managers to advertise positions via email 
to a few selected employees, teams or various departments asking for 
expressions of interest.  It is important that the council’s recruitment 
processes are open and transparent and that all employees across the 
organisation receive the same opportunities to apply for vacancies.   
 
This is of course not the case where directorates / departments are 
undertaking a restructure and posts have been ring fenced.  In such situations 
managers should refer to the Management of Change Policy at the following 
link:  
http://www.intouch.ccc/eLibrary/Content/Intranet/536/671/1101/39735135355.
pdf  
 
Cumbria Fire and Rescue Service are exempt from the above where 
advertising internally amongst employees covered by the Grey Book terms 
and conditions of employment. 
 
All internal vacancies including secondments and temporary positions must be 
advertised council wide on the council’s Intouch site and / or within the 
council’s jobs bulletin. 
 
Following the period of internal advertisement the recruitment process will 
continue as normal and internal applicants best meeting the essential and 
desirable criteria will be offered an interview. 
 
Where it is unlikely that there will be a significant pool of internal applicants 
the recruiting manager may place the job advert in external press or specialist 
publications. 
 
It is envisaged that the internal recruitment advertising process will not apply 
to the following posts / positions: 
 
•  All scale 1 posts. 
•  Posts where the council has difficulty in recruiting and is unlikely to find 
the resource internally to fill these posts e.g. cooks, cleaners, and 
caring positions. 
•  Specialist posts e.g. employment solicitors or town planners where 
there is unlikely to be a significant pool of people internally for the 
process to be competitive and who are qualified to apply. 
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•  Posts where there is a national shortage of particular skills, 
qualifications or experience internally within the organisation e.g. 
educational psychologists, social workers.   
•  Heads of Service Posts. 
•  Corporate Director Posts. 
 
 
6. Informal 
Discussions 
If offering applicants the facility for an informal discussion within the job advert 
then the recruiting manager must ensure that: 
 
•  The discussion does not turn into or give the impression of a telephone 
interview. 
•  The discussion relevant to the post and avoids discussing personal 
circumstances. 
•  There is one point of contact for informal discussions to ensure all 
potential applicants are given consistent information about the vacancy. 
•  The same information is given to both internal and external applicants.  
Internal applicants should not be given priority. 
 
7. Protecting 
the 
Selection Process 
Where a member of the panel is related to an applicant or is close friends with 
an applicant they should make this known to the Chair of the panel 
immediately and step down from the process completely, including 
shortlisting. 
 
8. Shortlisting 
All applications for vacancies in Cumbria County Council are short-listed 
based on the following criteria as outlined in the person specification for the 
post: 
 
1.  Qualifications and training 
2. Relevant experience 
3. Knowledge 
4.  Skills and abilities 
5. Personal skills 
6. Special circumstances 
 
All applications will be marked on the above areas using the scale below: 
 
4. Satisfactory match 
5. Slightly exceeds the person specification 
6. Markedly exceeds the person specification 
7. Exceeds the person specification to an exceptional level 
 
Applicants must score a minimum of “4” in all areas to meet the essential 
criteria.   
 
The application form must be fully completed by the applicant and managers 
are reminded that curriculum vitae are not acceptable.   
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Those applications that meet the essential criteria should then be marked on 
the desirable criteria. 
 
Where it is clear that an application falls below the essential criteria the 
application does not then have to be scored.  However those shortlisting 
should make brief notes as to where the applicant falls short should the 
applicant request feedback at a later date. 
 
It is not possible to invite all applicants that meet the minimum criteria to 
interview.  Once applications have been short-listed the recruiting panel 
should consider the overall quality of the applications and invite those 
applicants that best meet the essential and desirable criteria for the post.   
 
Once applicants are invited for interview the scores obtained throughout the 
shortlisting process will have no bearing on the interview process.  All 
applicants invited for interview will be deemed to be on a level playing field. 
 
Following shortlisting managers should return all applications along with 
shortlisting scores and notes to the HR Service Delivery Centre for 
processing. 
 
Cumbria County Council will keep copies of all job applications and 
shortlisting scores and notes will be retained for a period of 4 months after 
which time they will be confidentially destroyed.  The job application form for 
the successful candidate will be retained on their personal file as part of their 
employment history with Cumbria County Council. 
 
All applicants are informed both in the job advert and in the application pack 
that if they have not had a response within 3 to 4 weeks they may presume 
that their application has been unsuccessful. 
 
A copy of the short listing form can be found on Intouch at the link below:  
 
http://www.intouch.ccc/elibrary/Content/Intranet/536/671/3305/3315/38946162
736.doc  
 
To assist managers in shortlisting there is also a list of equivalent 
qualifications which can be found on Intouch at the link below: 
 
http://www.intouch.ccc/elibrary/Content/Intranet/536/671/3305/3315/39412114
649.doc  
 
 
9. Interview 
Process 
Any person from Cumbria County Council or partner organisation involved in 
the recruitment and selection process has a duty to conduct the interview in a 
professional manner and without bias in favour of a particular candidate.   
 
This can be more difficult than it sounds as human beings are all at some 
point affected by prejudices and bias (often referred to as the halo and horns 
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effect) which can operate at a subconscious level which individuals may not 
even be aware of. 
 
It is important that following the interviews a culture exists where panel 
members feel able to speak up or challenge other panel members about their 
views or assumptions about a particular candidate and have an open and fair 
discussion before coming to agreement on the appointment. 
 
This area is covered in more depth during the corporate recruitment and 
selection and equality and diversity courses. 
 
10.  The Format of an Interview 
Cumbria County Council interviews should generally follow the format below.   
 
•  The chair of the recruitment panel will introduce all panel members 
stating their names and positions within the council. 
 
•  The chair of the panel should attempt to put the candidates at ease and 
make sure they have access to a glass of water. 
 
•  The chair of the panel should then explain the format that the interview 
will take and when they can expect to be notified of the outcome of the 
interview. 
 
•  The panel members should take it in turns to ask pre determined 
questions, listen to the candidate’s response and take comprehensive 
notes.   
 
•  Try not to use council jargon or abbreviations as this may confuse 
candidates. 
 
•  The panel may ask further probing or supplementary questions at 
anytime to clarify any points or to draw out further information from the 
candidate as to how they may best meet the essential or desirable 
criteria.   
 
•  It is important that the recruitment panel are aware of their body 
language and are conscious not to give the candidates the wrong 
impression.  For example continuous nodding of your head whilst the 
candidate is answering a question may give the candidate the 
impression that what they are saying is correct or the answer you want 
to hear which may not be the case. 
 
•  The candidate should then be given an opportunity to ask any 
questions they may have about the post for which they are applying, 
about working for Cumbria County Council or terms and conditions of 
employment. 
 
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•  The chair of the panel will then bring the interview to a close and the 
panel should then retire to mark the candidate’s performance before 
the next interview. 
 
 
11. Structured 
Interview 
Questions 
Where possible it is advisable to ask open or experiential questions to glean 
the most information from a candidate as to how they best meet the 
requirements of the post. 
 
It is important that the panel can establish what the candidate’s involvement in 
a certain situation was.  For example if a candidate says “we did this…..” 
probe further and ask what their particular role was or part to play.   
 
It is important that recruitment panels try not to ask closed questions where a 
candidate can simply provide a yes or no answer unless of course these 
questions are necessary.   
 
Example of a closed question may need to ask: 
 
Are you available to work shifts? 
 
Example of a closed question that needs rephrasing to an open 
question: 
 
(Closed question) Have you had previous experience working with vulnerable 
adults? 
 
(Open question)  Please tell the panel about your experiences to date of 
working with vulnerable adults? 
 
A do and don’t list of sample interview questions can be found at 
Appendix 2 to assist recruiting managers in formulating appropriate non 
discriminatory interview questions.  
 
 
12.  Scoring and Weighting the Interview 
It is advisable to allow time between each interview to score each candidate 
and for the recruitment panel to have a debate and come to an agreement.  It 
is not advisable to score throughout the interview as each candidate deserves 
the recruitment panel to be thoroughly concentrating and actively listening to 
their responses. 
 
Scoring should also not be left until the end of the day when recollections can 
be hazy or vague after several candidates.   
 
13.  Informing Candidates of the outcome and providing feedback 
When providing unsuccessful candidates with the outcome of the selection 
process then the recruiting manager or panel members should provide 
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constructive comments and feedback on how the candidate could improve 
should they apply in the future.   
 
Feedback should be offered to all unsuccessful candidates attending for 
interview and recruiting manager may want to arrange a suitable time and day 
to call the candidate back or arrange to meet with them. 
Where the selection process has been internal within the organisation or 
where a number of internal applicants have applied recruiting managers must 
ensure feedback is timely rather than internal candidates being informed of 
the outcome of the selection process through the office grapevine. 
 
14. Interview 
Expenses 
The council will reimburse second class rail fare or bus fair at cheap day rate 
or ordinary return fare. 
 
The council will reimburse the cost of an overnight stay and evening meal 
where the candidate is travelling from outside of Cumbria up to the maximum 
amount specified under the NJC expenses of candidates for appointment.  
Current amounts can be found on the CT54 Interview expenses form which is 
given to candidates.  Expenses will only be reimbursed on the production of 
valid receipts. 
 
Payment of interview expenses to the successful candidate is subject to the 
candidate accepting the post and taking up appointment.  All interview 
expenses claims will be paid for unsuccessful candidates also. 
 
Expenses will only be reimbursed for travel to and from interview within 
mainland Britain. 
 
15.  Other Selection Methods – Assessment Centre Approach 
 
Psychometric Testing 
Psychometric tests are tools which can be used for many activities such as 
recruitment and selection, training and development, career guidance and 
team building.  Psychometric tests are designed and developed in such a way 
that the results have a reasonable degree of accuracy and such tests almost 
certainly have credibility and validity within recruitment and selection 
processes. 
 
There are two forms of psychometric test suitable for use in selection 
processes: 
 
•  Psychometric tests that measure ability, aptitude or attainment and / or: 
 
•  Psychometric tests that are designed to assess personal qualities, 
personality, temperament, values and interests. 
 
Psychometric tests are complex tools and will only be used in the selection 
process where: 
 
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•  Appropriate for the post which recruiting too. 
•  The test used is shown to be valid and reliable. 
•  There is an appropriately trained person delivering the test and 
available to interpret the results. 
•  The use of such tests would not disadvantage particular groups or 
unfairly discriminate. 
 
The people responsible for delivering the psychometric tests will at all times 
ensure that the test results are strictly confidential and that all candidates 
receive the appropriate feedback and interpretation of the results.   
 
Recruiting managers wishing to carry out psychometric testing should speak 
to their Directorate HR Team for further advice on the appropriate tests 
available. 
 
Intray exercises 
The recruiting manager / recruitment panel may wish to design an intray 
exercise for candidates.  You may use such exercises to see how the 
candidates may cope with working under pressure and how they cope with 
differing demands and to test time management / prioritisation skills. 
 
If managers chose to develop their own tests they must be prepared in 
advance and the same instructions given to all candidates.   
 
Marking criteria should also be agreed in advance and the overall weighting 
given to the test. 
 
Presentations
 
It is good practice to give the candidates the presentation topic in advance to 
allow time to prepare. 
 
For more senior positions candidates may be given the presentation topic and 
materials on the day of the interview.  In such instances a recruiting manager 
may want to test candidates’ ability to cope under pressure and knowledge / 
expertise “on the spot”.   
 
In all cases candidates should all be offered the same materials and given the 
same time scale in which to prepare and present. 
 
Marking criteria should also be agreed in advance and the overall weighting 
given to the presentation. 
 
Service User Panels 
It is important that we listen to our service users and involve them in shaping 
and developing future council services.   
 
Where the post requires the successful candidate to work closely with service 
users candidates may be interviewed by current users of Cumbria County 
Council service users or members of the public that have previously used the 
service.   
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By involving service users in interview panels candidates are able to 
demonstrate their ability to understand and relate to a particular group e.g. 
children and young people. 
 
Where service users are involved in the selection process: 
 
•  They will be fully briefed on the process prior to the interview. 
•  They will have a copy of the job description and person specification. 
•  A facilitator will be present throughout the interview. 
•  Questions formulated by the service users will have the prior approval 
of the recruiting manager. 
•  Scoring mechanism will have been agreed beforehand. 
 
16.  Choosing with Care – Safer Recruitment 
Cumbria County Council is committed to safeguarding its service users and 
works towards a culture of ongoing vigilance. 
 
The aim of Cumbria County Council is to ensure our recruitment and selection 
processes are thorough and rigorous to minimise the risk of recruiting 
unsuitable people, particularly those who want to harm or abuse children or 
vulnerable adults in our care. 
 
Safer practices do not necessarily have to demonstrate sophistication or 
complexity; simple processes done well can make all the difference. 
 
It is important to note that all elements of the recruitment and selection 
process help to build a full picture of the candidate.  No one element should 
be used in isolation when making an appointment decision.   
 
Safe Recruitment Questions  
Panels should practice more in-depth probing in order to really understand not 
just what people do but how they do it and more importantly why they do it, 
thereby giving a more rounded and complete picture of the candidate. 
 
When recruiting to a post working with vulnerable adults or children it is 
important that when devising interview questions the recruitment panel do not 
only measure the candidate’s knowledge, experience, skills and abilities but 
that the interview process is also used to measure candidate’s motives, 
values, attitudes and behaviours towards children and / or vulnerable adults. 
 
Any areas of concern should be specifically documented and followed up 
further with the candidate or through further pre-employment vetting checks. 
 
Suggested sample questions which could be used or developed further are 
listed at Appendix 3. 
 
Other Selection Methods 
It is particularly important that when recruiting to posts working directly with 
children and / or vulnerable adults that managers do not solely rely on the 
interview process.  It is advisable that managers use a range of methods in 
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order to gain a full insight into candidates.  This will help managers to feel 
more confident in their appointment decision. 
 
Documentation Checks 
It is good practice with all appointments but is even more imperative when 
recruiting to posts working with vulnerable adults and / or children that the 
recruitment panel check all documentation of applicants to identify any gaps in 
employment history, changes in name or identity, check dates to ensure that 
all the information provided by the applicant matches. 
 
If there is something that the recruiting panel are concerned about or the 
information provided does not correspond then the panel should ask the 
candidate about this at interview. 
 
Verification of references and previous employment 
Where recruiting to a post that requires the successful candidate to work with 
children and / or vulnerable adults it is good practice to carry out additional 
checks.  Cumbria County Council may contact the referee direct and or 
previous employers to verify information provided.   
 
Cumbria County Council will not accept pre-written or historical references.   
 
For further information please refer to the section on pre-employment 
vetting in the guidance notes. 
 
17.  Failure to appoint within 3 months 
Where the recruitment process has been followed and where a successful 
candidate has been identified and due to one of the following reasons below 
is not appointed or fails to complete the required probationary period; the 
recruiting manager may offer the post to the next suitable candidate from 
those previously interviewed without having to re-advertise the position and 
repeat the recruitment process. 
 
•  Where the successful candidate has declined the position. 
•  Where the offer of employment is rescinded due to the results of pre-
employment checks. 
•  Where the successful candidate is in post and resigns from Cumbria 
County Council within 3 months of appointment. 
•  Where the successful candidate does not complete their probationary 
period and leaves within 3 months of appointment. 
 
18. 
Corporate Director and Chief Officer Recruitment 
For Corporate Director or Chief Officer appointments Cumbria County Council 
will procure the services of an executive search agency to manage the 
recruitment process and assessment centres.  This may involve some or all of 
the following selection methods: 
 
•  Interview with Business Psychologist 
•  Psychometric Testing  
•  Numerical / Reasoning Test 
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26 
 

 
•  Interview 
 
Following the assessment centre the executive search agency will then 
present a shortlist of candidates to the council who will then go forward for 
further interviews by Corporate Directors, Chief Officers and Members. 
 
All Corporate Director or Chief Officer appointments will be ratified by the 
council’s Cabinet. 
 
19. Pre-employment 

Vetting 
The successful candidate cannot commence employment with Cumbria 
County Council until all the relevant checks have been returned and the 
candidate has been cleared to start.   
 
Qualifications and certificates 
Where qualifications are essential criteria for the post these should be 
checked at interview stage if possible.  Where candidates do not bring to 
interview these must be checked before any formal offer of employment is 
made.   Where original certificates cannot be provided then the offer of 
employment will be rescinded.   
 
Professional registration 
Where essential to carry out the role the successful candidate will be required 
to produce evidence of their professional registration.  E.g. Social workers will 
be required to provide evidence of their professional registration to the 
General Social Work Council. 
 
Asylum and immigration 
The successful candidate will be required to prove that they have the right to 
live and work within the United Kingdom.   
 
Acceptable documentation to prove the right to live and work in the United 
Kingdom can be found within the council’s recruitment brochure or 
alternatively at the link below: 
 
http://www.ukba.homeoffice.gov.uk/sitecontent/documents/employersandspon
sors/preventingillegalworking/currentguidanceandcodes
   
 
Failure to provide the relevant documentation will result in the offer of 
employment being rescinded.     
 
Criminal Records Bureau checks 
A number of posts within the council are subject to either a standard or 
enhanced Criminal Records Bureau Check.  These are posts where the post 
holder is likely to be able to build up a rapport with service users. 
 
It should be noted that CRB checks will take a minimum of 4 weeks and 
managers should build this time in when planning the recruitment 
process.   
 

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Appointment will not be confirmed and the successful candidate may 
not start work with the council until a CRB check has been returned.   
 
CRB certificates will be held in separate files to that of the employees 
personal employment file and will be held with regard for the CRB Code of 
Practice. 
 
From October 2009 new employees working with children and / or vulnerable 
adults will require registration through the Independent Safeguarding Authority 
(ISA) in accordance with the Safe Guarding Vulnerable Groups Act 2006.  
This policy will be updated in line with further guidance expected from the ISA 
in March 2009. 
 
A copy of the council’s policy on Criminal Records Bureau Checks and the 
recruitment of ex-offenders can be found at the following link:  
 
http://www.intouch.ccc/eLibrary/Content/Intranet/536/671/1101/39414142256.
pdf   
 
Pre-employment medical screening 
Prior to appointment being confirmed the successful candidate will be required 
to undergo a pre-employment medical screening test.  This test can be carried 
out over the telephone with a fully trained occupational health professional or 
online.  Details will be sent to the successful candidate following an initial offer 
of employment. 
 
The medical screening test is related to the risks associated with the post for 
which the candidate has applied. 
 
Dependant on responses provided by the candidate occupational health may 
require a face to face appointment and / or may need to request further 
information from the candidates GP.  A face to face appointment will normally 
be arranged within 15 working days of the initial medical screening being 
carried out. 
 
Where a face to face appointment is not required medical clearance is 
normally sent back to the recruiting manager within 2 hours of the candidate 
completing either over the telephone or online. 
 
Where an internal candidate has been successful and the risks associated 
with the new post differ to the current post they must still complete the pre-
employment medical screening.  Where there is no change in risk a pre-
employment medical is not required.    
 
Cumbria Fire and Rescue Service have an in-house Occupational Health 
team and as such pre-employment medical screening will differ to the above 
process.  Candidates will be required to complete a paper questionnaire which 
will be reviewed by the Occupational Health Sister and where necessary 
candidates invited for a face to face consultation. 
 
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The appointment process cannot proceed without medical clearance 
from Occupational Health. 
 
Employment and character references 
All applicants are required to provide details of whom the council can contact 
to act as a referee.  Internal candidates who have been with Cumbria County 
Council for a year or longer need only provide details of one referee.  Where 
their line manager is on the interview panel then they should arrange for an 
alternative referee.   
 
References will be requested for the successful candidate only.   
Appointment will not be confirmed until the necessary references have 
been received and are deemed satisfactory. 
 
Where appointment is to a post which requires a Criminal Records Bureau 
check additional checks may be carried out and the referee may be contacted 
by telephone.   
 
Cumbria County Council will not accept pre-written or historical references. 
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Appendix 1 
Writing Job Profiles and Person Specifications 
The job profile and person specification for a vacant post must be updated at 
an early stage in the recruitment process so that the job evaluation process 
can be carried out.    
 
The Job Profile sets out the purpose, duties and responsibilities of a 
particular job while the Person Specification describes the type of person, in 
terms of experience, capability and other relevant factors who could best carry 
out the job.  One of the benefits of having of having accurate and well written 
Job Profiles and Person Specifications is that give potential applicants a clear 
picture of the skills and experience that the council is looking for. 
 
Further advice on writing job profiles and person specifications should be 
sought from Directorate HR Teams. 
 
Job Profile 
A complete Job Profile consists of a number of separate sections which are 
detailed below. 
 
CUMBRIA COUNTY COUNCIL – JOB PROFILE 
Post Title 
Directorate  
& location 
Post Holder 
Post Ref 
Grade 
Responsible to 
Responsible for 
 
 
1.  Purpose of Job 
A brief summary of the reason why the job exists and the end result it is 
expected to achieve. 
2.   Principal Accountabilities 
A list of the accountabilities of the post which includes an indication of the 
key results expected to be achieved in each area. 
3.   Key Tasks (may not be used for senior posts) 
 A list of the tasks which will be carried out to achieve the job purpose.  
Generally used for less senior posts. 
4.   Magnitude of the Job (not relevant to all jobs) 
Gives detail of the impact and responsibility of the job in cash terms eg 
capital and revenue budgets. 
5.  Organisation 
 An organisation chart which shows the position of the post in relation to 
others in the organisation particularly in terms of reporting lines. 
6.  Qualifications, competencies and training 
Summary of the essential qualifications, training and competencies 
required to carry out the job. 
7.   Special Circumstances 
Use this section for any particular circumstances about the job eg if the 
post holder is a nominated key holder or if there is a requirement for 
occasional weekend working. 
 
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Person Specification 
The person specification is used to measure, in a consistent way, how well a 
job applicant meets the requirements of the job.  The qualifications, skills and 
competencies required to carry out the job are listed as either essential or 
desirable.  Any job applicant who does not have all of the essential 
requirements should not be shortlisted for interview.  For this reason care 
should be taken when deciding which requirements are essential to the job.  
 
Note: the only exception to this would be in the case of an employee who is 
‘at risk’ and on the alternative employment scheme. 
 
All attributes listed should be specific and capable of being measured 
objectively. 
 
Cumbria County Council 
Person Specification 
 
Post Title ……………………………. 
 
 Essential 
  Desirable 
Qualifications/Training/  
 
Competences 
 
 
 
 
 
Relevant Experience 
 
 
 
 
 
 
Knowledge 
 
 
 
 
 
 
Skills 
 
 
 
 
 
 
 
Special 
 
 
Circumstances 
 
 
 
 
 
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 Appendix 2 
 
Effective Interview Questions – Do’s and Don’ts 
 
 
Do say Don’t 
say 
 
 
What are your general aims and 
Are you planning to get married / 
goals over the next 3 to 5 years? 
have a family in the next few years? 
 
 
 
 
The job would involve travelling and 
Who would look after your children if 
possibly away from home 
you were asked to travel away from 
occasionally for up to 5 times a year.  
home on business? 
Would you be happy to travel in this 
role? 
 
 
 
The job may occasionally from time to  If asked to work late would this cause 
time require the successful candidate 
a problem with your childcare 
working late or working additional 
arrangements? 
hours at short notice.  How would you 
respond if asked? 
 
 
 
I see you have mobility impairment.  
I see you have mobility impairment.  
What adjustments did your last 
This would obviously make it difficult 
employer carry out that would 
for you to…….. 
possibly help you in this role? OR If 
we were to offer you the post what 
type of support would you find 
helpful? 
 
 
Tell me the extent to which you think 
You would obviously be unable to 
you would be able to perform the 
carry out the manual aspects of the 
manual aspects of this role…. 
job…. 
 
 
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Appendix 3 
 
Safer Recruitment - Suggested Questions 
 
What methods would you use to communicate with children? 
How would you deal with the situation where a child discussed a confidential problem 
with you or conversely gave you back chat, cheek or aggression? 
What is your understanding of confidentiality? 
What’s your understanding of safeguarding? 
What do you consider as abuse? 
Your job involves building up trust between you and the person you’re caring for – 
how have you gone about achieving this in past positions? 
What motivates you to work with young children/client group? 
How do you feel when you are challenged by a child’s behaviour? 
What would you do if you had concerns with a colleague’s behaviour, i.e. being 
abusive towards a client – or sharing confidential information with a child? 
If a service user becomes aggressive, hitting out at you, but because they cannot 
actually hit, they spit in your face, how would you feel about this and how would you 
react? 
What steps would you take to minimise the risks when working one to one? 
What would you do if a young person asks you to keep a secret, or told you that a 
member of staff was doing something to them?  At what stage would you share this 
information? 
During a visit to a fostering placement a five year old child comes to sit on your lap.  
What would you do? 
How would you respond if a client in your care expects to be hugged? 
A client tells you that a staff member has been taking money from them on a regular 
basis and doesn’t want you to tell anyone.  What would you do? 
What kind of behaviour in a candidate would lead you to have concerns about their 
possible appointment/employment? 
How or what would you contribute to ensuring protection and safety of the clients? 
What physical environmental changes would you suggest for the workplace to 
increase safeguarding? 
If you are carrying out a home visit and the adult is out, but the child invites you in, 
what would you do? 
What procedure would you follow if you became uncomfortable with a situation in 
relation to a service user? 
What are the potential risks of working with clients on their own?  How would you 
minimise them? 
I notice from your application form that you have worked in a number of 
schools/establishments which have been single sex.  Can you explain why your 
career path has followed this route? 
You application form shows that you have moved around the country and changed 
jobs frequently in the last 5 years.  Can you take me through your career history and 
tell me why that was? 
What would you do if a foster child asked you to be their special friend? 
How would you protect yourself against allegations of abuse? 
What standards of practice would you apply to ensure safe care of children? 
What do you have to offer our service users? 
What would you do if you saw a child with a bruise? 
 
 

HRToolkit/Arrival & Departure/R&S v2 Jan 09 

Document Outline